0001011438-13-000119.txt : 20130213 0001011438-13-000119.hdr.sgml : 20130213 20130213160751 ACCESSION NUMBER: 0001011438-13-000119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASPIAN CAPITAL LP CENTRAL INDEX KEY: 0001518999 IRS NUMBER: 900626905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14846 FILM NUMBER: 13603151 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: (212) 826-6970 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 form_13f-caspian.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: July 31, 2015 Estimated average burden hours per response..........23.5 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Caspian Capital LP Address: 767 Fifth Avenue New York, New York 10153 Form 13F File Number: 028-14846 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Chief Operating Officer and General Counsel Phone: 212-826-6970 Signature, Place, and Date of Signing: /s/ Richard D. Holahan, Jr. New York, New York February 13, 2013 --------------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 10 ------------- Form 13F Information Table Value Total: $160,313 ------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------ --------------------- --------------------------------- None.
Caspian Capital LP Form 13F Information Table Quarter Ended Decembe 31, 2012 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 VOTING AUTHORITY CUSIP VALUE SHARES OR SH/ PUT/ OTHER NAME OF ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMOUNT PRN CALL INVEST/DISCRET MANAG SOLE SHARED NONE ------------------------- -------------- --------- -------- ---------- --- ---- ------------- ----- ---- --------- ---- ASSURED GUARANTY LTD COM G0585R106 $ 25,685 1,805,000 SH SHARED-DEFINED 1,805,000 BEAZER HOMES USA INC COM 07556Q105 $ 11,103 657,344 SH SHARED-DEFINED 657,344 DYNEGY INC NEW DEL COM 26817R108 $ 71,407 3,732,737 SH SHARED-DEFINED 3,732,737 GRAPHIC PACKAGING HLDG CO COM 388689101 $ 24,742 3,829,992 SH SHARED-DEFINED 3,829,992 GRAY TELEVISION INC COM 389375106 $ 6,064 2,756,174 SH SHARED-DEFINED 2,756,174 HARBINGER GROUP INC COM 41146A106 $ 3,845 500,000 SH SHARED-DEFINED 500,000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 $ 1,872 584,848 SH SHARED-DEFINED 584,848 LYONDELLBASELL INDUSTRIES N SHS-A N53745100 $ 2,358 41,296 SH SHARED-DEFINED 41,296 MPG OFFICE TR INC COM 553274101 $ 8,693 2,822,527 SH SHARED-DEFINED 2,822,527 RITE AID CORP COM 767754104 $ 4,545 3,341,755 SH SHARED-DEFINED 3,341,755 Total Fair Market Value (in thousands): $160,313