0000902664-16-008783.txt : 20161114
0000902664-16-008783.hdr.sgml : 20161111
20161114130414
ACCESSION NUMBER: 0000902664-16-008783
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 161993024
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
09-30-2016
09-30-2016
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
11-14-2016
3
34
528299
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ACCURAY INC
DEBT 3.500% 2/0
004397AF2
4922
3750000
PRN
DFND
1,2,3
0
3750000
0
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
17479
13250000
PRN
DFND
1,2,3
0
13250000
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
12138
8500000
PRN
DFND
1,2,3
0
8500000
0
ALMADEN MINERALS LTD
COM CL B
20283305
470
335600
SH
DFND
1,2,3
0
335600
0
ASANKO GOLD INC
COM
04341Y105
3023
721500
SH
DFND
1,2,3
0
721500
0
ARRIS INTL INC
SHS
G0551A103
45328
1600000
SH
DFND
1,2,3
0
1600000
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
15134
14500000
PRN
DFND
1,2,3
0
14500000
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
2094
4000000
PRN
DFND
1,2,3
0
4000000
0
ENDOLOGIX INC
NOTE 3.250%11/0
29266SAB2
23293
17450000
PRN
DFND
1,2,3
0
17450000
0
FREEPORT-MCMORAN INC
CL B
35671D857
5430
500000
SH
Put
DFND
1,2,3
0
500000
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
27429
1964854
SH
DFND
1,2,3
0
1964854
0
GLOBALSTAR INC
NOTE 8.000% 4/0
378973AD3
30616
15384852
PRN
DFND
1,2,3
0
15384852
0
GOLDCORP INC NEW
COM
380956409
3387
205000
SH
DFND
1,2,3
0
205000
0
GOLDEN OCEAN GROUP LTD
SHS NEW
G39637205
90
21972
SH
DFND
1,2
0
21972
0
HEALTHSOUTH CORP
*W EXP 01/17/201
421924127
717
298904
SH
DFND
1,2,3
0
298904
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
9839
7200000
PRN
DFND
1,2,3
0
7200000
0
INTEL CORP
SDCV 12/1
458140AD2
12521
9000000
PRN
DFND
1,2,3
0
9000000
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
42077
25983000
PRN
DFND
1,2,3
0
25983000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
39872
17500000
PRN
DFND
1,2,3
0
17500000
0
LGI HOMES INC
NOTE 4.250%11/1
50187TAB2
7392
4200000
PRN
DFND
1,2,3
0
4200000
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
11854
8100000
PRN
DFND
1,2,3
0
8100000
0
MEDICINES CO
DBCV 1.375% 6/0
584688AC9
10713
7210000
PRN
DFND
1,2,3
0
7210000
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
11780
7500000
PRN
DFND
1,2,3
0
7500000
0
MERRIMACK PHARMACEUTICALS IN
NOTE 4.500% 7/1
590328AA8
5606
4500000
PRN
DFND
1,2,3
0
4500000
0
MONSANTO CO NEW
COM
61166W101
66430
650000
SH
DFND
1,2,3
0
650000
0
NEVRO CORP
COM
64157F103
1190
11400
SH
DFND
1,2,3
0
11400
0
POTASH CORP SASK INC
COM
73755L107
20785
1273610
SH
DFND
1,2,3
0
1273610
0
SCORPIO BULKERS INC
COM
Y7546A122
5952
1720169
SH
DFND
1,2,3
0
1720169
0
SHIRE PLC
SPONSORED ADR
82481R106
11315
58368
SH
DFND
1,2,3
0
58368
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10815
50000
SH
Put
DFND
1,2,3
0
50000
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
12530
12000000
PRN
DFND
1,2,3
0
12000000
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
44830
28975000
PRN
DFND
1,2,3
0
28975000
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
933
712232
SH
DFND
1,2,3
0
712232
0
YAHOO INC
NOTE 12/0
984332AF3
10315
10051000
PRN
DFND
1,2,3
0
10051000
0