0001011438-12-000285.txt : 20120814
0001011438-12-000285.hdr.sgml : 20120814
20120814160534
ACCESSION NUMBER: 0001011438-12-000285
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASPIAN CAPITAL LP
CENTRAL INDEX KEY: 0001518999
IRS NUMBER: 900626905
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14846
FILM NUMBER: 121032817
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE, 45TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: (212) 826-6970
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE, 45TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
13F-HR
1
form_13f-caspian.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Caspian Capital LP
Address: 767 Fifth Avenue
New York, New York 10153
Form 13F File Number: 028-14846
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard D. Holahan, Jr.
Title: Chief Operating Officer and General Counsel
Phone: 212-826-6970
Signature, Place, and Date of Signing:
/s/ Richard D. Holahan, Jr. New York, New York August 14, 2012
--------------------------- -------------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
------------------
Form 13F Information Table Entry Total: 17
------------------
Form 13F Information Table Value Total: $406,403
------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NO. FORM 13F FILE NUMBER NAME
------ --------------------- ---------------------------------
None.
Caspian Capital LP
Form 13F Information Table
Quarter Ended June 30, 2012
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Cusip Value Shares or SH/ Put/ Invest Othr
Issuer Title of Class Number (x$1000) PRN AMT PRN Call Discre Mgrs Sole Shared None
---------------------------- --------------- --------- --------- ---------- ---- ---- ------- ---- ---- --------- ----
SHARED-
ASSURED GUARANTY LTD COM G0585R106 $ 19,035 1,350,000 SH DEFINED 1,350,000
SHARED-
BEAZER HOMES USA INC COM 07556Q105 $ 10,599 3,261,117 SH DEFINED 3,261,117
SHARED-
CHEMTURA CORP COM NEW 163893209 $ 16,241 1,120,055 SH DEFINED 1,120,055
SHARED-
CHESAPEAKE ENERGY CORP COM 165167107 $ 6,510 350,000 SH DEFINED 350,000
SHARED-
COMMUNITY HEALTH SYS INC NEW COM 203668108 $ 13,934 497,100 SH CALL DEFINED 497,100
SHARED-
FLAGSTAR BANCORP INC COM NEW 337930507 $ 7,345 8,744,471 SH DEFINED 8,744,471
SHARED-
GRAPHIC PACKAGING HLDG CO COM 388689101 $ 21,265 3,866,302 SH DEFINED 3,866,302
SHARED-
GRAY TELEVISION INC COM 389375106 $ 3,809 2,591,171 SH DEFINED 2,591,171
SHARED-
HCA HOLDINGS INC COM 40412C101 $ 15,388 505,700 SH CALL DEFINED 505,700
SHARED-
HOVNANIAN ENTERPRISES INC UNIT 99/99/9999 44248W208 $ 325 20,000 SH DEFINED 20,000
SHARED-
ISHARES TR RUSSELL 2000 464287655 $238,950 3,000,000 SH PUT DEFINED 3,000,000
SHARED-
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 $ 1,123 584,848 SH DEFINED 584,848
SHARED-
MPG OFFICE TR INC COM 553274101 $ 5,098 2,536,497 SH DEFINED 2,536,497
SHARED-
PENDRELL CORP COM 70686R104 $ 2,286 2,078,298 SH DEFINED 2,078,298
SHARED-
RITE AID CORP COM 767754104 $ 4,678 3,341,755 SH DEFINED 3,341,755
SHARED-
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 $ 30,950 1,717,509 SH DEFINED 1,717,509
SHARED-
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 $ 8,867 506,117 SH DEFINED 506,117
Total Fair Market Value (in thousands): $406,403