0001510192-14-000034.txt : 20140319
0001510192-14-000034.hdr.sgml : 20140319
20140319161734
ACCESSION NUMBER: 0001510192-14-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140318
FILED AS OF DATE: 20140319
DATE AS OF CHANGE: 20140319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd.
CENTRAL INDEX KEY: 0001513761
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980691007
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
BUSINESS PHONE: 305-436-4000
MAIL ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Robert
CENTRAL INDEX KEY: 0001566470
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35784
FILM NUMBER: 14704125
MAIL ADDRESS:
STREET 1: 3624 HERON RIDGE LANE
CITY: WESTON
STATE: FL
ZIP: 33331
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-03-18
0
0001513761
Norwegian Cruise Line Holdings Ltd.
NCLH
0001566470
Becker Robert
7665 CORPORATE CENTER DRIVE
MIAMI
FL
33126
0
1
0
0
Senior Vice President
NCL Corporation Units
2014-03-18
4
A
0
45350
0
A
2014-03-18
Common Stock
43350
81588
D
Stock Options (right to buy)
19
2014-03-18
4
A
0
22055
0
A
2014-03-18
2020-01-17
Common Stock
22055
66166
D
On January 24, 2013, the reporting person received NCL Corporation Units (the "Units"). The Units are redeemable for an equal number of shares of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock, or, at the election of NCLH, a cash payment equal to the value of the exchanged Units. The Units are subject to customary adjustments for stock splits, subdivisions, combinations and other extraordinary events. The Units have no expiration date. The Units reported above were subject to a performance vesting condition based on the level of capital invested in NCLH and its subsidiaries realized by investment funds affiliated with Apollo Global Management, LLC. NCLH's Board of Directors determined on March 18, 2014 that the performance vesting requirement applicable to the Units reported above had been achieved.
On January 18, 2013, the reporting person received stock options. The stock options reported above were subject to the same performance vesting condition as the Units reported above, which NCLH's Board of Directors determined on March 18, 2014 had been achieved.
/s/ Daniel S. Farkas, attorney-in-fact for Robert Becker
2014-03-19