0001011438-12-000133.txt : 20120214
0001011438-12-000133.hdr.sgml : 20120214
20120214160529
ACCESSION NUMBER: 0001011438-12-000133
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASPIAN CAPITAL LP
CENTRAL INDEX KEY: 0001518999
IRS NUMBER: 900626905
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14846
FILM NUMBER: 12609616
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE, 45TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: (212) 826-6970
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE, 45TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
13F-HR
1
form_13f-caspian.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Caspian Capital LP
Address: 767 Fifth Avenue
New York, New York 10153
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard D. Holahan, Jr.
Title: Chief Operating Officer and General Counsel
Phone: 212-826-6970
Signature, Place, and Date of Signing:
/s/ Richard D. Holahan, Jr. New York, NY February 14, 2012
--------------------------- -------------- ------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
------------------
Form 13F Information Table Entry Total: 17
------------------
Form 13F Information Table Value Total: $71,462
------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NO. FORM 13F FILE NUMBER NAME
------ --------------------- ---------------------------------
None.
Caspian Capital LP
Form 13F Information Table
Quarter Ended December 31, 2011
Cusip Value Shares or SH/ Put/ Invest Othr
Issuer Title of Class Number (x$1000) PRN AMT PRN Call Discre Mgrs** Sole Shared None
------------------------ --------------- -------- -------- --------- --- ---- ------ ------ ---- --------- -----
BEAZER HOMES USA INC COM 07556Q105 $ 1,195 481,753 SH SHARED-DEFINED 481,753
BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 $ 1,739 143,744 SH SHARED-DEFINED 143,744
CALPINE CORP COM NEW 131347304 $ 57 3,510 SH SHARED-DEFINED 3,510
FLAGSTAR BANCORP INC COM NEW 337930507 $ 2,742 5,429,868 SH SHARED-DEFINED 5,429,868
GRAPHIC PACKAGING
HLDG CO COM 388689101 $ 6,312 1,481,751 SH SHARED-DEFINED 1,481,751
GRAY TELEVISION INC COM 389375106 $ 3,093 1,909,071 SH SHARED-DEFINED 1,909,071
HOVNANIAN ENTERPRISES
INC UNIT 99/99/9999 44248W208 $ 153 20,000 SH SHARED-DEFINED 20,000
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 $ 918 584,848 SH SHARED-DEFINED 584,848
MPG OFFICE TR INC COM 553274101 $ 1,829 919,097 SH SHARED-DEFINED 919,097
NRG ENERGY INC COM NEW 629377508 $ 40 2,216 SH SHARED-DEFINED 2,216
PENDRELL CORP COM 70686R104 $13,962 5,453,781 SH SHARED-DEFINED 5,453,781
RITE AID CORP COM 767754104 $11,225 8,908,621 SH SHARED-DEFINED 8,908,621
ROYAL BK SCOTLAND
GROUP PLC ADR PREF SER N 780097770 $ 558 50,000 SH SHARED-DEFINED 50,000
ROYAL BK SCOTLAND
GROUP PLC ADR PREF SHS Q 780097754 $ 5,836 482,296 SH SHARED-DEFINED 482,296
ROYAL BK SCOTLAND
GROUP PLC SP ADR PREF M 780097796 $ 5,739 506,117 SH SHARED-DEFINED 506,117
ROYAL BK SCOTLAND
GROUP PLC SP ADR PREF T 780097713 $15,355 1,202,350 SH SHARED-DEFINED 1,202,350
SPANISH BROADCASTING
SYS INC CL A NEW 846425833 $ 709 236,257 SH SHARED-DEFINED 236,257
Total Fair Market Value (in thousands): $71,462