0001221073-11-000031.txt : 20110725
0001221073-11-000031.hdr.sgml : 20110725
20110725111945
ACCESSION NUMBER: 0001221073-11-000031
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110725
DATE AS OF CHANGE: 20110725
EFFECTIVENESS DATE: 20110725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Autus Asset Management, LLC
CENTRAL INDEX KEY: 0001513865
IRS NUMBER: 861049254
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14436
FILM NUMBER: 11983979
BUSINESS ADDRESS:
STREET 1: 16435 N. SCOTTSDALE ROAD
STREET 2: SUITE 105
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-348-6493
MAIL ADDRESS:
STREET 1: 16435 N. SCOTTSDALE ROAD
STREET 2: SUITE 105
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
13F-HR
1
mktc_autus2q2011.txt
AUTUS ASSET MANAGEMENT, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Autus Asset Management, LLC
Address: 16435 N. Scottsdale Road, Suite 105
Scottsdale, AZ 85254
13F File Number: 028-14436
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven A. Fields
Title: Member
Phone: 480-348-1800
Signature, Place, and Date of Signing:
/s/ Steven A. Fields Scottsdale, AZ July 22, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 87
Form 13F Information Table Value Total: $116,945 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 627 6615 SH SOLE 0 0 6615
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3198 52935 SH SOLE 0 0 52935
AMERICAN SCIENCE & ENGR INC COM 029429107 1557 19465 SH SOLE 0 0 19465
APACHE CORP COM 037411105 2195 17791 SH SOLE 0 0 17791
APPLE INC COM 037833100 1756 5232 SH SOLE 0 0 5232
AT&T INC COM 00206R102 246 7830 SH SOLE 0 0 7830
BARD C R INC COM 067383109 2760 25125 SH SOLE 0 0 25125
BAXTER INTL INC COM 071813109 2326 38965 SH SOLE 0 0 38965
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1657 21418 SH SOLE 0 0 21418
BHP BILLITON LTD SPONSORED ADR 088606108 2119 22390 SH SOLE 0 0 22390
BLACKROCK INC COM 09247X101 2008 10470 SH SOLE 0 0 10470
BP PLC SPONSORED ADR 055622104 354 8001 SH SOLE 0 0 8001
CANADIAN NATL RY CO COM 136375102 342 4275 SH SOLE 0 0 4275
CHEVRON CORP NEW COM 166764100 546 5308 SH SOLE 0 0 5308
CHIMERA INVT CORP COM 16934Q109 52 15000 SH SOLE 0 0 15000
CLOROX CO DEL COM 189054109 854 12668 SH SOLE 0 0 12668
COCA COLA CO COM 191216100 876 13016 SH SOLE 0 0 13016
COLGATE PALMOLIVE CO COM 194162103 2038 23310 SH SOLE 0 0 23310
CONOCOPHILLIPS COM 20825C104 646 8590 SH SOLE 0 0 8590
COSTCO WHSL CORP NEW COM 22160K105 2332 28709 SH SOLE 0 0 28709
DEVON ENERGY CORP NEW COM 25179M103 301 3825 SH SOLE 0 0 3825
DIAGEO P L C SPON ADR NEW 25243Q205 389 4750 SH SOLE 0 0 4750
DISNEY WALT CO COM DISNEY 254687106 2348 60135 SH SOLE 0 0 60135
DONALDSON INC COM 257651109 1666 27450 SH SOLE 0 0 27450
ECOLAB INC COM 278865100 2394 42470 SH SOLE 0 0 42470
EMERSON ELEC CO COM 291011104 502 8925 SH SOLE 0 0 8925
EXXON MOBIL CORP COM 30231G102 815 10020 SH SOLE 0 0 10020
FLOWSERVE CORP COM 34354P105 1805 16430 SH SOLE 0 0 16430
GALLAGHER ARTHUR J & CO COM 363576109 900 31550 SH SOLE 0 0 31550
GENERAL ELECTRIC CO COM 369604103 387 20540 SH SOLE 0 0 20540
GOOGLE INC CL A 38259P508 1552 3065 SH SOLE 0 0 3065
GRAINGER W W INC COM 384802104 298 1938 SH SOLE 0 0 1938
HEWLETT PACKARD CO COM 428236103 251 6899 SH SOLE 0 0 6899
INTERNATIONAL BUSINESS MACHS COM 459200101 623 3630 SH SOLE 0 0 3630
INTUIT COM 461202103 2797 53935 SH SOLE 0 0 53935
ISHARES TR S&P 1500 INDEX 464287150 1318 21845 SH SOLE 0 0 21845
ISHARES TR BARCLYS TIPS BD 464287176 3629 32800 SH SOLE 0 0 32800
ISHARES TR S&P 500 INDEX 464287200 551 4160 SH SOLE 0 0 4160
ISHARES TR BARCLY USAGG B 464287226 224 2105 SH SOLE 0 0 2105
ISHARES TR MSCI EMERG MKT 464287234 381 8008 SH SOLE 0 0 8008
ISHARES TR IBOXX INV CPBD 464287242 407 3700 SH SOLE 0 0 3700
ISHARES TR MSCI EAFE INDEX 464287465 396 6580 SH SOLE 0 0 6580
ISHARES TR RUSSELL 2000 464287655 471 5685 SH SOLE 0 0 5685
ISHARES TR RUSSELL 3000 464287689 284 3587 SH SOLE 0 0 3587
ISHARES TR S&P SH NTL AMTFR 464288158 350 3300 SH SOLE 0 0 3300
ISHARES TR AGENCY BD FD 464288166 426 3850 SH SOLE 0 0 3850
ISHARES TR JPMORGAN USD 464288281 712 6510 SH SOLE 0 0 6510
ISHARES TR HIGH YLD CORP 464288513 940 10295 SH SOLE 0 0 10295
ISHARES TR BARCLYS MBS BD 464288588 368 3450 SH SOLE 0 0 3450
ISHARES TR BARCLYS 1-3YR CR 464288646 2092 19935 SH SOLE 0 0 19935
JOHNSON & JOHNSON COM 478160104 600 9014 SH SOLE 0 0 9014
JOHNSON CTLS INC COM 478366107 4683 112400 SH SOLE 0 0 112400
JPMORGAN CHASE & CO COM 46625H100 986 24073 SH SOLE 0 0 24073
MCCORMICK & CO INC COM NON VTG 579780206 2316 46730 SH SOLE 0 0 46730
MCDONALDS CORP COM 580135101 247 2924 SH SOLE 0 0 2924
MONRO MUFFLER BRAKE INC COM 610236101 546 14635 SH SOLE 0 0 14635
MSC INDL DIRECT INC CL A 553530106 274 4125 SH SOLE 0 0 4125
NIKE INC CL B 654106103 373 4150 SH SOLE 0 0 4150
ORACLE CORP COM 68389X105 3153 95800 SH SOLE 0 0 95800
PEABODY ENERGY CORP COM 704549104 1483 25175 SH SOLE 0 0 25175
PEPSICO INC COM 713448108 434 6157 SH SOLE 0 0 6157
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1001 34580 SH SOLE 0 0 34580
ROLLINS INC COM 775711104 1291 63325 SH SOLE 0 0 63325
SCHLUMBERGER LTD COM 806857108 2300 26620 SH SOLE 0 0 26620
SOUTHERN CO COM 842587107 669 16575 SH SOLE 0 0 16575
SPDR SERIES TRUST S&P BIOTECH 78464A870 942 12885 SH SOLE 0 0 12885
STATE STR CORP COM 857477103 356 7907 SH SOLE 0 0 7907
STERICYCLE INC COM 858912108 2277 25555 SH SOLE 0 0 25555
STRYKER CORP COM 863667101 1767 30105 SH SOLE 0 0 30105
SYSCO CORP COM 871829107 385 12368 SH SOLE 0 0 12368
TARGET CORP COM 87612E106 238 5078 SH SOLE 0 0 5078
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 576 11947 SH SOLE 0 0 11947
TOTAL S A SPONSORED ADR 89151E109 2080 35960 SH SOLE 0 0 35960
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 987 12178 SH SOLE 0 0 12178
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1192 14682 SH SOLE 0 0 14682
VANGUARD INDEX FDS REIT ETF 922908553 1754 29185 SH SOLE 0 0 29185
VANGUARD INDEX FDS MID CAP ETF 922908629 379 4725 SH SOLE 0 0 4725
VANGUARD INDEX FDS SMALL CP ETF 922908751 8936 114488 SH SOLE 0 0 114488
VANGUARD INDEX FDS STK MRK ETF 922908769 341 4984 SH SOLE 0 0 4984
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 829 16650 SH SOLE 0 0 16650
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 3554 73105 SH SOLE 0 0 73105
VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 7974 209404 SH SOLE 0 0 209404
VERIZON COMMUNICATIONS INC COM 92343V104 540 14496 SH SOLE 0 0 14496
WELLS FARGO & CO NEW COM 949746101 822 29292 SH SOLE 0 0 29292
WISDOMTREE TR EM LCL DEBT FD 97717X867 821 15350 SH SOLE 0 0 15350
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 469 7700 SH SOLE 0 0 7700
WMS INDS INC COM 929297109 1304 42450 SH SOLE 0 0 42450