0001011438-12-000133.txt : 20120214 0001011438-12-000133.hdr.sgml : 20120214 20120214160529 ACCESSION NUMBER: 0001011438-12-000133 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASPIAN CAPITAL LP CENTRAL INDEX KEY: 0001518999 IRS NUMBER: 900626905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14846 FILM NUMBER: 12609616 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: (212) 826-6970 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 form_13f-caspian.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response..........23.5 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Caspian Capital LP Address: 767 Fifth Avenue New York, New York 10153 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Chief Operating Officer and General Counsel Phone: 212-826-6970 Signature, Place, and Date of Signing: /s/ Richard D. Holahan, Jr. New York, NY February 14, 2012 --------------------------- -------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 17 ------------------ Form 13F Information Table Value Total: $71,462 ------------------ (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------ --------------------- --------------------------------- None.
Caspian Capital LP Form 13F Information Table Quarter Ended December 31, 2011 Cusip Value Shares or SH/ Put/ Invest Othr Issuer Title of Class Number (x$1000) PRN AMT PRN Call Discre Mgrs** Sole Shared None ------------------------ --------------- -------- -------- --------- --- ---- ------ ------ ---- --------- ----- BEAZER HOMES USA INC COM 07556Q105 $ 1,195 481,753 SH SHARED-DEFINED 481,753 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 $ 1,739 143,744 SH SHARED-DEFINED 143,744 CALPINE CORP COM NEW 131347304 $ 57 3,510 SH SHARED-DEFINED 3,510 FLAGSTAR BANCORP INC COM NEW 337930507 $ 2,742 5,429,868 SH SHARED-DEFINED 5,429,868 GRAPHIC PACKAGING HLDG CO COM 388689101 $ 6,312 1,481,751 SH SHARED-DEFINED 1,481,751 GRAY TELEVISION INC COM 389375106 $ 3,093 1,909,071 SH SHARED-DEFINED 1,909,071 HOVNANIAN ENTERPRISES INC UNIT 99/99/9999 44248W208 $ 153 20,000 SH SHARED-DEFINED 20,000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 $ 918 584,848 SH SHARED-DEFINED 584,848 MPG OFFICE TR INC COM 553274101 $ 1,829 919,097 SH SHARED-DEFINED 919,097 NRG ENERGY INC COM NEW 629377508 $ 40 2,216 SH SHARED-DEFINED 2,216 PENDRELL CORP COM 70686R104 $13,962 5,453,781 SH SHARED-DEFINED 5,453,781 RITE AID CORP COM 767754104 $11,225 8,908,621 SH SHARED-DEFINED 8,908,621 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 $ 558 50,000 SH SHARED-DEFINED 50,000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 $ 5,836 482,296 SH SHARED-DEFINED 482,296 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 $ 5,739 506,117 SH SHARED-DEFINED 506,117 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 $15,355 1,202,350 SH SHARED-DEFINED 1,202,350 SPANISH BROADCASTING SYS INC CL A NEW 846425833 $ 709 236,257 SH SHARED-DEFINED 236,257 Total Fair Market Value (in thousands): $71,462