0000902664-16-007026.txt : 20160513
0000902664-16-007026.hdr.sgml : 20160513
20160513171203
ACCESSION NUMBER: 0000902664-16-007026
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160513
EFFECTIVENESS DATE: 20160513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 161649456
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
03-31-2016
03-31-2016
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
05-13-2016
3
26
315406
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ACCURAY INC
DEBT 3.500% 2/0
004397AF2
3657
3000000
PRN
DFND
1,2,3
0
3000000
0
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
15236
12500000
PRN
DFND
1,2,3
0
12500000
0
AMTRUST FINL SVCS INC
NOTE 2.750%12/1
032359AG6
6353
8000000
PRN
DFND
1,2,3
0
8000000
0
ARRIS INTL INC
SHS
G0551A103
42402
1850000
SH
DFND
1,2,3
0
1850000
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
13587
15500000
PRN
DFND
1,2,3
0
15500000
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
10803
21000000
PRN
DFND
1,2,3
0
21000000
0
ENDOLOGIX INC
NOTE 3.250%11/0
29266SAB2
14766
15000000
PRN
DFND
1,2,3
0
15000000
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
12783
12800222
PRN
DFND
1,2,3
0
12800222
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
18746
864263
SH
DFND
1,2,3
0
864263
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
7446
545106
SH
DFND
1,2,3
0
545106
0
GLOBALSTAR INC
NOTE 8.000% 4/0
378973AD3
35769
15188747
PRN
DFND
1,2,3
0
15188747
0
GOLDEN OCEAN GROUP LTD
SHS
G39637106
76
109861
SH
DFND
1,2
0
109861
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
31635
22132000
PRN
DFND
1,2,3
0
22132000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
10540
6500000
PRN
DFND
1,2,3
0
6500000
0
MEDICINES CO
DBCV 1.375% 6/0
584688AC9
12132
9500000
PRN
DFND
1,2,3
0
9500000
0
MERRIMACK PHARMACEUTICALS IN
NOTE 4.500% 7/1
590328AA8
26125
17250000
PRN
DFND
1,2,3
0
17250000
0
NII HLDGS INC
COM PAR $0.001
62913F508
1370
247800
SH
Call
DFND
1,2,3
0
247800
0
SCORPIO BULKERS INC
COM
Y7546A122
4362
1330000
SH
DFND
1,2,3
0
1330000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10276
50000
SH
Put
DFND
1,2,3
0
50000
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
4706
5837000
PRN
DFND
1,2,3
0
5837000
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
12080
12000000
PRN
DFND
1,2,3
0
12000000
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
423
153100
SH
Call
DFND
1,2,3
0
153100
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
6004
3250000
PRN
DFND
1,2,3
0
3250000
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
5186
2000000
PRN
DFND
1,2,3
0
2000000
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
522
417549
SH
DFND
1,2,3
0
417549
0
YAHOO INC
NOTE 12/0
984332AF3
8421
8500000
PRN
DFND
1,2,3
0
8500000
0