0001532659-16-000054.txt : 20160706 0001532659-16-000054.hdr.sgml : 20160706 20160706182312 ACCESSION NUMBER: 0001532659-16-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 303-734-1727 MAIL ADDRESS: STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Fundamental Advisers LLC CENTRAL INDEX KEY: 0001641604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 161755032 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE - SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123191778 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE - SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Fundamental Advisers SP LLC CENTRAL INDEX KEY: 0001666423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 161755033 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123191778 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wf-form4_146784377985808.xml FORM 4 X0306 4 2016-07-01 0 0001515156 Advanced Emissions Solutions, Inc. ADES 0001666423 Alta Fundamental Advisers SP LLC 777 THIRD AVENUE SUITE 19A NEW YORK NY 10017 1 0 0 0 0001641604 Alta Fundamental Advisers LLC 777 THIRD AVENUE SUITE 19A NEW YORK NY 10017 1 0 0 0 Common Stock 2016-07-01 4 A 0 6212 0 A 862975 I See Footnote Shares automatically awarded on July 1, 2016 pursuant to the Director Compensation Arrangement under the Company's Amended and Restated 2007 Equity Incentive Plan, as amended, which shares shall vest on a quarterly basis with one fourth of the total amount of shares of Common Stock awarded vesting on each of August 31, 2016; November 30, 2016; February 28, 2017 and May 31, 2017. The shares of Restricted Stock were granted for the director services rendered to and to be rendered to the Company by the reporting person. Gilbert Li is a Director of the Issuer. As a result, Alta Fundamental Advisers SP LLC may be deemed Director by deputization of the Issuer solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. /s/ Christine B. Amrhein, by power of attorney 2016-07-06