0000701374-13-000020.txt : 20131030 0000701374-13-000020.hdr.sgml : 20131030 20131030170655 ACCESSION NUMBER: 0000701374-13-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Six Flags Entertainment Corp CENTRAL INDEX KEY: 0000701374 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 133995059 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 924 AVENUE J EAST CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 BUSINESS PHONE: 972 595-5000 MAIL ADDRESS: STREET 1: 924 AVENUE J EAST CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 FORMER COMPANY: FORMER CONFORMED NAME: SIX FLAGS, INC. DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: SIX FLAGS INC DATE OF NAME CHANGE: 20000714 FORMER COMPANY: FORMER CONFORMED NAME: TIERCO GROUP INC/DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russ Leonard A CENTRAL INDEX KEY: 0001514719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13703 FILM NUMBER: 131180028 MAIL ADDRESS: STREET 1: C/O SIX FLAGS ENTERTAINMENT CORPORATION STREET 2: 924 AVENUE J EAST CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 4 1 wf-form4_138316720372140.xml FORM 4 X0306 4 2013-10-28 0 0000701374 Six Flags Entertainment Corp SIX 0001514719 Russ Leonard A C/O SIX FLAGS ENTERTAINMENT CORPORATION 924 AVENUE J EAST GRAND PRAIRIE TX 75050 0 1 0 0 VP, Chief Accounting Officer Common Stock, par value $0.025 per share 2013-10-28 4 M 0 6500 8.75 A 97253 D Common Stock, par value $0.025 per share 2013-10-28 4 S 0 6500 37.50 D 90753 D Common Stock, par value $0.025 per share 2013-10-28 4 M 0 15500 10 A 106253 D Common Stock, par value $0.025 per share 2013-10-28 4 S 0 15500 37.50 D 90753 D Common Stock, par value $0.025 per share 2013-10-28 4 M 0 6000 16.81 A 96753 D Common Stock, par value $0.025 per share 2013-10-28 4 S 0 6000 37.50 D 90753 D Common Stock, par value $0.025 per share 2013-10-28 4 M 0 2400 27.76 A 93153 D Common Stock, par value $0.025 per share 2013-10-28 4 S 0 2400 37.50 D 90753 D Common Stock, par value $0.025 per share 2013-10-29 4 M 0 2000 8.75 A 92753 D Common Stock, par value $0.025 per share 2013-10-29 4 M 0 6000 10 A 98753 D Common Stock, par value $0.025 per share 2013-10-29 4 M 0 1000 16.81 A 99753 D Common Stock, par value $0.025 per share 2013-10-29 4 M 0 500 27.76 A 100253 D Employee Stock Option (Right to Buy) 8.75 2013-10-28 4 M 0 6500 0 D 2020-08-06 Common Stock, par value $0.025 per share 6500.0 10500 D Employee Stock Option (Right to Buy) 10.0 2013-10-28 4 M 0 15500 0 D 2020-09-07 Common Stock, par value $0.025 per share 15500.0 27500 D Employee Stock Option (Right to Buy) 16.81 2013-10-28 4 M 0 6000 0 D 2021-08-24 Common Stock, par value $0.025 per share 6000.0 15000 D Employee Stock Option (Right to Buy) 27.76 2013-10-28 4 M 0 2400 0 D 2022-08-24 Common Stock, par value $0.025 per share 2400.0 11000 D Employee Stock Option (Right to Buy) 8.75 2013-10-29 4 M 0 2000 0 D 2020-08-06 Common Stock, par value $0.025 per share 2000.0 8500 D Employee Stock Option (Right to Buy) 10.0 2013-10-29 4 M 0 6000 0 D 2020-09-07 Common Stock, par value $0.025 per share 6000.0 21500 D Employee Stock Option (Right to Buy) 16.81 2013-10-29 4 M 0 1000 0 D 2021-08-24 Common Stock, par value $0.025 per share 1000.0 14000 D Employee Stock Option (Right to Buy) 27.76 2013-10-29 4 M 0 500 0 D 2022-08-24 Common Stock, par value $0.025 per share 500.0 10500 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Leonard Russ on March 28, 2013. Includes certain restricted stock units subject to vesting. Mr. Russ was granted an option to purchase 34,000 shares (as adjusted for stock splits) on August 6, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors. Mr. Russ was granted an option to purchase 86,000 shares (as adjusted for stock splits) on September 7, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors. Mr. Russ was granted an option to purchase 28,000 shares (as adjusted for stock splits) on August 24, 2011, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors. Mr. Russ was granted an option to purchase 14,000 shares (as adjusted for stock splits) on August 24, 2012, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors. Leonard A. Russ 2013-10-30