0000902664-16-007888.txt : 20160815
0000902664-16-007888.hdr.sgml : 20160815
20160815162134
ACCESSION NUMBER: 0000902664-16-007888
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 161833039
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
06-30-2016
06-30-2016
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
08-15-2016
3
34
439139
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ACCURAY INC
DEBT 3.500% 2/0
004397AF2
3406
3000000
PRN
DFND
1,2,3
0
3000000
0
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
14284
12500000
PRN
DFND
1,2,3
0
12500000
0
ALMADEN MINERALS LTD
COM CL B
20283305
147
90500
SH
DFND
1,2,3
0
90500
0
AMTRUST FINL SVCS INC
NOTE 2.750%12/1
032359AG6
6160
8000000
PRN
DFND
1,2,3
0
8000000
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
845
1000000
PRN
DFND
1,2,3
0
1000000
0
ARRIS INTL INC
SHS
G0551A103
42968
2050000
SH
DFND
1,2,3
0
2050000
0
ASANKO GOLD INC
COM
04341Y105
2231
583600
SH
DFND
1,2,3
0
583600
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
15490
15500000
PRN
DFND
1,2,3
0
15500000
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
8726
23000000
PRN
DFND
1,2,3
0
23000000
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
139
150000
PRN
DFND
1,2,3
0
150000
0
ENDOLOGIX INC
NOTE 3.250%11/0
29266SAB2
39109
30000000
PRN
DFND
1,2,3
0
30000000
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
37317
24878222
PRN
DFND
1,2,3
0
24878222
0
FREEPORT-MCMORAN INC
CL B
35671D857
28964
2600000
SH
Put
DFND
1,2,3
0
2600000
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
82
4447
SH
DFND
1,2,3
0
4447
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1285
123129
SH
DFND
1,2,3
0
123129
0
GLOBALSTAR INC
NOTE 8.000% 4/0
378973AD3
29682
15359618
PRN
DFND
1,2,3
0
15359618
0
GOLDEN OCEAN GROUP LTD
SHS
G39637106
77
109861
SH
DFND
1,2
0
109861
0
IMMUNOMEDICS INC
NOTE 4.750% 2/1
452907AK4
1037
1500000
PRN
DFND
1,2,3
0
1500000
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
37479
25330000
PRN
DFND
1,2,3
0
25330000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
28351
15000000
PRN
DFND
1,2,3
0
15000000
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
10022
6000000
PRN
DFND
1,2,3
0
6000000
0
MEDICINES CO
DBCV 1.375% 6/0
584688AC9
9851
7210000
PRN
DFND
1,2,3
0
7210000
0
MERRIMACK PHARMACEUTICALS IN
NOTE 4.500% 7/1
590328AA8
1154
1000000
PRN
DFND
1,2,3
0
1000000
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
1054
1000000
PRN
DFND
1,2,3
0
1000000
0
SCORPIO BULKERS INC
COM
Y7546A122
5540
1985738
SH
DFND
1,2,3
0
1985738
0
SHIRE PLC
SPONSORED ADR
82481R106
10744
58368
SH
DFND
1,2,3
0
58368
0
SPDR GOLD TRUST
GOLD SHS
78463V107
9523
75300
SH
DFND
1,2,3
0
75300
0
SPDR GOLD TRUST
GOLD SHS
78463V107
12647
100000
SH
Call
DFND
1,2,3
0
100000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10474
50000
SH
Put
DFND
1,2,3
0
50000
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
8330
9337000
PRN
DFND
1,2,3
0
9337000
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
12194
12000000
PRN
DFND
1,2,3
0
12000000
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
39188
25000000
PRN
DFND
1,2,3
0
25000000
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
660
523528
SH
DFND
1,2,3
0
523528
0
YAHOO INC
NOTE 12/0
984332AF3
9979
10051000
PRN
DFND
1,2,3
0
10051000
0