0001532659-16-000054.txt : 20160706
0001532659-16-000054.hdr.sgml : 20160706
20160706182312
ACCESSION NUMBER: 0001532659-16-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160706
DATE AS OF CHANGE: 20160706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc.
CENTRAL INDEX KEY: 0001515156
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 275472457
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
BUSINESS PHONE: 303-734-1727
MAIL ADDRESS:
STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alta Fundamental Advisers LLC
CENTRAL INDEX KEY: 0001641604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37822
FILM NUMBER: 161755032
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE - SUITE 19A
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2123191778
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE - SUITE 19A
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alta Fundamental Advisers SP LLC
CENTRAL INDEX KEY: 0001666423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37822
FILM NUMBER: 161755033
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: SUITE 19A
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2123191778
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: SUITE 19A
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
wf-form4_146784377985808.xml
FORM 4
X0306
4
2016-07-01
0
0001515156
Advanced Emissions Solutions, Inc.
ADES
0001666423
Alta Fundamental Advisers SP LLC
777 THIRD AVENUE
SUITE 19A
NEW YORK
NY
10017
1
0
0
0
0001641604
Alta Fundamental Advisers LLC
777 THIRD AVENUE
SUITE 19A
NEW YORK
NY
10017
1
0
0
0
Common Stock
2016-07-01
4
A
0
6212
0
A
862975
I
See Footnote
Shares automatically awarded on July 1, 2016 pursuant to the Director Compensation Arrangement under the Company's Amended and Restated 2007 Equity Incentive Plan, as amended, which shares shall vest on a quarterly basis with one fourth of the total amount of shares of Common Stock awarded vesting on each of August 31, 2016; November 30, 2016; February 28, 2017 and May 31, 2017.
The shares of Restricted Stock were granted for the director services rendered to and to be rendered to the Company by the reporting person.
Gilbert Li is a Director of the Issuer. As a result, Alta Fundamental Advisers SP LLC may be deemed Director by deputization of the Issuer solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Christine B. Amrhein, by power of attorney
2016-07-06