0001462180-13-000019.txt : 20130325
0001462180-13-000019.hdr.sgml : 20130325
20130325162904
ACCESSION NUMBER: 0001462180-13-000019
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130325
DATE AS OF CHANGE: 20130325
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BROOKLYN CAPITAL MANAGEMENT LLC
GROUP MEMBERS: BULLDOG INVESTORS
GROUP MEMBERS: PHILLIP GOLDSTEIN
GROUP MEMBERS: STEVEN SAMUELS
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Azteca Acquisition Corp
CENTRAL INDEX KEY: 0001518749
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86319
FILM NUMBER: 13714378
BUSINESS ADDRESS:
STREET 1: 421 N. BEVERLY DRIVE
STREET 2: SUITE 300
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
BUSINESS PHONE: 310-553-7009
MAIL ADDRESS:
STREET 1: 421 N. BEVERLY DRIVE
STREET 2: SUITE 300
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors
CENTRAL INDEX KEY: 0001462180
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST PLAZA TWO
STREET 2: SUITE 750
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
SC 13G/A
1
thirteenga.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Azteca Acquisition Corp.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
05501E201
(CUSIP Number)
3/21/13
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
__ Rule 13d-1(b)
_X_ Rule 13d-1(c)
__ Rule 13d-1(d)
CUSIP No.: 5501E201
1. Names of Reporting Persons. I.R.S. Identification Nos. of
above persons (entities only).
Bulldog Investors, Brooklyn Capital Management,
Phillip Goldstein, Andrew Dakos, and Steven Samuels
2. Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) x
(b)
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.A
Number of Shares Beneficially Owned by Each reporting Person
With:
5. Sole Voting Power
117,400
6. Shared Voting Power
0
7. Sole Dispositive Power
117,400
8. Shared Dispositive Power
N/A
9. Aggregate Amount Beneficially Owned by Each Reporting Person
117,400
10. Check if the Aggregate Amount in Row ( 9 ) Excludes Certain
Shares (See Instructions)
N/A
11. Percent of Class Represented by Amount in Row ( 9 )
0.94%
12. Type of Reporting Person (See Instructions)
IA
Item 1.
(a) The Name of the Issuer is:
Azteca Acquisition Corp.
(b) The Address of the Issuer's Principal Executive Office is:
421 N. Beverly Drive
Beverly Hills, CA 90210
Item 2.
(a) The names of the Persons Filing are:
Bulldog Investors, Brooklyn Capital Management,
Phillip Goldstein, Andrew Dakos and Steven Samuels.
Phillip Goldstein, Andrew Dakos and Steven Samuels are
principals of Bulldog Investors.
(b) The address of principal place of business and
principal office is:
Park 80 West, 250 Pehle Ave. Suite 708
Saddle Brook, NJ 07663
(c) Place of Organization:
USA
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 5501E201
Item 3.
Brooklyn Capital Management is a registered investment adviser.
Item 4.
(a) Amount beneficially owned: 117,400
(b) Percent of class: 0.94%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 117,400
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 117,400
(iv) Shared power to dispose or to direct the disposition
of: N/A
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: _X_.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Clients of Brooklyn Capital Management are entitled to
receive dividends and sales proceeds.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security being Reported on by the Parent
Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the
Group.
See Exhibit A
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose
or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete, and correct.
By: /s/
Name: Phillip Goldstein
Title: Principal, Bulldog Investors
Date: March 25, 2013
By: /s/
Name: Andrew Dakos
Title: Principal, Bulldog Investors
Date: March 25, 2013
By: /s/
Name: Steven Samuels
Title: Principal, Bulldog Investors
Date: March 25, 2013
Exhibit A:
Phillip Goldstein, Andrew Dakos and Steven Samuels own Brooklyn
Capital Management, LLC ("BCM"), a registered investment adviser.
As of March 22, 2013, BCM is deemed to be the beneficial owner of
117,400 shares of AZTA (representing 0.94% of AZTA's outstanding
shares) solely by virtue of BCM's power to direct the vote of, and
dispose of, these shares. These 117,400 shares of AZTA include
58,513 shares (representing 0.47% of AZTA's outstanding shares)
that are beneficially owned by the following entities over which
Messrs. Goldstein, Dakos and Samuels exercise control: Opportunity
Partners, LP, Calapasas West Partners, LP, MCM Opportunity Partners,
LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund,
Ltd., Full Value Partners, LP, and Opportunity Income Plus, LP
(collectively "Bulldog Investors"). Bulldog Investors may be deemed
to constitute a group. All other shares included in the aforementioned
117,400 shares of AZTA beneficially owned by BCM (solely by virtue of
its power to sell or direct the vote of these shares) are also
beneficially owned by clients of BCM who are not members of any group.
The total number of these "non-group" shares is 58,887 (representing
0.47% of AZTA's outstanding shares).