0001011438-12-000285.txt : 20120814 0001011438-12-000285.hdr.sgml : 20120814 20120814160534 ACCESSION NUMBER: 0001011438-12-000285 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASPIAN CAPITAL LP CENTRAL INDEX KEY: 0001518999 IRS NUMBER: 900626905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14846 FILM NUMBER: 121032817 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: (212) 826-6970 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 form_13f-caspian.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response..........23.5 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Caspian Capital LP Address: 767 Fifth Avenue New York, New York 10153 Form 13F File Number: 028-14846 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Chief Operating Officer and General Counsel Phone: 212-826-6970 Signature, Place, and Date of Signing: /s/ Richard D. Holahan, Jr. New York, New York August 14, 2012 --------------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 17 ------------------ Form 13F Information Table Value Total: $406,403 ------------------ (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------ --------------------- --------------------------------- None.
Caspian Capital LP Form 13F Information Table Quarter Ended June 30, 2012 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Cusip Value Shares or SH/ Put/ Invest Othr Issuer Title of Class Number (x$1000) PRN AMT PRN Call Discre Mgrs Sole Shared None ---------------------------- --------------- --------- --------- ---------- ---- ---- ------- ---- ---- --------- ---- SHARED- ASSURED GUARANTY LTD COM G0585R106 $ 19,035 1,350,000 SH DEFINED 1,350,000 SHARED- BEAZER HOMES USA INC COM 07556Q105 $ 10,599 3,261,117 SH DEFINED 3,261,117 SHARED- CHEMTURA CORP COM NEW 163893209 $ 16,241 1,120,055 SH DEFINED 1,120,055 SHARED- CHESAPEAKE ENERGY CORP COM 165167107 $ 6,510 350,000 SH DEFINED 350,000 SHARED- COMMUNITY HEALTH SYS INC NEW COM 203668108 $ 13,934 497,100 SH CALL DEFINED 497,100 SHARED- FLAGSTAR BANCORP INC COM NEW 337930507 $ 7,345 8,744,471 SH DEFINED 8,744,471 SHARED- GRAPHIC PACKAGING HLDG CO COM 388689101 $ 21,265 3,866,302 SH DEFINED 3,866,302 SHARED- GRAY TELEVISION INC COM 389375106 $ 3,809 2,591,171 SH DEFINED 2,591,171 SHARED- HCA HOLDINGS INC COM 40412C101 $ 15,388 505,700 SH CALL DEFINED 505,700 SHARED- HOVNANIAN ENTERPRISES INC UNIT 99/99/9999 44248W208 $ 325 20,000 SH DEFINED 20,000 SHARED- ISHARES TR RUSSELL 2000 464287655 $238,950 3,000,000 SH PUT DEFINED 3,000,000 SHARED- LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 $ 1,123 584,848 SH DEFINED 584,848 SHARED- MPG OFFICE TR INC COM 553274101 $ 5,098 2,536,497 SH DEFINED 2,536,497 SHARED- PENDRELL CORP COM 70686R104 $ 2,286 2,078,298 SH DEFINED 2,078,298 SHARED- RITE AID CORP COM 767754104 $ 4,678 3,341,755 SH DEFINED 3,341,755 SHARED- ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 $ 30,950 1,717,509 SH DEFINED 1,717,509 SHARED- ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 $ 8,867 506,117 SH DEFINED 506,117 Total Fair Market Value (in thousands): $406,403