0001011438-12-000221.txt : 20120514 0001011438-12-000221.hdr.sgml : 20120514 20120514165933 ACCESSION NUMBER: 0001011438-12-000221 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASPIAN CAPITAL LP CENTRAL INDEX KEY: 0001518999 IRS NUMBER: 900626905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14846 FILM NUMBER: 12839532 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: (212) 826-6970 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 form_13f-caspian.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response..........23.5 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Caspian Capital LP Address: 767 Fifth Avenue New York, New York 10153 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Chief Operating Officer and General Counsel Phone: 212-826-6970 Signature, Place, and Date of Signing: /s/ Richard D. Holahan, Jr. New York, NY May 14, 2012 --------------------------- -------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 16 ------------------ Form 13F Information Table Value Total: $328,571 ------------------ (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------ --------------------- --------------------------------- None.
Caspian Capital LP Form 13F Information Table Quarter Ended March 31, 2012 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Cusip Value Shares or SH/ Put/ Invest Othr Issuer Title of Class Number (x$1000) PRN AMT PRN Call Discre Mgrs Sole Shared None ------------------------- --------------- -------- --------- --------- --- ---- ------- ---- ---- ---------- ---- SHARED- BEAZER HOMES USA INC COM 07556Q105 $ 6,131 1,886,517 SH DEFINED 1,886,517 SHARED- CHEMTURA CORP COM NEW 163893209 $ 18,170 1,070,101 SH DEFINED 1,070,101 SHARED- FLAGSTAR BANCORP INC COM NEW 337930507 $ 5,996 6,516,868 SH DEFINED 6,516,868 SHARED- GRAPHIC PACKAGING HLDG CO COM 388689101 $ 14,082 2,551,161 SH DEFINED 2,551,161 SHARED- GRAY TELEVISION INC COM 389375106 $ 3,608 1,909,071 SH DEFINED 1,909,071 SHARED- HOVNANIAN ENTERPRISES INC UNIT 99/99/9999 44248W208 $ 268 20,000 SH DEFINED 20,000 SHARED- HUNTSMAN CORP COM 447011107 $ 5,603 399,959 SH DEFINED 399,959 SHARED- ISHARES TR RUSSELL 2000 464287655 $ 207,125 2,500,000 SH PUT DEFINED 2,500,000 SHARED- LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 $ 1,240 584,848 SH DEFINED 584,848 SHARED- MPG OFFICE TR INC COM 553274101 $ 4,188 1,789,582 SH DEFINED 1,789,582 SHARED- PENDRELL CORP COM 70686R104 $ 14,157 5,424,048 SH DEFINED 5,424,048 SHARED- RITE AID CORP COM 767754104 $ 4,075 2,341,755 SH DEFINED 2,341,755 ROYAL BK SCOTLAND SHARED- GROUP PLC SP ADR PREF T 780097713 $ 19,305 1,016,050 SH DEFINED 1,016,050 ROYAL BK SCOTLAND SHARED- GROUP PLC ADR PREF SER N 780097770 $ 808 50,000 SH DEFINED 50,000 ROYAL BK SCOTLAND SHARED- GROUP PLC ADR PREF SHS Q 780097754 $ 15,494 911,935 SH DEFINED 911,935 ROYAL BK SCOTLAND SHARED- GROUP PLC SP ADR PREF M 780097796 $ 8,321 506,117 SH DEFINED 506,117 Total Fair Market Value (in thousands): $ 328,571