0001011438-13-000119.txt : 20130213
0001011438-13-000119.hdr.sgml : 20130213
20130213160751
ACCESSION NUMBER: 0001011438-13-000119
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASPIAN CAPITAL LP
CENTRAL INDEX KEY: 0001518999
IRS NUMBER: 900626905
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14846
FILM NUMBER: 13603151
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE, 45TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: (212) 826-6970
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE, 45TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
13F-HR
1
form_13f-caspian.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Caspian Capital LP
Address: 767 Fifth Avenue
New York, New York 10153
Form 13F File Number: 028-14846
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard D. Holahan, Jr.
Title: Chief Operating Officer and General Counsel
Phone: 212-826-6970
Signature, Place, and Date of Signing:
/s/ Richard D. Holahan, Jr. New York, New York February 13, 2013
--------------------------- -------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
-------------
Form 13F Information Table Entry Total: 10
-------------
Form 13F Information Table Value Total: $160,313
-------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NO. FORM 13F FILE NUMBER NAME
------ --------------------- ---------------------------------
None.
Caspian Capital LP
Form 13F Information Table
Quarter Ended Decembe 31, 2012
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
VOTING AUTHORITY
CUSIP VALUE SHARES OR SH/ PUT/ OTHER
NAME OF ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMOUNT PRN CALL INVEST/DISCRET MANAG SOLE SHARED NONE
------------------------- -------------- --------- -------- ---------- --- ---- ------------- ----- ---- --------- ----
ASSURED GUARANTY LTD COM G0585R106 $ 25,685 1,805,000 SH SHARED-DEFINED 1,805,000
BEAZER HOMES USA INC COM 07556Q105 $ 11,103 657,344 SH SHARED-DEFINED 657,344
DYNEGY INC NEW DEL COM 26817R108 $ 71,407 3,732,737 SH SHARED-DEFINED 3,732,737
GRAPHIC PACKAGING HLDG CO COM 388689101 $ 24,742 3,829,992 SH SHARED-DEFINED 3,829,992
GRAY TELEVISION INC COM 389375106 $ 6,064 2,756,174 SH SHARED-DEFINED 2,756,174
HARBINGER GROUP INC COM 41146A106 $ 3,845 500,000 SH SHARED-DEFINED 500,000
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 $ 1,872 584,848 SH SHARED-DEFINED 584,848
LYONDELLBASELL
INDUSTRIES N SHS-A N53745100 $ 2,358 41,296 SH SHARED-DEFINED 41,296
MPG OFFICE TR INC COM 553274101 $ 8,693 2,822,527 SH SHARED-DEFINED 2,822,527
RITE AID CORP COM 767754104 $ 4,545 3,341,755 SH SHARED-DEFINED 3,341,755
Total Fair Market Value (in thousands): $160,313