0001515072-11-000004.txt : 20110504 0001515072-11-000004.hdr.sgml : 20110504 20110504102801 ACCESSION NUMBER: 0001515072-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110504 DATE AS OF CHANGE: 20110504 EFFECTIVENESS DATE: 20110504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ParenteBeard Wealth Management, LLC CENTRAL INDEX KEY: 0001515072 IRS NUMBER: 232823435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14445 FILM NUMBER: 11808580 BUSINESS ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 BUSINESS PHONE: 717-846-6214 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 parenteb13f1q2011.txt PARENTEBEARD WM 13F Q1 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ParenteBeard Wealth Management LLC One Liberty Place | 1650 Market Street, Suite 4500 Philadelphia, PA 19103 Form 13F File Number: 28- 14445 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michelle J. Ross Title: Chief Compliance Officer Phone: 215.557.2018 Signature, Place, and Date of Signing: Michelle J. Ross Philadelphia, PA 4/29/2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------------- Form 13F Information Table Entry Total: 70 ----------------------- Form 13F Information Table Value Total: 150196 (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------- Agrium Inc COM 008916108 277 3000 SOLE 3000 ALPS ETF TR ALERIAN MLP 00162Q866 2453 149931 SOLE 149931 Altria Group Inc COM 02209S103 5114 196448 SOLE 196448 AmeriGas Partners L P UNIT L P INT 030975106 10504 218550 SOLE 218550 AT&T Inc COM 00206R102 1664 54365 SOLE 54365 BlackRock MuniYield PA QLTY COM 09255G107 899 65000 SOLE 65000 Buckeye Partners L P UNIT LTD PARTN 118230101 768 12093 SOLE 12093 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 2115 155031 SOLE 155031 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 215 16108 SOLE 16108 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 6576 675860 SOLE 675860 Caterpillar Inc DEL COM 149123101 299 2686 SOLE 2686 Chevron Corp COM 166764100 250 2325 SOLE 2325 Citigroup Inc COM 172967101 215 48665 SOLE 48665 Cullen Frost Bankers Inc COM 229899109 270 4579 SOLE 4579 DCP Midstream Partners LP COM UT LTD PTN 23311P100 2047 50545 SOLE 50545 EATON VANCE ENH EQTY INC FD COM 278277108 2182 172495 SOLE 172495 Enbridge Energy Management L SHS UNITS LLI 29250X103 5875 93409 SOLE 93409 Enterprise Prods Partners L COM 293792107 4211 97805 SOLE 97805 Exxon Mobil Corp COM 30231G102 993 11803 SOLE 11803 Fiduciary Claymore MLP Opp F COM 31647Q106 1779 80127 SOLE 80127 FINANCIAL INSTNS INC COM 317585404 818 46663 SOLE 46663 Select Sector SPdr Tr SBI INT-FINL 81369Y605 734 44780 SOLE 44780 Flagstar Bancorp Inc COM NEW 337930507 37 24869 SOLE 24869 Fulton Finl Corp PA COM 360271100 264 23785 SOLE 23785 General Electric Co COM 369604103 1421 69374 SOLE 69374 Intel Corp COM 458140100 510 25282 SOLE 25282 International Business Machs COM 459200101 1740 10670 SOLE 10670 ishares Barclays Tips Bond BARCLYS TIPS BD 464287176 300 2748 SOLE 2748 ISHARES TR DJ US FINL 464287788 224 3793 SOLE 3793 ISHARES TR DJ REGIONAL BK 464288778 675 27614 SOLE 27614 ISHARES TR RUSSELL1000GRW 464287614 5390 89130 SOLE 89130 ISHARES TR RUSSELL1000VAL 464287598 4928 71769 SOLE 71769 ISHARES TR RUSSELL 2000 464287655 1170 13902 SOLE 13902 ISHARES TR RUSL 2000 GROW 464287648 398 4171 SOLE 4171 ISHARES TR RUSSELL MIDCAP 464287499 1135 10415 SOLE 10415 ISHARES TR RUSSELL MCP GR 464287481 373 6130 SOLE 6130 ISHARES TR RUSSELL MCP VL 464287473 322 6689 SOLE 6689 ISHARES TR S&P 500 INDEX 464287200 1295 9736 SOLE 9736 JPMorgan Chase & Co COM 46625H100 539 11686 SOLE 11686 Johnson & Johnson COM 478160104 586 9898 SOLE 9898 SPDR Series Trust KBW REGN BK ETF 78464A698 897 33683 SOLE 33683 Kinder Morgan Management LLC SHS 49455U100 30654 467360 SOLE 467360 M & T Bank COM 55261F104 746 8433 SOLE 8433 Magellan Midstream Prtners LP COM UNIT RP LP 559080106 958 16000 SOLE 16000 Market Vectors ETF TR AGRIBUS ETF 57060U605 398 7105 SOLE 7105 Market Vectors ETF TR GOLD MINER ETF 57060U100 224 3725 SOLE 3725 MarkWest Energy Partners LP UNIT LTD PARTN 570759100 8228 169750 SOLE 169750 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 433 10811 SOLE 10811 McDonalds Corp COM 580135101 3013 39597 SOLE 39597 Mercury Genl Corp NEW COM 589400100 1388 35479 SOLE 35479 NFJ Divid Int & Prem Strtgy COM SHS 65337H109 684 37604 SOLE 37604 Nustar Energy LP UNIT COM 67058H102 2855 42055 SOLE 42055 Paychex Inc COM 704326107 1494 47607 SOLE 47607 Pepsico Inc COM 713448108 1198 18607 SOLE 18607 PIMCO ETF TR COM SHS 722014107 883 6300 SOLE 6300 PIMCO Income Opportunity Fd COM 72202B100 776 28322 SOLE 28322 Pinnacle Data Sys Inc COM 723454104 0 15600 SOLE 15600 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1904 75585 SOLE 75585 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 434 30262 SOLE 30262 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 1368 32319 SOLE 32319 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 209 6613 SOLE 6613 SCHWAB STRATEGIC TR US SM CAP ETF 808524607 245 6604 SOLE 6604 SPDR SERIES TRUST GOLD SHS 78463V107 284 2032 SOLE 2032 SPDR SERIES TRUST S&P DIVID ETF 78464A763 5263 97196 SOLE 97196 Susquehanna Bancshares Inc P COM 869099101 473 50621 SOLE 50621 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 3692 91095 SOLE 91095 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 4235 86511 SOLE 86511 VANGUARD WORLD FDS ENERGY ETF 92204A306 1293 11077 SOLE 11077 VANGUARD INDEX FDS REIT ETF 922908553 998 17066 SOLE 17066 Verizon Communications Inc COM 92343V104 3404 88319 SOLE 88319 TOTAL $150196(x1000)