0000909012-12-000148.txt : 20120214 0000909012-12-000148.hdr.sgml : 20120214 20120214110451 ACCESSION NUMBER: 0000909012-12-000148 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYM CAPITAL, LLC CENTRAL INDEX KEY: 0001513455 IRS NUMBER: 841682628 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14432 FILM NUMBER: 12604228 BUSINESS ADDRESS: STREET 1: 44 WALL STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-742-7002 MAIL ADDRESS: STREET 1: 44 WALL STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 t306684.txt AYM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F -HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AYM Capital, LLC Address: 44 Wall Street, 2nd Floor New York, NY 10005 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Abraham Muller Title: Managing Member Phone: 212.742.7002 Signature, Place, and Date of Signing: /s/ Abraham Muller New York, New York February 14, 2012 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 49 --------------- Form 13F Information Table Value Total: $ 26,300 --------------- (thousands) List of Other Included Managers: None
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ACCURIDE CORP WRNT 00439T206 785 110,269 SH Sole 110,269 AERCAP HOLDINGS NV COMM N00985106 1,524 135,000 SH Sole 135,000 AMERICAN AXLE & MFG HOLDINGS COMM 024061103 504 50,998 SH Sole 50,998 AMKOR TECHNOLOGY INC COMM 031652100 523 120,000 SH Sole 120,000 CEREPLAST INC COMM 156732307 48 50,000 SH Sole 50,000 CHINA MING YANG WIND POW-ADS ADRS 16951C108 329 144,983 SH Sole 144,983 CHIPMOS TECHNOLOGIES BERMUDA COMM G2110R114 485 93,988 SH Sole 93,988 COMMERCIAL VEHICLE GROUP INC COMM 202608105 217 24,000 SH Sole 24,000 DANA HOLDING CORP COMM 235825205 243 20,000 SH Sole 20,000 DANAOS CORP COMM Y1968P105 154 45,827 SH Sole 45,827 E-COMMERCE CHINA-SPON ADR ADRS 26833A105 180 41,005 SH Sole 41,005 FEIHE INTERNATIONAL INC COMM 31429Y103 44 16,900 SH Sole 16,900 HERCULES OFFSHORE INC COMM 427093109 80 18,000 SH Sole 18,000 HOVNANIAN ENTERPRISES-A COMM 442487203 29 20,000 SH Sole 20,000 ISHARES RUSSELL 2000 COMM 464287655 2,950 40,000 SH PUT Sole 40,000 KEMET CORP COMM 488360207 289 40,997 SH Sole 40,997 LTX-CREDENCE CORPORATION COMM 502403207 375 70,000 SH Sole 70,000 MANNKIND CORP COMM 56400P201 475 189,981 SH Sole 189,981 MANNKIND CORP COMM 56400P201 75 30,000 SH CALL Sole 30,000 MANNKIND CORP COMM 56400P201 23 9,000 SH CALL Sole 9,000 MANNKIND CORP COMM 56400P201 175 70,000 SH CALL Sole 70,000 MANNKIND CORP COMM 56400P201 475 190,000 SH CALL Sole 190,000 MANNKIND CORP COMM 56400P201 25 10,000 SH CALL Sole 10,000 MECOX LANE LTD-ADR ADRS 58403M102 89 76,947 SH Sole 76,947 MGIC INVESTMENT CORP - WISC COMM 552848103 153 41,015 SH Sole 41,015 NAVIOS MARITIME ACQUISITION COMM Y62159101 203 75,313 SH Sole 75,313 NAVIOS MARITIME HOLDINGS INC COMM Y62196103 1,819 509,553 SH Sole 509,553 NETLIST INC COMM 64118P109 152 60,500 SH Sole 60,500 PATRIOT COAL CORP COMM 70336T104 119 14,000 SH Sole 14,000 POWER-ONE INC COMM 73930R102 117 30,000 SH Sole 30,000 PULTE GROUP INC COMM 745867101 63 10,000 SH Sole 10,000 RADIAN GROUP INC COMM 750236101 2 995 SH Sole 995 RADIAN GROUP INC COMM 750236101 468 200,000 SH CALL Sole 200,000 RADIAN GROUP INC COMM 750236101 475 203,200 SH CALL Sole 203,200 RADIAN GROUP INC COMM 750236101 689 294,400 SH CALL Sole 294,400 SAVIENT PHARMACEUTICALS INC COMM 80517Q100 54 24,000 SH Sole 24,000 SPDR S&P 500 ETF TRUST COMM 78462F103 6,275 50,000 SH PUT Sole 50,000 SPDR S&P 500 ETF TRUST COMM 78462F103 628 5,000 SH PUT Sole 5,000 ULTRAPETROL (BAHAMAS) LTD COMM P94398107 709 238,080 SH Sole 238,080 UNITED CONTINENTAL HOLDINGS COMM 910047109 377 20,000 SH Sole 20,000 US AIRWAYS GROUP INC COMM 90341W108 152 30,000 SH Sole 30,000 VELTI PLC COMM G93285107 218 32,100 SH Sole 32,100 WIDEPOINT CORP COMM 967590100 69 100,000 SH Sole 100,000 WTS ATRINSIC INC SER A EXP 05/31/16 WRNT ATRNWA 0 94,828 SH Sole 94,828 WTS ATRINSIC INC SER B EXP 02/29/12 WRNT ATRNWB 0 47,414 SH Sole 47,414 WTS ATRINSIC INC SER C EXP 05/31/16 WRNT ATRNWC 0 45,043 SH Sole 45,043 XUEDA EDUCATION GROUP-ADR ADRS 98418W109 937 268,382 SH Sole 268,382 YRC WORLDWIDE INC COMM 984249607 25 2,525 SH Sole 2,525 YRC WORLDWIDE INC CONV 984249607 2,500 2,500,000 PRN Sole 2,500,000 26,300