0001104659-14-060412.txt : 20140813
0001104659-14-060412.hdr.sgml : 20140813
20140813164142
ACCESSION NUMBER: 0001104659-14-060412
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 141038042
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001515070
XXXXXXXX
06-30-2014
06-30-2014
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
08-13-2014
3
20
355421
false
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
a14-17753_1informationtable.xml
INFORMATION TABLE
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
11784
6600000
PRN
DFND
1,2,3
0
6600000
0
ALTRA INDL MOTION CORP
NOTE 2.750% 3/0
02208RAE6
2470
1700000
PRN
DFND
1,2,3
0
1700000
0
AMTRUST FINL SVCS INC
NOTE 5.500%12/1
032359AC5
3520
2140000
PRN
DFND
1,2,3
0
2140000
0
BRISTOW GROUP INC
NOTE 3.000% 6/1
110394AC7
9264
7336000
PRN
DFND
1,2,3
0
7336000
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
21969
15000000
PRN
DFND
1,2,3
0
15000000
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
14454
16700000
PRN
DFND
1,2,3
0
16700000
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
13599
511045
SH
DFND
1,2,3
0
511045
0
GLOBALSTAR INC
NOTE 8.000% 4/0
378973AD3
145981
20783705
PRN
DFND
1,2,3
0
20783705
0
GULF COAST ULTRA DEEP RTY TR
ROYALTY TR UNT
40222T104
879
300000
SH
DFND
1,2,3
0
300000
0
ICONIX BRAND GROUP INC
NOTE 2.500% 6/0
451055AE7
22433
15449000
PRN
DFND
1,2,3
0
15449000
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
2265
85627
SH
DFND
1,2,3
0
85627
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
975
23070
SH
DFND
1,2,3
0
23070
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
677
16020
SH
DFND
1,2
0
16020
0
MERRIMACK PHARMACEUTICALS IN
NOTE 4.500% 7/1
590328AA8
9508
7000000
PRN
DFND
1,2,3
0
7000000
0
MICRON TECHNOLOGY INC
NOTE 1.875% 8/0
595112AR4
61539
17625000
PRN
DFND
1,2,3
0
17625000
0
SOLAZYME INC
NOTE 5.000%10/0
83415TAC5
1199
1050000
PRN
DFND
1,2,3
0
1050000
0
SOLAZYME INC
NOTE 6.000% 2/0
83415TAB7
9424
5850000
PRN
DFND
1,2,3
0
5850000
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
3039
1500000
PRN
DFND
1,2,3
0
1500000
0
VECTOR GROUP LTD
FRNT 1/1
92240MAY4
19897
14800000
PRN
DFND
1,2,3
0
14800000
0
WALTER ENERGY INC
COM
93317Q105
545
100000
SH
DFND
1,2,3
0
100000
0