0000902664-21-001316.txt : 20210212
0000902664-21-001316.hdr.sgml : 20210212
20210212164536
ACCESSION NUMBER: 0000902664-21-001316
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 21628678
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
12-31-2020
12-31-2020
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
02-12-2021
3
50
1491803
1
0001511305
028-15284
Polygon Global Partners LP
2
0001511278
028-15282
TFG Asset Management L.P.
3
0001511306
028-15285
Polygon Global Partners LLP
INFORMATION TABLE
2
infotable.xml
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
12355
10000000
PRN
DFND
1,2,3
0
10000000
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
24522
17500000
PRN
DFND
1,2,3
0
17500000
0
AMERICAN AIRLS GROUP INC
NOTE 6.500% 7/0
02376RAF9
647
500000
PRN
DFND
1,2, 3
0
500000
0
AURORA CANNABIS INC
NOTE 5.500% 2/2
05156XAG3
3531
4550000
PRN
DFND
1,2,3
0
4550000
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
19221
2150000
SH
DFND
0
2150000
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
0
200000
SH
DFND
1,2,3
0
200000
0
CANOPY GROWTH CORP
COM
138035100
2001
81300
PRN
DFND
1,2,3
0
81300
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
5590
7000000
PRN
DFND
1, 2, 3
0
7000000
0
CLEVELAND-CLIFFS INC NEW
DBCV 1.500% 1/1
185899AA9
64400
32867000
PRN
DFND
1,2,3
0
32867000
0
COLFAX CORP
UNIT 01/15/2022T
194014205
8011
50000
PRN
DFND
1, 2, 3
0
50000
0
CORECIVIC INC
COM
21871N101
1749
267000
SH
DFND
1,2,3
0
267000
0
CORENERGY INFRASTRUCTURE TR
NOTE 5.875% 8/1
21870UAC0
6879
9500000
PRN
DFND
1,2,3
0
9500000
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
10910
5000000
PRN
DFND
1,2,3
0
5000000
0
DOCUSIGN INC
NOTE 0.500% 9/1
256163AB2
106967
34337000
PRN
DFND
1,2,3
0
34337000
0
FORTUNA SILVER MINES INC
SDCV 4.650%10/3
349915AA6
9182
5150000
PRN
DFND
1,2,3
0
5150000
0
FREELINE THERAPEUTICS HLDGS
SPONSORED ADS
35655L107
13695
750000
SH
DFND
0
750000
0
GEO GROUP INC NEW
COM
36162J106
886
100000
SH
Put
DFND
1,2,3
0
100000
0
GEO GROUP INC NEW
COM
36162J106
230
26000
SH
Call
DFND
1,2,3
0
26000
0
GOL LINHAS AEREAS INTLG S A
SPON ADR PFD NEW
38045R206
1690
172100
SH
DFND
1, 2, 3
0
172100
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
1403
882467
SH
DFND
1,2,3
0
882467
0
INSEEGO CORP
NOTE 3.250% 5/0
45782BAD6
2763
2000000
PRN
DFND
1,2,3
0
2000000
0
INSIGHT ENTERPRISES INC
NOTE 0.750% 2/1
45765UAB9
3818
3000000
PRN
DFND
1,2,3
0
3000000
0
INSULET CORP
NOTE 1.375% 11/1
45784PAH4
13711
5000000
PRN
DFND
1, 2, 3
0
5000000
0
INTEGRA RES CORP
COM NEW
45826T301
1768
450055
SH
DFND
1,2,3
0
450055
0
INTREXON CORP
NOTE 3.500% 7/0
46122TAA0
7353
8550000
PRN
DFND
1,2,3
0
8550000
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
9904
9055000
PRN
DFND
1,2,3
0
9055000
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
45401
31000000
PRN
DFND
1,2,3
0
31000000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
4410
5250000
PRN
DFND
1,2,3
0
5250000
0
LIBERTY MEDIA CORP DEL
DEB 3.500% 1/1
530715AN1
44666
48163000
PRN
DFND
1,2,3
0
48163000
0
LYFT INC
CL A COM
55087P104
9826
200000
SH
DFND
0
200000
0
MAGNACHIP SEMICONDUCTOR SA
NOTE 5.00% 3/0
55932XAB0
6747
4000000
PRN
DFND
1,2,3
0
4000000
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
38101
10000000
PRN
DFND
1,2,3
0
10000000
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
67995
20000000
PRN
DFND
1,2,3
0
20000000
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
23286
12500000
PRN
DFND
1,2,3
0
12500000
0
OKTA INC
NOTE 0.125% 9/0
679295AD7
3732
2500000
PRN
DFND
1,2,3
0
2500000
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
20887
10000000
PRN
DFND
1,2,3
0
10000000
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
88851
13525000
PRN
DFND
1,2,3
0
13525000
0
SNAP
NOTE 0.750% 8/0
83304AAB2
68194
30000000
PRN
DFND
1,2,3
0
30000000
0
SNOWFLAKE INC
CL A
833445109
23
80
SH
DFND
1,2,3
0
80
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
20328
15000000
PRN
DFND
1,2,3
0
15000000
0
SSR MNG INC
COM
784730103
3763
187097
SH
DFND
1,2,3
0
187097
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
10727
589390
SH
DFND
1,2,3
0
589390
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
15537
853662
SH
DFND
1,2
0
853662
0
TALEND S A
ADS
874224207
27622
720449
SH
DFND
1,2,3
0
720449
0
TERADYNE INC
NOTE 1.250%12/1
880770AG7
94764
25000000
PRN
DFND
1,2,3
0
25000000
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
511809
45000000
PRN
DFND
1,2,3
0
45000000
0
UNITED STATES STL CORP NEW
NOTE 5.000%11/0
912909AT5
9788
6500000
PRN
DFND
1,2,3
0
6500000
0
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
2531
1500000
PRN
DFND
1,2,3
0
1500000
0
WORLD WRESTLING ENTMT INC
NOTE 3.375%12/1
98156QAB4
30454
15000000
PRN
DFND
1,2,3
0
15000000
0
ZILLOW GROUP INC
NOTE 1.375% 9/0
98954MAG6
9175
3041000
PRN
DFND
1,2,3
0
3041000
0