The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 41,576 | 400,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 400,000 | 0 | 0 | |
| AOL INC. | COM | 00184X105 | 10,388 | 225,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 225,000 | 0 | 0 | |
| BABCOCK & WILCOX CO NEW | COM | 05615F102 | 118,170 | 3,900,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,900,000 | 0 | 0 | |
| CALGON CARBON CORP | COM | 129603106 | 40,105 | 1,930,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,930,000 | 0 | 0 | |
| CLEAN HARBORS INC | COM | 184496107 | 64,868 | 1,350,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,350,000 | 0 | 0 | |
| CURTISS WRIGHT CORP | COM | 231561101 | 42,707 | 605,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 605,000 | 0 | 0 | |
| DARDEN RESTAURANTS INC | COM | 237194105 | 682,160 | 11,635,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 11,635,000 | 0 | 0 | |
| DOLLAR GEN CORP NEW | COM | 256677105 | 1,768 | 25,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 25,000 | 0 | 0 | |
| DSP GROUP INC | COM | 23332B106 | 8,859 | 815,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 815,000 | 0 | 0 | |
| ENERGIZER HLDGS INC | COM | 29266R108 | 24,426 | 190,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 190,000 | 0 | 0 | |
| FAMILY DLR STORES INC | COM | 307000109 | 47,526 | 600,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 600,000 | 0 | 0 | |
| INSPERITY INC | COM | 45778Q107 | 38,465 | 1,135,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,135,000 | 0 | 0 | |
| INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 37,240 | 1,900,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,900,000 | 0 | 0 | |
| INTEGRATED SILICON SOLUTION | COM | 45812P107 | 39,754 | 2,399,150 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,399,150 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 809,827 | 6,770,000 | SH | Put | DFND | 1, 2, 3, 4, 5, 6 | 6,770,000 | 0 | 0 |
| LSB INDS INC | COM | 502160104 | 54,234 | 1,725,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,725,000 | 0 | 0 | |
| MEADWESTVACO CORP | COM | 583334107 | 448,065 | 10,093,836 | SH | DFND | 1, 2, 3, 4, 5, 6 | 10,093,836 | 0 | 0 | |
| MICREL INC | COM | 594793101 | 98,407 | 6,782,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 6,782,000 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 69,458 | 8,100,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
| OFFICE DEPOT INC | COM | 676220106 | 379,121 | 44,212,311 | SH | DFND | 1, 2, 3, 4, 5, 6 | 44,212,311 | 0 | 0 | |
| QUANTUM CORP | NOTE 4.500% 11/1 | 747906AJ4 | 38,149 | 30,550,000 | PRN | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 30,550,000 | |
| QUANTUM CORP | COM DSSG | 747906204 | 45,223 | 25,695,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 25,695,000 | 0 | 0 | |
| REALD INC | COM | 75604L105 | 58,410 | 4,950,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,950,000 | 0 | 0 | |
| STAPLES INC | COM | 855030102 | 299,433 | 16,525,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
| STAPLES INC | COM | 855030102 | 286,959 | 15,836,574 | SH | DFND | 1, 2, 3, 4, 5, 6 | 15,836,574 | 0 | 0 | |
| TESSERA TECHNOLOGIES INC | COM | 88164L100 | 134,100 | 3,750,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,750,000 | 0 | 0 | |
| TITAN INTL INC ILL | COM | 88830M102 | 5,847 | 550,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 550,000 | 0 | 0 | |
| UNWIRED PLANET INC NEW | COM | 91531F103 | 10,704 | 10,704,282 | SH | DFND | 1, 2, 3, 4, 5, 6 | 10,704,282 | 0 | 0 | |
| WAUSAU PAPER CORP | COM | 943315101 | 85,275 | 7,500,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 7,500,000 | 0 | 0 | |
| YAHOO INC | COM | 984332106 | 390,160 | 7,724,420 | SH | DFND | 1, 2, 3, 4, 5, 6 | 7,724,420 | 0 | 0 | |