0000902664-19-004310.txt : 20191114
0000902664-19-004310.hdr.sgml : 20191114
20191114132355
ACCESSION NUMBER: 0000902664-19-004310
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 191218572
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
09-30-2019
09-30-2019
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
11-14-2019
3
50
560821
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
755
500000
SH
DFND
0
500000
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
34370
21756000
PRN
DFND
1,2,3
0
21756000
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
2174
17500
SH
DFND
1,2,3
0
17500
0
AURORA CANNABIS INC
COM
05156X108
1096
249702
SH
DFND
1,2, 3
0
249702
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
16146
1300000
SH
DFND
0
1300000
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
1727
1000000
PRN
DFND
1,2,3
0
1000000
0
COLFAX CORP
UNIT 01/15/2022T
194014205
6519
50000
PRN
DFND
1, 2, 3
0
50000
0
EPAM SYS INC
COM
29414B104
547
3000
SH
DFND
1,2,3
0
3000
0
ESSENT GROUP LTD
COM
G3198U102
453
9500
SH
DFND
1, 2, 3
0
9500
0
GOL LINHAS AEREAS INTLG S A
SPON ADR PFD NEW
38045R206
541
35000
SH
DFND
1, 2, 3
0
35000
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
5927
4500000
PRN
DFND
1,2,3
0
4500000
0
HEXCEL CORP NEW
COM
428291108
986
12000
SH
DFND
1,2,3
0
12000
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
1509
882467
SH
DFND
1,2,3
0
882467
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
991
1000000
PRN
DFND
1,2,3
0
1000000
0
INSULET CORP
NOTE 1.375% 11/1
45784PAH4
9221
5000000
PRN
DFND
1, 2, 3
0
5000000
0
INTREXON CORP
COM
46122T102
250
43634
SH
DFND
1,2,3
0
43634
0
INTREXON CORP
NOTE 3.500% 7/0
46122TAA0
5394
8550000
PRN
DFND
1,2,3
0
8550000
0
INVACARE CORP
NOTE 4.500% 6/0
461203AH4
5135
6064000
PRN
DFND
1,2,3
0
6064000
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
3751
4000000
PRN
DFND
1,2,3
0
4000000
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000% 11/1
464337AJ3
9718
8500000
PRN
DFND
1,2,3
0
8500000
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
8435
5900000
PRN
DFND
1,2,3
0
5900000
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
611
202887
SH
DFND
1,2,3
0
202887
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
9538
14500000
PRN
DFND
1,2,3
0
14500000
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
31675
34363000
PRN
DFND
1,2,3
0
34363000
0
LOCKHEED MARTIN CORP
COM
539830109
1638
4200
SH
DFND
1,2,3
0
4200
0
LYFT INC
CL A COM
55087P104
44924
1100000
SH
DFND
0
1100000
0
MAGNACHIP SEMICONDUCTOR SA
NOTE 5.00% 3/0
55932XAB0
6728
4856000
PRN
DFND
1,2,3
0
4856000
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
53993
28340000
PRN
DFND
1,2,3
0
28340000
0
NATIONAL CINEMEDIA INC
COM
635309107
6947
847173
SH
DFND
1,2,3
0
847173
0
NATIONAL CINEMEDIA INC
COM
635309107
4293
523528
SH
DFND
1,2
0
523528
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
26929
15081000
PRN
DFND
1,2,3
0
15081000
0
NORTHROP GRUMMAN CORP
COM
666807102
937
2500
SH
DFND
1,2,3
0
2500
0
OMNOVA SOLUTIONS INC
COM
682129101
12696
1260735
SH
DFND
1,2,3
0
1260735
0
OMNOVA SOLUTIONS INC
COM
682129101
7444
739265
SH
DFND
1,2
0
739265
0
POLARIS INC
COM
731068102
995
11300
SH
DFND
1, 2, 3
0
11300
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
15870
10000000
PRN
DFND
1,2,3
0
10000000
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
44263
29000000
PRN
DFND
1,2,3
0
29000000
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
3012
3000000
PRN
DFND
1,2,3
0
3000000
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
4779
277848
SH
DFND
1,2,3
0
277848
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
2061
119814
SH
DFND
1,2
0
119814
0
TELADOC HEALTH INC
NOTE 3.000% 12/1
87918AAB1
12199
7108000
PRN
DFND
1,2,3
0
7108000
0
TERADYNE INC
NOTE 1.250%12/1
880770AG7
19069
10000000
PRN
DFND
1,2,3
0
10000000
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
30802
30000000
PRN
DFND
1,2,3
0
30000000
0
TRILOGY METALS INC NEW
COM
89621C105
206
124276
SH
DFND
1,2,3
0
124276
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
3657
2806000
PRN
DFND
1,2,3
0
2806000
0
UNISYS CORP
COM NEW
909214306
244
32885
SH
DFND
1,2,3
0
32885
0
VALERO ENERGY CORP NEW
COM
91913Y100
1151
13500
SH
DFND
1,2,3
0
13500
0
WORLD WRESTLING ENTMT INC
NOTE 3.375% 12/1
98156QAB4
61978
21000000
PRN
DFND
1,2,3
0
21000000
0
WRIGHT MED GROUP N V
NOTE 2.250% 11/1
98236JAB4
32461
27500000
PRN
DFND
1,2,3
0
27500000
0
ZIONS BANCORPORATION N A
*W EXP 05/21/202
989701115
4076
341557
SH
DFND
1,2,3
0
341557
0