0001516450-11-000023.txt : 20110811
0001516450-11-000023.hdr.sgml : 20110811
20110810175124
ACCESSION NUMBER: 0001516450-11-000023
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110810
EFFECTIVENESS DATE: 20110811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financeware, Inc.
CENTRAL INDEX KEY: 0001516450
IRS NUMBER: 510400041
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14447
FILM NUMBER: 111025414
BUSINESS ADDRESS:
STREET 1: 600 E. MAIN STREET
STREET 2: SUITE 1240
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 804-644-4711
MAIL ADDRESS:
STREET 1: 600 E. MAIN STREET
STREET 2: SUITE 1240
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
financeware.13f.2011-06-30.txt
Q2 2011 13F WEALTHCARE CAPITAL MANAGEMENT FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Financeware, Inc.
600 East Main Street, Suite 1240
Richmond, Virginia 23219
Form 13F File Number: 28-14447
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert P Wilson
Title: CCO
Phone: 804-521-3420
Signature, Place, and Date of Signing:
Robert P Wilson Richmond, VA 08/10/2011
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------------------
Form 13F Information Table Entry Total: 95
-----------------------
Form 13F Information Table Value Total: 361322 (x1000)
-----------------------
List of Other Included Managers:
None
Name of Reporting Manager
Form 13F Information Table
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------------------------------------------------------------------------------------------------
DOMINION RES INC VA NEW COMMON 25746U109 19 400 SH SOLE 400
DU PONT E I DE NEMOUR&CO COMMON 263534109 27 500 SH SOLE 500
DOW CHEMICAL COMMON 260543103 99 2746 SH SOLE 2746
HASBRO INC. COMMON 418056107 3 65 SH SOLE 65
RUSSELL 1000 GROWTH INDEX FUND COMMON 464287614 55 900 SH SOLE 900
LOCKHEED MARTIN CORP COMMON 539830109 161 1988 SH SOLE 1988
REGIONS FINANCIAL CORP COMMON 7591EP100 1 200 SH SOLE 200
S P D R TRUST UNIT SR COMMON 78462F103 142 1075 SH SOLE 1075
VERIZON COMMUNICATIONS COMMON 92343V104 157 4226 SH SOLE 4226
AFLAC INC COMMON 001055102 5 100 SH SOLE 100
AMERICAN WOODMARK CORPORATION COMMON 030506109 61 3500 SH SOLE 3500
AMGEN INC COMMON 031162100 238 4080 SH SOLE 4080
ANALOG DEVICES INC COMMON 032654105 4 100 SH SOLE 100
APPLIED MATERIALS INC. COMMON 038222105 16 1200 SH SOLE 1200
ARCHER-DANIELS-MIDLND CO COMMON 039483102 2 80 SH SOLE 80
BECTON DICKINSON CO COMMON 075887109 4 50 SH SOLE 50
BERKLEY W R CORPORATION COMMON 084423102 47 1446 SH SOLE 1446
CATERPILLAR INC COMMON 149123101 6 55 SH SOLE 55
EMERSON ELECTRIC CO COMMON 291011104 5 80 SH SOLE 80
GENERAL ELECTRIC COMPANY COMMON 369604103 29 1540 SH SOLE 1540
HARTFORD FINL SVCS GRP COMMON 416515104 3 100 SH SOLE 100
HELMERICH & PAYNE COMMON 423452101 4 55 SH SOLE 55
IBM COMMON 459200101 6 35 SH SOLE 35
ISHARES DJ SELECT DIV FD COMMON 464287168 106 2000 SH SOLE 2000
S&P 500 INDEX FUND COMMON 464287200 1937 14631 SH SOLE 14631
MSCI EMERGING MKTS INDEX FUND COMMON 464287234 274 5766 SH SOLE 5766
S&P 500 BARRA GROWTH INDEX FUND COMMON 464287309 252 3628 SH SOLE 3628
S&P 500 BARRA VALUE INDEX FUND COMMON 464287408 228 3676 SH SOLE 3676
BARCLAYS 7-10 YR. TREASURY INDEX COMMON 464287440 156203 1629502 SH SOLE 1629502
BARCLAYS 1-3 YR TREASURY INDEX FUNCOMMON 464287457 32 383 SH SOLE 383
MSCI EAFE INDEX FUND COMMON 464287465 1075 17873 SH SOLE 17873
RUSSELL 1000 VALUE INDEX FUND COMMON 464287598 102 1500 SH SOLE 1500
S&P MIDCAP 400/BARRA GROWTH COMMON 464287606 276 2484 SH SOLE 2484
RUSSELL 2000 VALUE INDEX FUND COMMON 464287630 147 2009 SH SOLE 2009
RUSSELL 2000 GROWTH INDEX FUND COMMON 464287648 122 1286 SH SOLE 1286
RUSSELL 2000 INDEX FUND COMMON 464287655 656 7918 SH SOLE 7918
RUSSELL 3000 INDEX FUND COMMON 464287689 161 2028 SH SOLE 2028
S&P MIDCAP 400/BARRA VALUE COMMON 464287705 236 2813 SH SOLE 2813
BARCLAYS 3-7 YR TREASURY INDEX FUNCOMMON 464288661 4762 40666 SH SOLE 40666
BARCLAYS SHORT TREASURY INDEX FUNDCOMMON 464288679 31 284 SH SOLE 284
MSCI EAFE VALUE INDEX FUND COMMON 464288877 4 84 SH SOLE 84
JOHNSON & JOHNSON COMMON 478160104 4 60 SH SOLE 60
LILLY ELI & CO COMMON 532457108 11 294 SH SOLE 294
LINEAR TECHNOLOGY CORPORATION COMMON 535678106 158 4800 SH SOLE 4800
LOWES COMPANIES INC COMMON 548661107 2 80 SH SOLE 80
MATTHEWS INTL CORP CL A COMMON 577128101 96 2400 SH SOLE 2400
MCDONALD'S COMMON 580135101 4 45 SH SOLE 45
MEDTRONIC INC COMMON 585055106 2 60 SH SOLE 60
MICROSOFT CORP COMMON 594918104 37 1430 SH SOLE 1430
NORFOLK SOUTHERN CRP COMMON 655844108 4 50 SH SOLE 50
NUCOR CORP COMMON 670346105 2 60 SH SOLE 60
OCCIDENTAL PETROLEUM COMMON 674599105 4 35 SH SOLE 35
PEPSICO INCORPORATED COMMON 713448108 4 55 SH SOLE 55
PFIZER INCORPORATED COMMON 717081103 49 2400 SH SOLE 2400
PHILIP MORRIS INTL INC COM COMMON 718172109 3 45 SH SOLE 45
PROCTER & GAMBLE CO COMMON 742718109 3 50 SH SOLE 50
QUALCOMM INC COMMON 747525103 5 90 SH SOLE 90
QUESTAR CORP COM COMMON 748356102 1 80 SH SOLE 80
STRYKER CORP COMMON 863667101 3 50 SH SOLE 50
SWISHER HYGIENE INC COM NPV COMMON 870808102 17 3000 SH SOLE 3000
T J X COS INC COMMON 872540109 3 60 SH SOLE 60
TELEDYNE TECHNOLOGIES COMMON 879360105 10 208 SH SOLE 208
TEXAS INSTRUMENTS INC COMMON 882508104 5 160 SH SOLE 160
UNITED TECHNOLOGIES CORP COMMON 913017109 4 50 SH SOLE 50
VANGUARD EUROPE PAC INDEX FUND COMMON 921943858 4 114 SH SOLE 114
VANGUARD TOTAL WORLD STOCK INDEX FCOMMON 922042742 5 102 SH SOLE 102
VANGUARD INTL EQTY INDEX COMMON 922042775 24185 485545 SH SOLE 485545
VANGUARD INTL EQ INDEX FUND COMMON 922042858 3 52 SH SOLE 52
VANGUARD REIT INDEX FUND COMMON 922908553 9 148 SH SOLE 148
VANGUARD SMALL CAP INDEX FUND COMMON 922908611 46 661 SH SOLE 661
VANGUARD LARGE CAP INDEX FUND COMMON 922908637 12 199 SH SOLE 199
VANGUARD EXTENDED MKT COMMON 922908652 79 1357 SH SOLE 1357
VANGUARD LG CAP VALUE INDEX FUND COMMON 922908744 13 239 SH SOLE 239
VANGUARD SMALL CAP INDEX FUND COMMON 922908751 13 162 SH SOLE 162
VANGUARD TOTAL STOCK MARKET INDEX COMMON 922908769 166852 2439351 SH SOLE 2439351
WAL-MART STORES INC COMMON 931142103 35 660 SH SOLE 660
YUM BRANDS INC COMMON 988498101 7 128 SH SOLE 128
AMERISOURCEBERGEN CORP COMMON 03073E105 2 40 SH SOLE 40
TARGET CORPORATION COMMON 87612E106 4 75 SH SOLE 75
CISCO SYSTEMS INC COMMON 17275R102 328 21000 SH SOLE 21000
CONOCOPHILLIPS COMMON 20825C104 63 833 SH SOLE 833
EXXON MOBIL CORPORATION COMMON 30231G102 5 60 SH SOLE 60
FRONTIER COMMUNICATIONSCOMMON 35906A108 8 1014 SH SOLE 1014
MAXIM INTEGRATED PRODS COMMON 57772K101 41 1600 SH SOLE 1600
MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 29 516 SH SOLE 516
MERCK & CO INC COMMON 58933Y105 73 2055 SH SOLE 2055
MODUSLINK GLOBAL SOLUTIONS INC COMMON 60786L107 21 4750 SH SOLE 4750
PRAXAIR INC COMMON 74005P104 355 3275 SH SOLE 3275
T ROWE PRICE GROUP INC COMMON 74144T108 4 60 SH SOLE 60
SPECTRUM BRANDS HOLDINGS INC COMMON 84763R101 960 30000 SH SOLE 30000
STRIKEFORCE TECHNOLOGIES INC COM COMMON 86332V208 8 300000 SH SOLE 300000
3M COMPANY COMMON 88579Y101 3 30 SH SOLE 30
WEBMD HEALTH CORP CL A COMMON 94770V102 0 6 SH SOLE 6
WINDSTREAM CORP COM COMMON 97381W104 22 1712 SH SOLE 1712
SAFE BULKERS INC COMUSD0.001 COMMON Y7388L103 4 500 SH SOLE 500
TOTAL 361322(x1000)