0000902664-19-002323.txt : 20190515
0000902664-19-002323.hdr.sgml : 20190515
20190515122527
ACCESSION NUMBER: 0000902664-19-002323
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 19826490
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
03-31-2019
03-31-2019
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
05-15-2019
3
52
804276
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
2150
500000
SH
DFND
0
500000
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
41660
21756000
PRN
DFND
1,2,3
0
21756000
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
26801
851631
SH
DFND
0
851631
0
CANADIAN PAC RY LTD
COM
13645T100
2785
13500
SH
DFND
1,2,3
0
13500
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
8846
7500000
PRN
DFND
1,2,3
0
7500000
0
COLFAX CORP
UNIT 01/15/2022T
194014205
6681
50000
PRN
DFND
1, 2, 3
0
50000
0
CORENERGY INFRASTRUCTURE TR
NOTE 7.000% 6/1
21870UAA4
30955
27127000
PRN
DFND
1,2,3
0
27127000
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
3599
807028
SH
DFND
1,2,3
0
807028
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
2002
448972
SH
DFND
1,2
0
448972
0
DIAMONDBACK ENERGY INC
COM
25278X109
2081
20500
SH
DFND
1,2,3
0
20500
0
ENBRIDGE INC
COM
29250N105
2973
82000
SH
DFND
1,2,3
0
82000
0
EURONET WORLDWIDE INC
NOTE 1.500% 10/0
298736AH2
51377
25981000
PRN
DFND
1,2,3
0
25981000
0
FIRST MAJESTIC SILVER CORP
NOTE 1.875% 3/0
32076vab9
7830
8000000
PRN
DFND
1,2,3
0
8000000
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
9840
506197
SH
DFND
1,2,3
0
506197
0
GOPRO INC
CL A
38268T103
5669
872200
SH
DFND
1,2,3
0
872200
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
3498
3000000
PRN
DFND
1,2,3
0
3000000
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
1147
882467
SH
DFND
1,2,3
0
882467
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
1564
19141
SH
DFND
1,2,3
0
19141
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
2830
2800000
PRN
DFND
1,2,3
0
2800000
0
INSULET CORP
NOTE 1.250% 9/1
45784PAF8
12361
7500000
PRN
DFND
1,2,3
0
7500000
0
INTREXON CORP
NOTE 3.500% 7/0
46122TAA0
6160
10375000
PRN
DFND
1,2,3
0
10375000
0
INVACARE CORP
NOTE 4.500% 6/0
461203AH4
5369
6064000
PRN
DFND
1,2,3
0
6064000
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
11555
12595000
PRN
DFND
1,2,3
0
12595000
0
ISIS PHARMACEUTICALS INC
NOTE 1.000% 11/1
464337AJ3
8829
6500000
PRN
DFND
1,2,3
0
6500000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
15044
14500000
PRN
DFND
1,2,3
0
14500000
0
LGI HOMES INC
NOTE 4.250%11/1
50187TAB2
44292
15710000
PRN
DFND
1,2,3
0
15710000
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
26053
34363000
PRN
DFND
1,2,3
0
34363000
0
MAGNACHIP SEMICONDUCTOR SA
NOTE 5.00% 3/0
55932XAB0
2540
2230000
PRN
DFND
1,2,3
0
2230000
0
MARATHON PETE CORP
COM
56585A102
1017
17000
SH
DFND
1,2,3
0
17000
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
46502
28340000
PRN
DFND
1,2,3
0
28340000
0
NATIONAL CINEMEDIA INC
COM
635309107
7204
1021775
SH
DFND
1,2,3
0
1021775
0
NATIONAL CINEMEDIA INC
COM
635309107
4055
575195
SH
DFND
1,2
0
575195
0
NEXTERA ENERGY INC
COM
65339F101
2938
15200
SH
DFND
1,2,3
0
15200
0
NIGHTSTAR THERAPEUTICS PLC
ADR
65413A101
7246
285597
SH
DFND
1,2
0
285597
0
NIGHTSTAR THERAPEUTICS PLC
ADR
65413A101
13050
514403
SH
DFND
1,2,3
0
13050
0
NIGHTSTAR THERAPEUTICS PLC
ADR
65413A101
20296
800000
SH
DFND
0
800000
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
61639
29000000
PRN
DFND
1,2,3
0
29000000
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
38038
20000000
PRN
DFND
1,2,3
0
20000000
0
ROYAL GOLD INC
NOTE 2.875% 6/1
780287AA6
27749
27500000
PRN
DFND
1,2,3
0
27500000
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
14428
14501000
PRN
DFND
1,2,3
0
14501000
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADR
874060205
1500
73661
SH
DFND
1,2,3
0
73661
0
TELADOC HEALTH INC
NOTE 3.000% 12/1
87918AAB1
28409
19000000
PRN
DFND
1,2,3
0
19000000
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
10998
10000000
PRN
DFND
1,2,3
0
10000000
0
TRILOGY METALS INC NEW
COM
89621C105
736
299276
SH
DFND
1,2,3
0
299276
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
4121
2806000
PRN
DFND
1,2,3
0
2806000
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
30226
21500000
PRN
DFND
1,2,3
0
21500000
0
VALERO ENERGY CORP NEW
COM
91913Y100
848
10000
SH
DFND
1,2,3
0
10000
0
VEON LTD
SPONSORED ADR
91822M106
25
22900
SH
Put
DFND
1,2,3
0
22900
0
WARRIOR MET COAL INC
COM
93627C101
1940
63800
SH
DFND
1,2,3
0
63800
0
WORLD WRESTLING ENTMT INC
NOTE 3.375% 12/1
98156QAB4
74450
21000000
PRN
DFND
1,2,3
0
21000000
0
WRIGHT MED GROUP N V
NOTE 2.250% 11/1
98236JAB4
54527
35000000
PRN
DFND
1,2,3
0
35000000
0
ZIONS BANCORPORATION N A
*W EXP 05/21/202
989701115
5843
449793
SH
DFND
1,2,3
0
449793
0