0000902664-20-000934.txt : 20200212
0000902664-20-000934.hdr.sgml : 20200212
20200212155605
ACCESSION NUMBER: 0000902664-20-000934
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
EFFECTIVENESS DATE: 20200212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 20603931
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
12-31-2019
12-31-2019
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
02-12-2020
3
42
672932
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
1029
857311
SH
DFND
0
857311
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
35152
21756000
PRN
DFND
1,2,3
0
21756000
0
AURORA CANNABIS INC
COM
05156X108
539
249702
SH
DFND
1,2,3
0
249702
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
17160
1300000
SH
DFND
0
1300000
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
1938
1000000
PRN
DFND
1,2,3
0
1000000
0
COLFAX CORP
UNIT 01/15/2022T
194014205
7922
50000
PRN
DFND
1,2,3
0
50000
0
DHT HOLDINGS INC
NOTE 4.500% 8/1
23335SAD8
37034
26156000
PRN
DFND
1,2,3
0
26156000
0
GOL LINHAS AEREAS INTLG S A
SPON ADR PFD NEW
38045R206
1370
75800
SH
DFND
1,2,3
0
75800
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
6629
4500000
PRN
DFND
1,2,3
0
4500000
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
1738
882467
SH
DFND
1,2,3
0
882467
0
HUDBAY MINERALS INC
COM
443628102
563
136000
SH
DFND
1,2,3
0
136000
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
1098
1000000
PRN
DFND
1,2,3
0
1000000
0
INSULET CORP
NOTE 1.375% 11/1
45784PAH4
9487
5000000
PRN
DFND
1,2,3
0
5000000
0
INTREXON CORP
COM
46122T102
239
43634
SH
DFND
1,2,3
0
43634
0
INTREXON CORP
NOTE 3.500% 7/0
46122TAA0
5363
8550000
PRN
DFND
1,2,3
0
8550000
0
INVACARE CORP
NOTE 4.500% 6/0
461203AH4
5738
6064000
PRN
DFND
1,2,3
0
6064000
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
3841
4000000
PRN
DFND
1,2,3
0
4000000
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000% 11/1
464337AJ3
6883
6000000
PRN
DFND
1,2,3
0
6000000
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
29080
20000000
PRN
DFND
1,2,3
0
20000000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
11233
14500000
PRN
DFND
1,2,3
0
14500000
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
30471
34363000
PRN
DFND
1,2,3
0
34363000
0
LYFT INC
CL A COM
55087P104
25812
600000
SH
DFND
0
600000
0
MAGNACHIP SEMICONDUCTOR SA
NOTE 5.00% 3/0
55932XAB0
7444
4856000
PRN
DFND
1,2,3
0
4856000
0
MEDICINES CO
NOTE 3.500% 1/1
584688AJ4
17175
5000000
PRN
DFND
1,2,3
0
5000000
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
61176
28340000
PRN
DFND
1,2,3
0
28340000
0
NATIONAL CINEMEDIA INC
COM
635309107
5336
732005
SH
DFND
1,2,3
0
732005
0
NATIONAL CINEMEDIA INC
COM
635309107
3169
434741
SH
DFND
1,2
0
434741
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
28882
15081000
PRN
DFND
1,2,3
0
15081000
0
OMNOVA SOLUTIONS INC
COM
682129101
12746
1260735
SH
DFND
1,2,3
0
1260735
0
OMNOVA SOLUTIONS INC
COM
682129101
7474
739265
SH
DFND
1,2
0
739265
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
13976
10000000
PRN
DFND
1,2,3
0
10000000
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
74002
29000000
PRN
DFND
1,2,3
0
29000000
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
5482
277848
SH
DFND
1,2,3
0
277848
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
2364
119814
SH
DFND
1,2
0
119814
0
TELADOC HEALTH INC
NOTE 3.000% 12/1
87918AAB1
14265
7108000
PRN
DFND
1,2,3
0
7108000
0
TERADYNE INC
NOTE 1.250%12/1
880770AG7
21968
10000000
PRN
DFND
1,2,3
0
10000000
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
51447
34000000
PRN
DFND
1,2,3
0
34000000
0
TRILOGY METALS INC NEW
COM
89621C105
635
244276
SH
DFND
1,2,3
0
244276
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
5363
2806000
PRN
DFND
1,2,3
0
2806000
0
WORLD WRESTLING ENTMT INC
NOTE 3.375% 12/1
98156QAB4
56548
21000000
PRN
DFND
1,2,3
0
21000000
0
WRIGHT MED GROUP N V
NOTE 2.250% 11/1
98236JAB4
36478
25000000
PRN
DFND
1,2,3
0
25000000
0
ZIONS BANCORPORATION N A
*W EXP 05/21/202
989701115
6683
341557
SH
DFND
1,2,3
0
341557
0