0001518715-19-000036.txt : 20190131
0001518715-19-000036.hdr.sgml : 20190131
20190131171701
ACCESSION NUMBER: 0001518715-19-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190129
FILED AS OF DATE: 20190131
DATE AS OF CHANGE: 20190131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEMON PAULETTE
CENTRAL INDEX KEY: 0001529657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 19556736
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_154897300404462.xml
FORM 4
X0306
4
2019-01-29
0
0001518715
HomeStreet, Inc.
HMST
0001529657
LEMON PAULETTE
601 UNION STREET, SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP - Retail Banking Director
Common Stock
2019-01-29
4
M
0
486
0
A
6454.20
D
Common Stock
2401.226
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2019-01-29
4
M
0
486
0
D
Common Stock
486.0
1501
D
Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.
Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 24, 2019.
Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
On January 29, 2018, the reporting person was granted 1,458 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
The reporting person's remaining RSUs includes 529 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 972 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Donna M. Cochener, Attorney in fact for Paulette Lemon
2019-01-31