Chief Compliance Officer

0001515072-14-000001.txt : 20140130 0001515072-14-000001.hdr.sgml : 20140130 20140129182400 ACCESSION NUMBER: 0001515072-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140129 EFFECTIVENESS DATE: 20140130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ParenteBeard Wealth Management, LLC CENTRAL INDEX KEY: 0001515072 IRS NUMBER: 232823435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14445 FILM NUMBER: 14558117 BUSINESS ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 BUSINESS PHONE: 717-846-6214 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001515072 XXXXXXXX 12-31-2013 12-31-2013 ParenteBeard Wealth Management, LLC

221 WEST PHILADELPHIA STREET SUITE 200 YORK PA 17401

13F HOLDINGS REPORT 028-14445 N Michelle J. Ross Chief Compliance Officer 215.557.2018 Michelle J. Ross Philadelphia PA 01-29-2014 0 108 254547 false INFORMATION TABLE 2 parentebeard13f4q2013.xml Apple Inc COM 37833100 2688 4792 SH SOLE 0 0 4792 AFLAC Inc COM 1055102 1672 25023 SH SOLE 0 0 25023 American Electric Power Inc COM 25537101 442 9464 SH SOLE 0 0 9464 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 6859 385581 SH SOLE 0 0 385581 Altria Group Inc. COM 02209S103 9724 253307 SH SOLE 0 0 253307 AmeriGas Partners LP UNIT L P INT 30975106 9295 208542 SH SOLE 0 0 208542 American Express Co. COM 25816109 676 7450 SH SOLE 0 0 7450 Ameriprise Financial, Inc. COM 03076C106 242 2100 SH SOLE 0 0 2100 ARC Properties, Inc. COM 02917T104 21466 1670349 SH SOLE 0 0 1670349 AT&T, Inc. COM 00206R102 8278 235430 SH SOLE 0 0 235430 Baxter International COM 71813109 1501 21586 SH SOLE 0 0 21586 BlackRock Inc. COM 09247X101 2432 7685 SH SOLE 0 0 7685 BlackRock MuniYield PA COM 09255G107 464 36260 SH SOLE 0 0 36260 Bristol Myers Squibb Co COM 110122108 668 12571 SH SOLE 0 0 12571 BP PLC SPONSORED ADR 55622104 344 7080 SH SOLE 0 0 7080 Buckeye Partners, L.P. UNIT LTD PARTN 118230101 1072 15093 SH SOLE 0 0 15093 Berkshire Hathaway Inc. DEL CL B NEW 84670702 251 2120 SH SOLE 0 0 2120 CBS Corp. New CL B 124857202 406 6365 SH SOLE 0 0 6365 Calamos Convertible & High Income Fd COM SHS 12811P108 1996 154404 SH SOLE 0 0 154404 Calamos Convertible Opprtnty Fund SH BEN INT 128117108 542 40866 SH SOLE 0 0 40866 Calamos Strategic Total Return Fund COM SH BEN INT 128125101 6537 600306 SH SOLE 0 0 600306 Chevron Corp COM 166764100 2430 19453 SH SOLE 0 0 19453 Chubb Corp. COM 171232101 209 2168 SH SOLE 0 0 2168 Danaher Corp COM 235851102 2333 30223 SH SOLE 0 0 30223 Coca Cola Co COM 191216100 515 12477 SH SOLE 0 0 12477 Comcast Corp Cl A CL A 20030N101 507 9763 SH SOLE 0 0 9763 ConocoPhillips COM 20825C104 1241 17566 SH SOLE 0 0 17566 Darden Restaurants Inc. COM 237194105 1544 28405 SH SOLE 0 0 28405 DCP Midstream Partners COM UT LTD PTN 23311P100 2743 54488 SH SOLE 0 0 54488 E.I. du Pont de Nemours & Co. COM 263534109 1875 28867 SH SOLE 0 0 28867 Eaton Vance Enhanced Equity Income II COM 278277108 212 16300 SH SOLE 0 0 16300 Enbridge Energy Management LLC SHS UNITS LLI 29250X103 2231 77775 SH SOLE 0 0 77775 Enterprise Products Partners LP COM 293792107 6686 100838 SH SOLE 0 0 100838 ExxonMobil Corporation COM 30231G102 3823 37779 SH SOLE 0 0 37779 Fiduciary-Claymore MLP Oppty Fund COM 31647Q106 1591 62477 SH SOLE 0 0 62477 Financial Institutions COM 317585404 562 22744 SH SOLE 0 0 22744 General Electric Co. COM 369604103 1874 66861 SH SOLE 0 0 66861 Genuine Parts Co COM 372460105 2148 25815 SH SOLE 0 0 25815 Guggenheim Multi-Asset Income GUG MULTI ASSET 18383M506 2419 97647 SH SOLE 0 0 97647 H & Q Healthcare Investors SH BEN INT 404052102 337 12491 SH SOLE 0 0 12491 Hasbro Inc. COM 418056107 2044 37149 SH SOLE 0 0 37149 HCP, Inc. COM 40414L109 215 5917 SH SOLE 0 0 5917 Healthcare Trust of America Inc. Cl A 42225P105 461 46845 SH SOLE 0 0 46845 Intl Business Mach Corp. COM 459200101 1120 5972 SH SOLE 0 0 5972 iShares Dow Jones US Regional Banks DJ REGIONAL BK 464288778 258 7802 SH SOLE 0 0 7802 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 2024 23552 SH SOLE 0 0 23552 iShares Russell 2000 RUSSELL 2000 464287655 607 5259 SH SOLE 0 0 5259 iShares Russell Midcap RUSSELL MIDCAP 464287499 792 5281 SH SOLE 0 0 5281 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 531 6296 SH SOLE 0 0 6296 iShares Russell Midcap Value RUSSELL MCP VL 464287473 353 5367 SH SOLE 0 0 5367 iShares S&P 500 S&P 500 INDEX 464287200 677 3648 SH SOLE 0 0 3648 Ishares Barclays 1-3 Year Credit Bond Barclys 1-3Yr Cr 464288646 221 2098 SH SOLE 0 0 2098 J.P. Morgan Chase & Co. COM 46625H100 378 6470 SH SOLE 0 0 6470 Johnson & Johnson COM 478160104 3955 43182 SH SOLE 0 0 43182 Kimberly-Clark Corp. COM 494368103 1598 15299 SH SOLE 0 0 15299 Kinder Morgan Inc. DEL COM 49456B101 992 27562 SH SOLE 0 0 27562 Kinder Morgan Energy Partner UT LTD PARTNER 494550106 347 4300 SH SOLE 0 0 4300 Kinder Morgan Management LLC SHS 49455U100 36685 484871 SH SOLE 0 0 484871 Linn Energy LLC UNIT LTD LIAB 536020100 280 9080 SH SOLE 0 0 9080 M & T Bank COM 55261F104 781 6713 SH SOLE 0 0 6713 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2025 32000 SH SOLE 0 0 32000 MarkWest Energy Partners L.P. UNIT LTD PARTN 570759100 11651 176185 SH SOLE 0 0 176185 Materials Select Sector SPDR SBI MATERIALS 81369Y100 315 6817 SH SOLE 0 0 6817 Mattel, Inc. COM 577081102 552 11600 SH SOLE 0 0 11600 McDonald's Corporation COM 580135101 1443 14868 SH SOLE 0 0 14868 Mercury General Corporation COM 589400100 1717 34545 SH SOLE 0 0 34545 Merck & Co., Inc. COM 58933Y105 1511 30191 SH SOLE 0 0 30191 Microsoft Corp COM 594918104 1911 51093 SH SOLE 0 0 51093 NEXTERA Energy Inc. COM 65339F101 264 3086 SH SOLE 0 0 3086 NFJ Div, Int & Prem Strategy Fund COM SHS 65337H109 422 23852 SH SOLE 0 0 23852 Norfolk Southern Corporation COM 655844108 1809 19486 SH SOLE 0 0 19486 Omnicom Group Inc. COM 681919106 1808 24309 SH SOLE 0 0 24309 Oracle Corp. COM 68389X105 468 12233 SH SOLE 0 0 12233 People's United Financial Inc. COM 712704105 1862 123176 SH SOLE 0 0 123176 Pepsico, Inc. COM 713448108 3265 39365 SH SOLE 0 0 39365 Pfizer Inc. COM 717081103 551 18003 SH SOLE 0 0 18003 Phillip Morris Intl Inc COM 718172109 2126 24398 SH SOLE 0 0 24398 PPG Inds Inc. COM 693506107 479 2525 SH SOLE 0 0 2525 PIMCO Income Oppty Fund COM 72202B100 834 29506 SH SOLE 0 0 29506 PIMCO Income Strategy II COM 72201J104 107 10734 SH SOLE 0 0 10734 Plains All Amer Pipeline L UNIT LTD PARTN 726503105 550 10622 SH SOLE 0 0 10622 PowerShares Intl Div Achv INTL DIV ACHV 73935X716 618 33549 SH SOLE 0 0 33549 PowerShares Build America Bond BUILD AMER ETF 73937B407 583 21363 SH SOLE 0 0 21363 PowerShares Preferred AGG PFD PORT 73936T565 1623 120749 SH SOLE 0 0 120749 Procter & Gamble Co COM 742718109 5191 63761 SH SOLE 0 0 63761 Realty Income Corp. COM 756109104 1115 29860 SH SOLE 0 0 29860 Sirius Satellite Radio COM 82967N108 89 25580 SH SOLE 0 0 25580 SPDR Gold Shares GOLD SHS 78463V107 561 4830 SH SOLE 0 0 4830 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 9161 126154 SH SOLE 0 0 126154 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 1351 33256 SH SOLE 0 0 33256 Stifel Finl Corp COM 860630102 599 23378 SH SOLE 0 0 23378 Schlumberger LTD COM 806857108 270 3000 SH SOLE 0 0 3000 Southern Company COM 842587107 1360 33076 SH SOLE 0 0 33076 Susquehanna Bancshares, Inc. COM 869099101 233 18152 SH SOLE 0 0 18152 Stryker Corp. COM 863667101 1681 22373 SH SOLE 0 0 22373 Texas Instruments, Inc. COM 882508104 1886 42944 SH SOLE 0 0 42944 Time Warner Cable Inc. COM 88732J207 272 2005 SH SOLE 0 0 2005 Tupperware Brands Corp. COM 899896104 1680 17775 SH SOLE 0 0 17775 United Parcel Service Inc. CL B 911312106 1782 16962 SH SOLE 0 0 16962 United Technologies Corp. COM 913017109 2612 22949 SH SOLE 0 0 22949 Vanguard Dividend Appreciation DIV APP ETF 921908844 272 3617 SH SOLE 0 0 3617 Vanguard Energy ETF ENERGY ETF 92204A306 467 3696 SH SOLE 0 0 3696 Vanguard REIT REIT ETF 922908553 2502 38749 SH SOLE 0 0 38749 Verizon Communications, Inc. COM 92343V104 6122 124577 SH SOLE 0 0 124577 Wal-Mart Stores Inc. COM 931142103 278 3537 SH SOLE 0 0 3537 Wal-Green Company COM 931422109 1837 31984 SH SOLE 0 0 31984 Wells Fargo & Co. COM 949746101 202 4445 SH SOLE 0 0 4445 Wisdomtree Trust EMERG MKTS ETF 97717W315 7376 144544 SH SOLE 0 0 144544