0000902664-18-002257.txt : 20180515
0000902664-18-002257.hdr.sgml : 20180515
20180515131013
ACCESSION NUMBER: 0000902664-18-002257
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 18834911
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
03-31-2018
03-31-2018
false
Polygon Management Ltd.
PO Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
05-15-2018
3
45
646075
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
35285
19256000
PRN
DFND
1,2,3
0
19256000
0
ARRIS INTL INC
SHS
G0551A103
28054
1055860
SH
DFND
1,2,3
0
1055860
0
ARRIS INTL INC
SHS
G0551A103
13776
518472
SH
DFND
1,2
0
518472
0
ASSOCIATED BANC CORP
*W EXP 11/21/201
045487113
78
14525
SH
DFND
1,2,3
0
14525
0
B2GOLD CORP
NOTE 3.250% 10/0
11777QAB6
17410
16965000
PRN
DFND
1,2,3
0
16965000
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
21024
16000000
PRN
DFND
1,2,3
0
16000000
0
CISION LTD
*W EXP 06/22/202
G1992S117
725
309699
SH
DFND
1,2,3
0
309699
0
CORENERGY INFRASTRUCTURE TR
NOTE 7.000% 6/1
21870UAA4
4057
3360000
PRN
DFND
1,2,3
0
3360000
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
4047
1190170
SH
DFND
1,2,3
0
1190170
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
1817
534280
SH
DFND
1,2
0
534280
0
GENER8 MARITIME INC
COM
Y26889108
965
170837
SH
DFND
1,2,3
0
170837
0
GENER8 MARITIME INC
COM
Y26889108
482
85354
SH
DFND
1,2
0
85354
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500% 11/1
369300AL2
12960
12000000
PRN
DFND
1,2,3
0
12000000
0
GOLDEN STAR RES LTD CDA
NOTE 7.000% 8/1
38119TAG9
6359
6224000
PRN
DFND
1,2,3
0
6224000
0
GOPRO INC
CL A
38268T103
2613
545600
SH
DFND
1,2,3
0
545600
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
3007
3000000
PRN
DFND
1,2,3
0
3000000
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
16363
8000000
PRN
DFND
1,2,3
0
8000000
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
2077
880217
SH
DFND
1,2,3
0
880217
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
7466
7700000
PRN
DFND
1,2,3
0
7700000
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
17685
14000000
PRN
DFND
1,2,3
0
14000000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
19079
14500000
PRN
DFND
1,2,3
0
14500000
0
LGI HOMES INC
NOTE 4.250%11/1
50187TAB2
55100
16710000
PRN
DFND
1,2,3
0
16710000
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
64730
29500000
PRN
DFND
1,2,3
0
29500000
0
MAGNACHIP SEMICONDUCTOR SA
NOTE 5.00% 3/0
55932XAB0
703
515000
PRN
DFND
1,2,3
0
515000
0
MCEWEN MNG INC
COM
58039P107
595
286112
SH
DFND
1,2,3
0
286112
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
5830
5000000
PRN
DFND
1,2,3
0
5000000
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
56599
20000000
PRN
DFND
1,2,3
0
20000000
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
43269
24340000
PRN
DFND
1,2,3
0
24340000
0
MICRON TECHNOLOGY INC
NOTE 3.000% 11/1
595112AY9
31623
17500000
PRN
DFND
1,2,3
0
17500000
0
NEVRO CORP
COM
64157F103
988
11400
SH
DFND
1,2,3
0
11400
0
PRETIUM RES INC
COM
74139C102
3268
490700
SH
Put
DFND
1,2,3
0
490700
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
19881
14500000
PRN
DFND
1,2,3
0
14500000
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
21446
16500000
PRN
DFND
1,2,3
0
16500000
0
SHIRE PLC
SPONSORED ADR
82481R106
22598
151267
SH
DFND
1,2,3
0
151267
0
SHIRE PLC
SPONSORED ADR
82481R106
11449
76637
SH
DFND
1,2
0
76637
0
SIMPLY GOOD FOODS CO
COM
82900L110
431
121427
SH
DFND
1,2,3
0
121427
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.75% 8/1
87157BAA1
6995
7376000
PRN
DFND
1,2,3
0
7376000
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
10448
10000000
PRN
DFND
1,2,3
0
10000000
0
TRANSOCEAN INC
DEBT 0.500% 1/3
893830BJ7
8216
7186000
PRN
DFND
1,2,3
0
7186000
0
TRINITY INDS INC
NOTE 3.875% 6/0
896522AF6
8248
6000000
PRN
DFND
1,2,3
0
6000000
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
6357
2806000
PRN
DFND
1,2,3
0
2806000
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
21978
16500000
PRN
DFND
1,2,3
0
16500000
0
WRIGHT MED GROUP N V
NOTE 2.250% 11/1
98236JAB4
9741
8500000
PRN
DFND
1,2,3
0
8500000
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
1012
738994
SH
DFND
1,2,3
0
738994
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
19241
947820
SH
DFND
1,2,3
0
947820
0