0000902664-11-001048.txt : 20110606 0000902664-11-001048.hdr.sgml : 20110606 20110606160850 ACCESSION NUMBER: 0000902664-11-001048 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110606 DATE AS OF CHANGE: 20110606 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Growth Equity Investment Ltd CENTRAL INDEX KEY: 0001517130 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86264 FILM NUMBER: 11895402 BUSINESS ADDRESS: STREET 1: A12 JIANGUOMENWAI AVE NCI TOWER STE 1100 STREET 2: CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100022 BUSINESS PHONE: 86-10-6569-3988 MAIL ADDRESS: STREET 1: A12 JIANGUOMENWAI AVE NCI TOWER STE 1100 STREET 2: CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Highbridge International LLC CENTRAL INDEX KEY: 0001308315 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: THE CAYMAN CORPORATE CENTRE, 4TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-945-1400 MAIL ADDRESS: STREET 1: P.O. BOX 30554 STREET 2: SEVEN MILE BEACH CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 SC 13G 1 p11-1272sc13g.htm CHINA GROWTH EQUITY INVESTMENT LTD. p11-1272sc13g.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934*
 
China Growth Equity Investment Ltd.
(Name of Issuer)
 
Ordinary Shares, par value $0.001 per share
(Title of Class of Securities)
 
G2114K115
(CUSIP Number)
 
May 27, 2011
(Date of Event Which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule 13G/A is filed:
 
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)
 
(Page 1 of  10 Pages)

______________________________
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 
 
CUSIP No. G2114K115
 
13G
Page 2 of 10 Pages



     
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Highbridge International LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a) x
(b) ¨
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
500,000 Ordinary Shares
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
500,000 Ordinary Shares
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,000 Ordinary Shares
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES**
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.77%
12
TYPE OF REPORTING PERSON**
OO

** SEE INSTRUCTIONS BEFORE FILLING OUT!
 

 
 
 
CUSIP No. G2114K115
 
13G
Page 3 of 10 Pages



     
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Highbridge Capital Management, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a) x
(b) ¨
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
500,000 Ordinary Shares
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
500,000 Ordinary Shares
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,000 Ordinary Shares
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES**
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.77%
12
TYPE OF REPORTING PERSON**
OO

** SEE INSTRUCTIONS BEFORE FILLING OUT!
 


 
 
 
CUSIP No. G2114K115
 
13G
Page 4 of 10 Pages



     
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Glenn Dubin
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a) x
(b) ¨
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
500,000 Ordinary Shares
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
500,000 Ordinary Shares
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,000 Ordinary Shares
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES**
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.77%
12
TYPE OF REPORTING PERSON**
IN
** SEE INSTRUCTIONS BEFORE FILLING OUT!


 
 
 
CUSIP No. G2114K115
13G
Page 5 of 10 Pages
 



Item 1 (a).
NAME OF ISSUER.
   
 
China Growth Equity Investment Ltd., a Cayman Islands limited life exempted company (the “Company”).

Item 1(b).
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
 
A12 Jianguomenwai Avenue
NCI Tower, Suite 1602
Chaoyang District, Beijing, PRC 100022
   

Item 2 (a).
NAME OF PERSON FILING:
Item 2(b).
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Item 2(c).
CITIZENSHIP:
  

 
Highbridge International LLC
c/o Harmonic Fund Services
The Cayman Corporate Centre, 4th Floor
27 Hospital Road
Grand Cayman, Cayman Islands, British West Indies
Citizenship:  Cayman Islands, British West Indies
   
 
Highbridge Capital Management, LLC
40 West 57th Street, 33rd Floor
New York, New York  10019
Citizenship:  State of Delaware
   
 
Glenn Dubin
c/o Highbridge Capital Management, LLC
40 West 57th Street, 33rd Floor
New York, New York 10019
Citizenship:  United States.

Item 2(d).
TITLE OF CLASS OF SECURITIES:
   
 
Ordinary Shares, $0.001 par value (“Ordinary Shares”)


 
 
 
CUSIP No. G2114K115
 
13G
Page 6 of 10 Pages



Item 2(e).
CUSIP NUMBER:
   
    G2114K115

Item 3.
IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

   
(a)
¨
Broker or dealer registered under Section 15 of the Act, (15 U.S.C. 78o);
   
(b)
¨
Bank as defined in Section 3(a)(6) of the Act, (15 U.S.C. 78c);
   
(c)
¨
Insurance Company as defined in Section 3(a)(19) of the Act, (15 U.S.C. 78c);
   
(d)
¨
Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
   
(e)
¨
Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
   
(f)
¨
Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F);
   
(g)
¨
Parent Holding Company or control person in accordance with Rule 13d-1(b)(ii)(G);
   
(h)
¨
Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act, (12 U.S.C. 1813);
 
  
(i)
¨
Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
   
(j)
¨
Non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
   
(k)
¨
Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

 
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _____________________________________

Item 4.
OWNERSHIP.

     
(a)
Amount beneficially owned:
         
     
As of the date hereof, Highbridge International LLC holds 500,000 Ordinary Shares, and each of Highbridge Capital Management, LLC and Glenn Dubin may be deemed the beneficial owner of 500,000 Ordinary Shares held by Highbridge International LLC.  In addition to the reported Ordinary Shares, Highbridge International LLC owns warrants to purchase 500,000 Ordinary Shares, which by their terms may not be exercised until the later of (i) one year after the date of the Prospectus (as defined below), and (ii) 30 days following the consummation of the Company’s initial business combination.
       


 
 
 
CUSIP No. G2114K115
 
13G
Page 7 of 10 Pages



     
Highbridge Capital Management, LLC is the trading manager of Highbridge International LLC.  Glenn Dubin is the Chief Executive Officer of Highbridge Capital Management, LLC.  The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of Ordinary Shares owned by another Reporting Person.  In addition, each of Highbridge Capital Management, LLC and Glenn Dubin disclaims beneficial ownership of the Ordinary Shares held by Highbridge International LLC.

     
(b)
Percent of class:
       
     
The percentages used herein and in the rest of this Schedule 13G are calculated based upon 6,437,500 Ordinary Shares to be issued and outstanding following the consummation of the offering described in the Company's Prospectus (the “Prospectus”) filed with the Securities and Exchange Commission pursuant to Rule 424(b)(4) on May 31, 2011.  Therefore, as of the date hereof, based on the Company's outstanding Ordinary Shares, Highbridge International LLC may be deemed to beneficially own 7.77% of the outstanding Ordinary Shares of the Company, and each of Highbridge Capital Management, LLC and Glenn Dubin may be deemed to beneficially own 7.77% of the outstanding Ordinary Shares of the Company.
       
     
(c)
Number of shares as to which such person has:
           
       
(i)
Sole power to vote or direct the vote:  0
       
(ii)
Shared power to vote or direct the vote:  See Item 4(a)
       
(iii)
Sole power to dispose or direct the disposition:  0
       
(iv)
Shared power to dispose or direct the disposition of:  See Item 4(a)

Item 5.
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
   
 
Not applicable.

Item 6.
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
   
 
Not applicable.

Item 7.
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
   
 
Not applicable.

Item 8.
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
   
 
See Exhibit I.



 
 
 
CUSIP No. G2114K115
 
13G
Page 8 of 10 Pages


Item 9.
NOTICE OF DISSOLUTION OF GROUP.
   
 
Not applicable.

Item 10.
CERTIFICATION.

 
By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Exhibits:

Exhibit I: Joint Filing Agreement, dated as of June 6, 2011, by and among Highbridge International LLC, Highbridge Capital Management, LLC and Glenn Dubin.



 
 
 
CUSIP No. G2114K115
 
13G
Page 9 of 10 Pages



SIGNATURES
 
After reasonable inquiry and to the best of our knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete and correct.
 

DATED:
June 6, 2011
    
       
HIGHBRIDGE INTERNATIONAL LLC
HIGHBRIDGE CAPITAL MANAGEMENT, LLC
  
     
By:
Highbridge Capital Management, LLC
    
 
its Trading Manager
By:
/s/ John Oliva
  
 
Name:           John Oliva
  
 
Title:           Managing Director
  
By:
/s/ John Oliva
    
Name:           John Oliva
    
Title:           Managing Director
    
     
     
/s/ Glenn Dubin
    
GLENN DUBIN
    
     


 
 
 
CUSIP No. G2114K115
 
13G
Page 10 of 10 Pages



EXHIBIT 1
 
JOINT FILING AGREEMENT
 
This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Ordinary Shares, par value $0.001 per share, of China Growth Equity Investment, Ltd., is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

Dated as of June 6, 2011
    
     
HIGHBRIDGE INTERNATIONAL LLC
HIGHBRIDGE CAPITAL MANAGEMENT, LLC
  
     
By:
Highbridge Capital Management, LLC
    
 
its Trading Manager
By:
/s/ John Oliva
  
 
Name:           John Oliva
  
 
Title:           Managing Director
  
By:
/s/ John Oliva
    
Name:           John Oliva
    
Title:           Managing Director
    
     
     
/s/ Glenn Dubin
    
GLENN DUBIN