0000943440-13-000074.txt : 20130125 0000943440-13-000074.hdr.sgml : 20130125 20130125151301 ACCESSION NUMBER: 0000943440-13-000074 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Dukach Semyon CENTRAL INDEX KEY: 0001514566 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: ONE BROADWAY STREET 2: 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMTP, Inc. CENTRAL INDEX KEY: 0001506439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 050502529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86703 FILM NUMBER: 13548506 BUSINESS ADDRESS: STREET 1: ONE BROADWAY STREET 2: 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 877-705-9362 MAIL ADDRESS: STREET 1: ONE BROADWAY STREET 2: 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G/A 1 dukach_sc13ga.htm SC 13G AMENDMENT NO. 1 SC 13G/A1


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

SMTP, Inc.

(Name of Issuer)


Common Stock

(Title of Class of Securities)


784589 10 3

(CUSIP Number)


December 31, 2012

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 








 

 

 

CUSIP NO. 784589 10 3

 

  


 

 

 

 

 

 

1

NAME OF REPORTING PERSON:

 

Semyon Dukach 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a) o  

(b) ¨

 

3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH REPORTING

PERSON WITH

 



5



SOLE VOTING POWER                        13,286,263

6

SHARED VOTING POWER                  0

7

SOLE DISPOSITIVE POWER               13,286,263

8

SHARED DISPOSITIVE POWER         0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,286,263

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

90.34%(1)

 

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

 

 

 

1.

Based on 14,707,250 shares of the issuer’s common stock outstanding as of October 23, 2012, as disclosed in the issuer’s Form 10-Q for the quarterly period ending September 30, 2012 filed on November 1, 2012.







 

 

 

 

Item 1(a).         

Name of Issuer:

 


SMTP, Inc.

 

Item 1(b).         

Address of Issuer’s Principal Executive Offices:



One Broadway, 14th Floor

Cambridge, MA 02142

 

Item 2(a). 

Name of Person Filing:


 

Semyon Dukach 

Item 2(b).         

Address of Principal Business Office or, if None, Residence:



One Broadway, 14th Floor   

Cambridge, MA 02142

 

Item 2(c).         

Citizenship:

 


United States

 

Item 2(d).         

Title of Class of Securities:

 


Common Stock

 

Item 2(e).         

CUSIP Number:

 


784589 10 3


Item 3.

  

 

This statement is not being filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c).

 

Item 4.

Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  

(a)

Amount beneficially owned:       13,286,263

  

(b)

Percent of class:       90.34%(1)

  

(c)

Number of shares as to which the person has:

  

  

(i)

Sole power to vote or to direct the vote:      13,286,263

  

  

(ii)

Shared power to vote or to direct the vote:       0

  

  

(iii)

Sole power to dispose or to direct the disposition of:       13,286,263

 

 

(iv)

Shared power to dispose or to direct the disposition of:       0

 

 

 

   1.

Based on 14,707,250 shares of the issuer’s common stock outstanding as of October 23, 2012, as disclosed in the issuer’s Form 10-Q for the quarterly period ending September 30, 2012 filed on November 1, 2012.

 






 

 

 

Item 5.

Ownership of Five Percent or Less of a Class


                 Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.


                 Not Applicable.

 

 Item 7.


Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.


                 Not applicable.

 

Item 8.

Identification and Classification of Members of the Group


                 Not Applicable.

 

Item 9.

Notice of Dissolution of Group

 

                 Not Applicable.

 

Item 10.

Certification

 

                 Not applicable.


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

 

 

 

 

 

 

 

 

 

 

Dated: January 25, 2013

 

/s/Semyon Dukach

 

 

 

Semyon Dukach