0001510192-14-000034.txt : 20140319 0001510192-14-000034.hdr.sgml : 20140319 20140319161734 ACCESSION NUMBER: 0001510192-14-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140318 FILED AS OF DATE: 20140319 DATE AS OF CHANGE: 20140319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Robert CENTRAL INDEX KEY: 0001566470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 14704125 MAIL ADDRESS: STREET 1: 3624 HERON RIDGE LANE CITY: WESTON STATE: FL ZIP: 33331 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-18 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001566470 Becker Robert 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 0 1 0 0 Senior Vice President NCL Corporation Units 2014-03-18 4 A 0 45350 0 A 2014-03-18 Common Stock 43350 81588 D Stock Options (right to buy) 19 2014-03-18 4 A 0 22055 0 A 2014-03-18 2020-01-17 Common Stock 22055 66166 D On January 24, 2013, the reporting person received NCL Corporation Units (the "Units"). The Units are redeemable for an equal number of shares of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock, or, at the election of NCLH, a cash payment equal to the value of the exchanged Units. The Units are subject to customary adjustments for stock splits, subdivisions, combinations and other extraordinary events. The Units have no expiration date. The Units reported above were subject to a performance vesting condition based on the level of capital invested in NCLH and its subsidiaries realized by investment funds affiliated with Apollo Global Management, LLC. NCLH's Board of Directors determined on March 18, 2014 that the performance vesting requirement applicable to the Units reported above had been achieved. On January 18, 2013, the reporting person received stock options. The stock options reported above were subject to the same performance vesting condition as the Units reported above, which NCLH's Board of Directors determined on March 18, 2014 had been achieved. /s/ Daniel S. Farkas, attorney-in-fact for Robert Becker 2014-03-19