0001515072-11-000011.txt : 20111201 0001515072-11-000011.hdr.sgml : 20111201 20111201133147 ACCESSION NUMBER: 0001515072-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111201 DATE AS OF CHANGE: 20111201 EFFECTIVENESS DATE: 20111201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ParenteBeard Wealth Management, LLC CENTRAL INDEX KEY: 0001515072 IRS NUMBER: 232823435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14445 FILM NUMBER: 111236561 BUSINESS ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 BUSINESS PHONE: 717-846-6214 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR/A 1 parenteb13f3q2011rev.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2011 Check here if Amendment [ X ]; Amendment Number: This Amendment (Check only one): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ParenteBeard Wealth Management LLC One Liberty Place | 1650 Market Street, Suite 4500 Philadelphia, PA 19103 Form 13F File Number: 28- 14445 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michelle J. Ross Title: Chief Compliance Officer Phone: 215.557.2018 Signature, Place, and Date of Signing: Michelle J. Ross Philadelphia, PA 12/1/2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------------- Form 13F Information Table Entry Total: 74 ----------------------- Form 13F Information Table Value Total: 141369 (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------- Agrium Inc COM 008916108 207 3,100 SOLE 3,100 ALPS ETF TR ALERIAN MLP 00162Q866 2766 181,484 SOLE 181,484 Altria Group Inc COM 02209S103 5319 198,380 SOLE 198,380 AmeriGas Partners L P UNIT L P INT 030975106 9646 219,288 SOLE 219,288 AT&T Inc COM 00206R102 2223 77,932 SOLE 77,932 BlackRock MuniYield PA QLTY COM 09255G107 967 66,532 SOLE 66,532 Buckeye Partners L P UNIT LTD PARTN 118230101 756 12,093 SOLE 12,093 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 1693 152,563 SOLE 152,563 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 184 16,228 SOLE 16,228 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 5050 634,360 SOLE 634,360 Caterpillar Inc DEL COM 149123101 226 3,063 SOLE 3,063 Chevron Corp COM 166764100 403 4,356 SOLE 4,356 Coca Cola Co COM 191216100 619 9,164 SOLE 9,164 Cullen Frost Bankers Inc COM 229899109 232 5,050 SOLE 5,050 DCP Midstream Partners LP COM UT LTD PTN 23311P100 2023 50,545 SOLE 50,545 EATON VANCE ENH EQTY INC FD COM 278277108 1579 160,095 SOLE 160,095 Enbridge Energy Management L SHS UNITS LLI 29250X103 5246 190,822 SOLE 190,822 Enterprise Prods Partners L COM 293792107 4003 99,705 SOLE 99,705 Exxon Mobil Corp COM 30231G102 1174 16,163 SOLE 16,163 Fiduciary Claymore MLP Opp F COM 31647Q106 1519 79,177 SOLE 79,177 FINANCIAL INSTNS INC COM 317585404 657 46,056 SOLE 46,056 Select Sector SPdr Tr SBI INT-FINL 81369Y605 387 32,785 SOLE 32,785 General Electric Co COM 369604103 1071 70,366 SOLE 70,366 Genuine Parts Co COM 372460105 238 4,686 SOLE 4,686 Intel Corp COM 458140100 1239 58,092 SOLE 58,092 International Business Machs COM 459200101 2524 14,432 SOLE 14,432 Illinois Tool Works Inc COM 452308109 205 4,936 SOLE 4,936 iSharesDowJonesUS Regional BanksDJ REGIONAL BK 464288778 470 25,996 SOLE 25,996 ISHARES TR RUSSELL1000GRW 464287614 4552 86,577 SOLE 86,577 ISHARES TR RUSSELL1000VAL 464287598 2805 49,575 SOLE 49,575 ISHARES TR RUSSELL 2000 464287655 1524 23,709 SOLE 23,709 ISHARES TR RUSL 2000 GROW 464287648 395 5,374 SOLE 5,374 ISHARES TR RUSSELL MIDCAP 464287499 925 10,483 SOLE 10,483 ISHARES TR RUSSELL MCP GR 464287481 310 6,243 SOLE 6,243 ISHARES TR RUSSELL MCP VL 464287473 226 5,861 SOLE 5,861 ISHARES TR S&P 500 INDEX 464287200 95 838 SOLE 838 JPMorgan Chase & Co COM 46625H100 326 10,810 SOLE 10,810 Johnson & Johnson COM 478160104 1182 18,557 SOLE 18,557 SPDR Series Trust KBW REGN BK ETF 78464A698 694 35,930 SOLE 35,930 Kinder Morgan Management LLC SHS 49455U100 27752 472,863 SOLE 472,863 Lilly Eli & Co COM 532457108 298 8,072 SOLE 8,072 M & T Bank COM 55261F104 597 8,539 SOLE 8,539 Magellan Midstream Prtners LP COM UNIT RP LP 559080106 966 16,000 SOLE 16,000 Market Vectors ETF TR AGRIBUS ETF 57060U605 273 6,317 SOLE 6,317 Market Vectors ETF TR GOLD MINER ETF 57060U100 217 3,925 SOLE 3,925 MarkWest Energy Partners LP UNIT LTD PARTN 570759100 7807 169,894 SOLE 169,894 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 356 12,124 SOLE 12,124 McDonalds Corp COM 580135101 3471 39,527 SOLE 39,527 Mercury Genl Corp NEW COM 589400100 1336 34,847 SOLE 34,847 Microsoft Corp COM 594918104 266 10,700 SOLE 10,700 National Retail Properties I COM 637417106 315 11,716 SOLE 11,716 NFJ Divid Int & Prem Strtgy COM SHS 65337H109 433 29,342 SOLE 29,342 Nustar Energy LP UNITCOM 67058H102 2199 42,055 SOLE 42,055 Paychex Inc COM 704326107 904 34,272 SOLE 34,272 Pepsico Inc COM 713448108 1353 21,863 SOLE 21,863 Phillip Morris Intl Inc COM 718172109 534 8,560 SOLE 8,560 PIMCO ETF TR COM SHS 722014107 718 63,000 SOLE 63,000 PIMCO Income Opportunity Fd COM 72202B100 692 28,133 SOLE 28,133 Plains All Amer Pipeline L UNIT LTD PARTN 726503105 253 4,300 SOLE 4,300 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1303 45,222 SOLE 45,222 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 588 131,723 SOLE 131,723 Procter & Gamble Co COM 742718109 969 15,337 SOLE 15,337 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 916 28,990 SOLE 28,990 SPDR SERIES TRUST GOLD SHS 78463V107 329 2,082 SOLE 2,082 SPDR SERIES TRUST S&P DIVID ETF 78464A763 6913 142,398 SOLE 142,398 Southern Co COM 842587107 1333 31,449 SOLE 31,449 Susquehanna Bancshares Inc P COM 869099101 262 48,003 SOLE 48,003 Toronto Dominion BK ONT COM NEW 891160509 302 4,250 SOLE 4,250 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 3031 90,188 SOLE 90,188 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 3179 88,715 SOLE 88,715 VANGUARD WORLD FDS ENERGY ETF 92204A306 760 8,797 SOLE 8,797 VANGUARD INDEX FDS REIT ETF 922908553 1432 28,159 SOLE 28,159 Verizon Communications Inc COM 92343V104 3285 89,272 SOLE 89,272 Wells Fargo & Co New COM 949746101 367 15,224 SOLE 15,224 TOTAL $141369(x1000)