Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | REGISTRATION STATEMENT | fs12017_adialpharma.htm | S-1 | 3793943 |
| 2 | FORM OF UNDERWRITING AGREEMENT | fs12017ex1-1_adailpharma.htm | EX-1.1 | 290931 |
| 3 | ARTICLES OF ORGANIZATION | fs12017ex3-1_adialpharma.htm | EX-3.1 | 9629 |
| 4 | SECOND AMENDED AND RESTATED OPERATING AGREEMENT | fs12017ex3-2_adialpharma.htm | EX-3.2 | 232976 |
| 5 | FORM OF CERTIFICATE OF INCORPORATION | fs12017ex3-3_adialpharma.htm | EX-3.3 | 36627 |
| 6 | FORM OF BYLAWS | fs12017ex3-4_adialpharma.htm | EX-3.4 | 245476 |
| 7 | FORM OF ARTICLES OF INCORPORATION OF APL CONVERSION CORP | fs12017ex3-5_adialpharma.htm | EX-3.5 | 32111 |
| 8 | FORM OF BYLAWS OF APL CONVERSION CORP | fs12017ex3-6_adialpharma.htm | EX-3.6 | 47820 |
| 9 | FORM OF ARTICLES OF CONVERSION | fs12017ex3-7_adialpharma.htm | EX-3.7 | 9208 |
| 10 | FORM OF PLAN OF CONVERSION | fs12017ex3-8_adialpharma.htm | EX-3.8 | 31378 |
| 11 | FORM OF CERTIFICATE OF MERGER - DELAWARE | fs12017ex3-9_adialpharma.htm | EX-3.9 | 10031 |
| 12 | FORM OF ARTICLES OF MERGER - VIRGINIA | fs12017ex3-10_adialpharma.htm | EX-3.10 | 22551 |
| 13 | FORM OF AGREEMENT AND PLAN OF REORGANIZATION | fs12017ex3-11_adialpharma.htm | EX-3.11 | 56565 |
| 14 | FORM OF REPRESENTATIVE'S WARRANT | fs12017ex4-2_adialpharma.htm | EX-4.2 | 83814 |
| 15 | FORM OF WARRANT TO PURCHASE MEMBERSHIP UNITS (2011 OFFERING) | fs12017ex4-3_adialpharma.htm | EX-4.3 | 54704 |
| 16 | FORM OF WARRANT TO PURCHASE MEMBERSHIP UNITS (2013 OFFERING) | fs12017ex4-4_adialpharma.htm | EX-4.4 | 62344 |
| 17 | FORM OF COMMON STOCK PURCHASE WARRANT | fs12017ex4-5_adialpharma.htm | EX-4.5 | 72220 |
| 18 | FORM OF 2016 CONVERTIBLE PROMISSORY NOTE | fs12017ex4-6_adialpharma.htm | EX-4.6 | 36413 |
| 19 | SENIOR SECURED PROMISSORY NOTE | fs12017ex4-7_adialpharma.htm | EX-4.7 | 109821 |
| 20 | FORM OF MEMBERSHIP UNIT AWARD (PROFITS INTEREST) AGREEMENT | fs12017ex4-8_adialpharma.htm | EX-4.8 | 65198 |
| 21 | OPTION AGREEMENT | fs12017ex4-9_adialpharma.htm | EX-4.9 | 65646 |
| 22 | PERFORMANCE BONUS PLAN | fs12017ex4-10_adialpharma.htm | EX-4.10 | 15523 |
| 23 | FORM OF 2017 EQUITY INCENTIVE PLAN | fs12017ex4-11_adialpharma.htm | EX-4.11 | 201452 |
| 24 | FORM OF STOCK OPTION GRANT NOTICE, OPTION AGREEMENT | fs12017ex4-12_adialpharma.htm | EX-4.12 | 73904 |
| 25 | FORM OF OPTION AGREEMENT | fs12017ex4-13_adialpharma.htm | EX-4.13 | 61158 |
| 26 | LICENSE AGREEMENT | fs12017ex10-1_adialpharma.htm | EX-10.1 | 210600 |
| 27 | AMENDMENT #1 TO LICENSE AGREEMENT | fs12017ex10-2_adialpharma.htm | EX-10.2 | 27244 |
| 28 | AMENDMENT #2 TO LICENSE AGREEMENT | fs12017ex10-3_adialpharma.htm | EX-10.3 | 7590 |
| 29 | AMENDMENT #3 TO LICENSE AGREEMENT | fs12017ex10-4_adialpharma.htm | EX-10.4 | 9128 |
| 30 | EXECUTIVE EMPLOYMENT AGREEMENT | fs12017ex10-5_adialpharma.htm | EX-10.5 | 147517 |
| 31 | SALARY FORBEARANCE AGREEMENT | fs12017ex10-6_adialpharma.htm | EX-10.6 | 40738 |
| 32 | CONSULTING AGREEMENT - JOSEPH TRULUCK | fs12017ex10-7_adialpharma.htm | EX-10.7 | 12475 |
| 33 | TERMINATION AGREEMENT | fs12017ex10-8_adialpharma.htm | EX-10.8 | 26982 |
| 34 | SECURITIES PURCHASE AGREEMENT | fs12017ex10-9_adialpharma.htm | EX-10.9 | 158125 |
| 35 | SECURITY AGREEMENT | fs12017ex10-10_adialpharma.htm | EX-10.10 | 66679 |
| 36 | SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS | fs12017ex10-11_adialpharma.htm | EX-10.11 | 22170 |
| 37 | PROMISSORY NOTE | fs12017ex10-12_adialpharma.htm | EX-10.12 | 34269 |
| 38 | FORM OF SUBSCRIPTION AGREEMENT | fs12017ex10-13_adialpharma.htm | EX-10.13 | 138863 |
| 39 | CONSULTING AGREEMENT | fs12017ex10-14_adialpharma.htm | EX-10.14 | 49806 |
| 40 | EMPLOYMENT AGREEMENT - WILLIAM B. STILLEY | fs12017ex10-15_adialpharma.htm | EX-10.15 | 171985 |
| 41 | EMPLOYMENT AGREEMENT - JOSEPH TRULUCK | fs12017ex10-16_adialpharma.htm | EX-10.16 | 176657 |
| 42 | EMPLOYMENT AGREEMENT - TOMASZ H. ZASTAWNY | fs12017ex10-17_adialpharma.htm | EX-10.17 | 207292 |
| 43 | FORM OF INDEMNIFICATION AGREEMENT | fs12017ex10-18_adialpharma.htm | EX-10.18 | 73463 |
| 44 | SUBLEASE AGREEMENT | fs12017ex10-19_adialpharma.htm | EX-10.19 | 21403 |
| 45 | AMENDMENT #4 TO LICENSE AGREEMENT | fs12017ex10-20_adialpharma.htm | EX-10.20 | 15747 |
| 46 | CONSENT OF FRIEDMAN LLP | fs12017ex23-1_adialpharma.htm | EX-23.1 | 1941 |
| 47 | CONSENT OF IPSOS-INSIGHT, LLC | fs12017ex23-3_adialpharma.htm | EX-23.3 | 4136 |
| 48 | GRAPHIC | ex10xv_001.jpg | GRAPHIC | 21476 |
| 49 | GRAPHIC | eximg_001.jpg | GRAPHIC | 12365 |
| 50 | GRAPHIC | image001.jpg | GRAPHIC | 7532 |
| 51 | GRAPHIC | image002.jpg | GRAPHIC | 10871 |
| 52 | GRAPHIC | image003.jpg | GRAPHIC | 10691 |
| 53 | GRAPHIC | image004.jpg | GRAPHIC | 19099 |
| 54 | GRAPHIC | image005.jpg | GRAPHIC | 15198 |
| 55 | GRAPHIC | image006.jpg | GRAPHIC | 23816 |
| 56 | GRAPHIC | image007.jpg | GRAPHIC | 10679 |
| 57 | GRAPHIC | image008.jpg | GRAPHIC | 10877 |
| 58 | GRAPHIC | image009.jpg | GRAPHIC | 10751 |
| 59 | GRAPHIC | image010.jpg | GRAPHIC | 12324 |
| 60 | GRAPHIC | image011.jpg | GRAPHIC | 5141 |
| 61 | GRAPHIC | image012.jpg | GRAPHIC | 5473 |
| 62 | GRAPHIC | image013.jpg | GRAPHIC | 10920 |
| 63 | GRAPHIC | image_011.jpg | GRAPHIC | 47208 |
| Complete submission text file | 0001213900-17-009468.txt | 7672403 |
IRS No.: 800667150 | State of Incorp.: VA | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-220368 | Film No.: 171072263
SIC: 2834 Pharmaceutical Preparations
