0001104659-14-060412.txt : 20140813 0001104659-14-060412.hdr.sgml : 20140813 20140813164142 ACCESSION NUMBER: 0001104659-14-060412 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polygon Management Ltd. CENTRAL INDEX KEY: 0001515070 IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 141038042 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001515070 XXXXXXXX 06-30-2014 06-30-2014 false Polygon Management Ltd.

Po Box 309 Ugland House Grand Cayman E9 KY1-1104

13F HOLDINGS REPORT 028-15287 N Stacy Scheehle 212-359-7357 /s/ Stacy Scheehle New York NY 08-13-2014 3 20 355421 false 1 0001511278 028-15282 TFG Asset Management L.P. 2 0001511306 028-15285 Polygon Global Partners LLP 3 0001511305 028-15284 Polygon Global Partners LP INFORMATION TABLE 2 a14-17753_1informationtable.xml INFORMATION TABLE ACCURAY INC NOTE 3.500% 2/0 004397AD7 11784 6600000 PRN DFND 1,2,3 0 6600000 0 ALTRA INDL MOTION CORP NOTE 2.750% 3/0 02208RAE6 2470 1700000 PRN DFND 1,2,3 0 1700000 0 AMTRUST FINL SVCS INC NOTE 5.500%12/1 032359AC5 3520 2140000 PRN DFND 1,2,3 0 2140000 0 BRISTOW GROUP INC NOTE 3.000% 6/1 110394AC7 9264 7336000 PRN DFND 1,2,3 0 7336000 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 21969 15000000 PRN DFND 1,2,3 0 15000000 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 14454 16700000 PRN DFND 1,2,3 0 16700000 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 13599 511045 SH DFND 1,2,3 0 511045 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 145981 20783705 PRN DFND 1,2,3 0 20783705 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 879 300000 SH DFND 1,2,3 0 300000 0 ICONIX BRAND GROUP INC NOTE 2.500% 6/0 451055AE7 22433 15449000 PRN DFND 1,2,3 0 15449000 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2265 85627 SH DFND 1,2,3 0 85627 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 975 23070 SH DFND 1,2,3 0 23070 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 677 16020 SH DFND 1,2 0 16020 0 MERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1 590328AA8 9508 7000000 PRN DFND 1,2,3 0 7000000 0 MICRON TECHNOLOGY INC NOTE 1.875% 8/0 595112AR4 61539 17625000 PRN DFND 1,2,3 0 17625000 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 1199 1050000 PRN DFND 1,2,3 0 1050000 0 SOLAZYME INC NOTE 6.000% 2/0 83415TAB7 9424 5850000 PRN DFND 1,2,3 0 5850000 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 3039 1500000 PRN DFND 1,2,3 0 1500000 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 19897 14800000 PRN DFND 1,2,3 0 14800000 0 WALTER ENERGY INC COM 93317Q105 545 100000 SH DFND 1,2,3 0 100000 0