0001104659-14-071399.txt : 20141016 0001104659-14-071399.hdr.sgml : 20141016 20141014060435 ACCESSION NUMBER: 0001104659-14-071399 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141014 DATE AS OF CHANGE: 20141014 EFFECTIVENESS DATE: 20141014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cain Brothers Asset Management, LLC CENTRAL INDEX KEY: 0001513702 IRS NUMBER: 271150449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14424 FILM NUMBER: 141153527 BUSINESS ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-869-5600 MAIL ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001513702 XXXXXXXX 09-30-2014 09-30-2014 false Cain Brothers Asset Management, LLC

360 Madison Avenue 5th Floor New York NY 10017

13F HOLDINGS REPORT 028-14424 N Charity A. Davidenko 212-981-6937 /s/ Charity A. Davidenko New York NY 10-14-2014 0 7 21958 false INFORMATION TABLE 2 a14-22356_1informationtable.xml INFORMATION TABLE ISHARES TR MSCI EAFE INDEX Equity 464287465 3719 58000 SH Call SOLE 58000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 3847 60000 SH Call SOLE 60000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 2244 35000 SH Call SOLE 35000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 5290 82500 SH Call SOLE 82500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 5403 130000 SH Call SOLE 130000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1039 25000 SH Call SOLE 25000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 416 10000 SH Call SOLE 10000 0 0