0001516450-11-000025.txt : 20111102
0001516450-11-000025.hdr.sgml : 20111102
20111102171353
ACCESSION NUMBER: 0001516450-11-000025
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111102
DATE AS OF CHANGE: 20111102
EFFECTIVENESS DATE: 20111102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financeware, Inc.
CENTRAL INDEX KEY: 0001516450
IRS NUMBER: 510400041
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14447
FILM NUMBER: 111175297
BUSINESS ADDRESS:
STREET 1: 600 E. MAIN STREET
STREET 2: SUITE 1240
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 804-644-4711
MAIL ADDRESS:
STREET 1: 600 E. MAIN STREET
STREET 2: SUITE 1240
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
financeware.13f.2011-09-30.txt
FINANCEWARE.13F.2011-09-30
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Financeware, Inc.
600 East Main Street, Suite 1240
Richmond, Virginia 23219
Form 13F File Number: 28-14447
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert P Wilson
Title: CCO
Phone: 804-521-3420
Signature, Place, and Date of Signing:
Robert P Wilson Richmond, VA 11/02/2011
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------------------
Form 13F Information Table Entry Total: 86
-----------------------
Form 13F Information Table Value Total: 337705 (x1000)
-----------------------
List of Other Included Managers:
None
Name of Reporting Manager
Form 13F Information Table
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------------------------------------------------------------------------------------------------
AUTO DATA PROCESSING COMMON 53015103 19 400 SH SOLE 400
APPLIED MATERIALS INC. COMMON 38222105 12 1200 SH SOLE 1200
AMGEN INC COMMON 31162100 224 4080 SH SOLE 4080
AMERICAN WOODMARK CORPORATION COMMON 30506109 67 5500 SH SOLE 5500
BANK OF AMERICA CORP COMMON 60505104 31 5000 SH SOLE 5000
BRISTOL MYERS SQUIBB COMMON 110122108 19 600 SH SOLE 600
CITIGROUP INC COMMON 172967424 1 50 SH SOLE 50
CATERPILLAR INC COMMON 149123101 23 305 SH SOLE 305
CONOCOPHILLIPS COMMON 20825C104 51 798 SH SOLE 798
CISCO SYSTEMS INC COMMON 17275R102 326 21000 SH SOLE 21000
DOMINION RES INC VA NEW COMMON 25746U109 20 400 SH SOLE 400
DU PONT E I DE NEMOUR&CO COMMON 263534109 20 500 SH SOLE 500
DOW CHEMICAL COMMON 260543103 62 2746 SH SOLE 2746
DUKE ENERGY CORPORATION COMMON 26441C105 4 200 SH SOLE 200
ISHARES DJ SELECT DIV FD COMMON 464287168 96 2000 SH SOLE 2000
MSCI EMERGING MKTS INDEX FUND COMMON 464287234 202 5766 SH SOLE 5766
MSCI EAFE INDEX FUND COMMON 464287465 865 18098 SH SOLE 18098
MSCI EAFE VALUE INDEX FUND COMMON 464288877 1 29 SH SOLE 29
FORD MOTOR COMPANY NEW COMMON 345370860 48 5000 SH SOLE 5000
FRONTIER COMMUNICATIONS CORP COMMON 35906A108 6 1014 SH SOLE 1014
GENERAL ELECTRIC COMPANY COMMON 369604103 36 2340 SH SOLE 2340
IDEARC INC COM COMMON 451663108 0 30 SH SOLE 30
BARCLAYS 7-10 YR. TREASURY INDEX COMMON 464287440 153769 1463489 SH SOLE 1463489
BARCLAYS 3-7 YR TREASURY INDEX FUNCOMMON 464288661 4475 36841 SH SOLE 36841
S&P MIDCAP 400/BARRA VALUE COMMON 464287705 187 2829 SH SOLE 2829
S&P MIDCAP 400/BARRA GROWTH COMMON 464287606 208 2319 SH SOLE 2319
S&P 500 BARRA VALUE INDEX FUND COMMON 464287408 180 3496 SH SOLE 3496
S&P 500 INDEX FUND COMMON 464287200 1733 15240 SH SOLE 15240
S&P 500 BARRA GROWTH INDEX FUND COMMON 464287309 209 3412 SH SOLE 3412
RUSSELL 1000 VALUE INDEX FUND COMMON 464287598 85 1500 SH SOLE 1500
RUSSELL 1000 GROWTH INDEX FUND COMMON 464287614 47 900 SH SOLE 900
RUSSELL 2000 INDEX FUND COMMON 464287655 567 8816 SH SOLE 8816
RUSSELL 2000 VALUE INDEX FUND COMMON 464287630 128 2245 SH SOLE 2245
RUSSELL 2000 GROWTH INDEX FUND COMMON 464287648 88 1199 SH SOLE 1199
RUSSELL 3000 INDEX FUND COMMON 464287689 125 1875 SH SOLE 1875
J P MORGAN CHASE & CO COMMON 46625H100 9 310 SH SOLE 310
KRAFT FOODS INC COMMON 50075N104 14 415 SH SOLE 415
LINEAR TECHNOLOGY CORPORATION COMMON 535678106 133 4800 SH SOLE 4800
LILLY ELI & CO COMMON 532457108 11 294 SH SOLE 294
LOCKHEED MARTIN CORP COMMON 539830109 144 1988 SH SOLE 1988
MATTHEWS INTL CORP CL A COMMON 577128101 74 2400 SH SOLE 2400
MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 24 516 SH SOLE 516
MODUSLINK GLOBAL SOLUTIONS INC COMMON 60786L107 17 4750 SH SOLE 4750
ALTRIA GROUP COMMON 02209S103 16 600 SH SOLE 600
MONSANTO CO NEW DEL COMMON 61166W101 2 36 SH SOLE 36
MERCK & CO INC COMMON 58933Y105 67 2055 SH SOLE 2055
MICROSOFT CORP COMMON 594918104 32 1280 SH SOLE 1280
MAXIM INTEGRATED PRODS COMMON 57772K101 37 1600 SH SOLE 1600
ANNALY CAPITAL MANAGEMENT INCCOMMON 35710409 3 200 SH SOLE 200
PFIZER INCORPORATED COMMON 717081103 45 2550 SH SOLE 2550
PHILIP MORRIS INTL INC COM COMMON 718172109 37 600 SH SOLE 600
PROSPECT CAP CORP COMMON 74348T102 2 200 SH SOLE 200
PRAXAIR INC COMMON 74005P104 301 3215 SH SOLE 3215
REGIONS FINANCIAL CORP COMMON 7591EP100 1 200 SH SOLE 200
RESEARCH IN MOTION LTD COMMON 760975102 20 1000 SH SOLE 1000
SAFE BULKERS INC COMUSD0.001 COMMON Y7388L103 3 500 SH SOLE 500
GLOBAL X FDS GLOBAL X SUPERDIV ETFCOMMON 37950E549 95 4808 SH SOLE 4808
SPECTRA ENERGY CORP COMMON 847560109 2 100 SH SOLE 100
STRIKEFORCE TECHNOLOGIES INC COM COMMON 86332V208 8 300000 SH SOLE 300000
BARCLAYS 1-3 YR TREASURY INDEX FUNCOMMON 464287457 22 266 SH SOLE 266
SOUTHERN CO COMMON 842587107 13 300 SH SOLE 300
SPECTRUM BRANDS HOLDINGS INC COMMON 84763R101 472 20000 SH SOLE 20000
S P D R TRUST UNIT SR COMMON 78462F103 122 1075 SH SOLE 1075
SWISHER HYGIENE INC COM NPV COMMON 870808102 12 3000 SH SOLE 3000
TELEDYNE TECHNOLOGIES COMMON 879360105 10 208 SH SOLE 208
VANGUARD SMALL CAP INDEX FUND COMMON 922908751 2 33 SH SOLE 33
VANGUARD SMALL CAP INDEX FUND COMMON 922908611 30 534 SH SOLE 534
VANGUARD EUROPE PAC INDEX FUND COMMON 921943858 1 46 SH SOLE 46
VANGUARD INTL EQTY INDEX COMMON 922042775 19591 505965 SH SOLE 505965
VANGUARD REIT INDEX FUND COMMON 922908553 2 34 SH SOLE 34
VANGUARD TOTAL WORLD STOCK INDEX FCOMMON 922042742 4 102 SH SOLE 102
VANGUARD TOTAL STOCK MARKET INDEX COMMON 922908769 151925 2632109 SH SOLE 2632109
VANGUARD LG CAP VALUE INDEX FUND COMMON 922908744 3 67 SH SOLE 67
VANGUARD LARGE CAP INDEX FUND COMMON 922908637 4 69 SH SOLE 69
VANGUARD INTL EQ INDEX FUND COMMON 922042858 2 42 SH SOLE 42
VANGUARD EXTENDED MKT COMMON 922908652 68 1469 SH SOLE 1469
VERIZON COMMUNICATIONS COMMON 92343V104 156 4226 SH SOLE 4226
WEBMD HEALTH CORP CL A COMMON 94770V102 0 6 SH SOLE 6
WINDSTREAM CORP COM COMMON 97381W104 20 1712 SH SOLE 1712
WAL-MART STORES INC COMMON 931142103 86 1660 SH SOLE 1660
BERKLEY W R CORPORATION COMMON 84423102 43 1446 SH SOLE 1446
WORLD SER OF GOLF INC COM COMMON 98154X105 0 50000 SH SOLE 50000
WESTERN UNION CO COM COMMON 959802109 50 3300 SH SOLE 3300
EXXON MOBIL CORPORATION COMMON 30231G102 25 346 SH SOLE 346
YUM BRANDS INC COMMON 988498101 6 128 SH SOLE 128
ZIMMER HOLDINGS INC COMMON 98956P102 5 100 SH SOLE 100
TOTAL 337705(x1000)