0001515072-12-000003.txt : 20120214 0001515072-12-000003.hdr.sgml : 20120214 20120214171605 ACCESSION NUMBER: 0001515072-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ParenteBeard Wealth Management, LLC CENTRAL INDEX KEY: 0001515072 IRS NUMBER: 232823435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14445 FILM NUMBER: 12612584 BUSINESS ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 BUSINESS PHONE: 717-846-6214 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 parenteb13f4q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31,2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ParenteBeard Wealth Management LLC One Liberty Place | 1650 Market Street, Suite 4500 Philadelphia, PA 19103 Form 13F File Number: 28- 14445 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michelle J. Ross Title: Chief Compliance Officer Phone: 215.557.2018 Signature, Place, and Date of Signing: Michelle J. Ross Philadelphia, PA 2/10/2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------------- Form 13F Information Table Entry Total: 81 ----------------------- Form 13F Information Table Value Total: 165351 (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------- Apple Inc COM 37833100 949 2342 SOLE 2342 Agrium Inc COM 8916108 201 3000 SOLE 3000 ALPS ETF TR ALERIAN MLP 00162Q866 3062 184263 SOLE 184263 Altria Group Inc COM 02209S103 5915 199494 SOLE 199494 AmeriGas Partners L P UNIT L P INT 30975106 10017 218181 SOLE 218181 AT&T Inc COM 00206R102 2509 82974 SOLE 82974 BlackRock MuniYield PA QLTY COM 09255G107 1056 66880 SOLE 66880 Buckeye Partners L P UNIT LTD PARTN 118230101 774 12093 SOLE 12093 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 1965 170004 SOLE 170004 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 454 40334 SOLE 40334 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 5284 632836 SOLE 632836 Caterpillar Inc DEL COM 149123101 278 3064 SOLE 3064 Chevron Corp COM 166764100 505 4751 SOLE 4751 Coca Cola Co COM 191216100 668 9553 SOLE 9553 Cullen Frost Bankers Inc COM 229899109 257 4864 SOLE 4864 DCP Midstream Partners LP COM UT LTD PTN 23311P100 2400 50559 SOLE 50559 EATON VANCE ENH EQTY INC FD COM 278277108 166 16300 SOLE 16300 Enbridge Energy Management L SHS UNITS LLI 29250X103 6457 185759 SOLE 185759 Enterprise Prods Partners L COM 293792107 4624 99705 SOLE 99705 Exxon Mobil Corp COM 30231G102 1393 16433 SOLE 16433 Fiduciary Claymore MLP Opp F COM 31647Q106 1481 68977 SOLE 68977 FINANCIAL INSTNS INC COM 317585404 708 43874 SOLE 43874 Select Sector SPdr Tr SBI INT-FINL 81369Y605 0 29101 SOLE 29101 General Electric Co COM 369604103 1255 70097 SOLE 70097 Genuine Parts Co COM 372460105 293 4783 SOLE 4783 Intel Corp COM 458140100 1598 65914 SOLE 65914 International Business Machs COM 459200101 2833 15409 SOLE 15409 Illinois Tool Works Inc COM 452308109 253 5415 SOLE 5415 iSharesDowJonesUSRegionalBanksDJ REGIONAL BK 464288778 303 14334 SOLE 14334 ISHARES TR RUSSELL1000GRW 464287614 4843 83806 SOLE 83806 ISHARES TR RUSSELL1000VAL 464287598 2025 31901 SOLE 31901 ISHARES TR RUSSELL 2000 464287655 1586 21510 SOLE 21510 ISHARES TR RUSL 2000 GROW 464287648 464 5507 SOLE 5507 ISHARES TR RUSSELL MIDCAP 464287499 960 9750 SOLE 9750 ISHARES TR RUSSELL MCP GR 464287481 343 6228 SOLE 6228 ISHARES TR RUSSELL MCP VL 464287473 304 6996 SOLE 6996 ISHARES TR S&P 500 INDEX 464287200 1164 9242 SOLE 9242 JPMorgan Chase & Co COM 46625H100 358 10757 SOLE 10757 Johnson & Johnson COM 478160104 1387 21156 SOLE 21156 SPDR Series Trust KBW REGN BK ETF 78464A698 1138 46603 SOLE 46603 Kinder Morgan Management LLC SHS 49455U100 37058 471955 SOLE 471955 Lilly Eli & Co COM 532457108 593 14278 SOLE 14278 M & T Bank COM 55261F104 652 8535 SOLE 8535 Magellan Midstream Prtners LP COM UNIT RP LP 559080106 1102 16000 SOLE 16000 Market Vectors ETF TR AGRIBUS ETF 57060U605 290 6158 SOLE 6158 Market Vectors ETF TR GOLD MINER ETF 57060U100 202 3925 SOLE 3925 MarkWest Energy Partners LP UNIT LTD PARTN 570759100 9357 169946 SOLE 169946 SELECT SECTOR SPDR TR S BI MATERIALS 81369Y100 337 10063 SOLE 10063 McDonalds Corp COM 580135101 4093 40793 SOLE 40793 Mercury Genl Corp NEW COM 589400100 332 7284 SOLE 7284 Microsoft Corp COM 594918104 278 10700 SOLE 10700 National Retail Properties I COM 637417106 414 15691 SOLE 15691 NFJ Divid Int & Prem Strtgy COM SHS 65337H109 436 27233 SOLE 27233 Nustar Energy LP UNIT COM 67058H102 2384 42069 SOLE 42069 Paychex Inc COM 704326107 249 8275 SOLE 8275 Pepsico Inc COM 713448108 1487 22410 SOLE 22410 Phillip Morris Intl Inc COM 718172109 939 11961 SOLE 11961 PIMCO Income Strategy Fund COM 72201J104 121 13234 SOLE 13234 PIMCO ETF TR COM SHS 722014107 757 63000 SOLE 63000 PIMCO Income Opportunity Fd COM 72202B100 718 28519 SOLE 28519 Plains All Amer Pipeline L UNIT LTD PARTN 726503105 316 4300 SOLE 4300 PowerShares Intl Div Achv INTL DIV ACHV 73935X716 1204 82648 SOLE 82648 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1199 41791 SOLE 41791 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 877 64027 SOLE 64027 Procter & Gamble Co COM 742718109 1170 17531 SOLE 17531 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 252 8250 SOLE 8250 SPDR SERIES TRUST GOLD SHS 78463V107 316 2082 SOLE 2082 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8801 163376 SOLE 163376 Schwab US Small-Cap ETF US SML CAP ETF 808524607 207 6304 SOLE 6304 Southern Co COM 842587107 2017 43564 SOLE 43564 Susquehanna Bancshares Inc P COM 869099101 279 33250 SOLE 33250 Toronto Dominion BK ONT COM NEW 891160509 318 4250 SOLE 4250 United Parcel Service Inc. CL B 911312106 247 3370 SOLE 3370 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 3512 90059 SOLE 90059 VIST Financial Corp. COM 918255100 66 10952 SOLE 10952 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 2784 72866 SOLE 72866 VANGUARD WORLD FDS ENERGY ETF 92204A306 760 7537 SOLE 7537 VANGUARD INDEX FDS REIT ETF 922908553 2280 39315 SOLE 39315 Verizon Communications Inc COM 92343V104 3700 92234 SOLE 92234 Wells Fargo & Co New COM 949746101 383 13891 SOLE 13891 Wisdomtree Trust EMERG MKTS ETF 97717W315 632 12320 SOLE 12320 TOTAL $165351(x1000)