0001181431-14-039259.txt : 20141219 0001181431-14-039259.hdr.sgml : 20141219 20141219120520 ACCESSION NUMBER: 0001181431-14-039259 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140326 FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carroll Bancorp, Inc. CENTRAL INDEX KEY: 0001515069 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 275463184 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1321 LIBERTY ROAD CITY: SYKESVILLE STATE: MD ZIP: 21784 BUSINESS PHONE: 410-795-1900 MAIL ADDRESS: STREET 1: 1321 LIBERTY ROAD CITY: SYKESVILLE STATE: MD ZIP: 21784 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown C. Todd CENTRAL INDEX KEY: 0001528259 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54422 FILM NUMBER: 141298139 MAIL ADDRESS: STREET 1: 1321 LIBERTY ROAD CITY: SYKESVILLE STATE: MD ZIP: 21784 4/A 1 rrd420639.xml AMENDMENT CORRECTION X0306 4/A 2014-03-26 2014-03-27 0 0001515069 Carroll Bancorp, Inc. CROL 0001528259 Brown C. Todd 1321 LIBERTY ROAD SYKESVILLE MD 21784 1 0 0 0 common stock 2014-03-26 4 P 0 3477 16.00 A 13939 D common stock warrants (right to buy) 16.00 2014-03-26 4 P 0 3477 A 2014-03-26 2017-03-20 common stock 1738 3477 D The reported securities are included within the 3,477 Units purchased by the reporting person pursuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock. Michael J. Gallina, pursuant to power of attorney 2014-12-19