SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PineBridge Secondary Partners II Holdings, L.P.

(Last) (First) (Middle)
399 PARK AVENUE, 4TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIDUS INVESTMENT Corp [ FDUS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 01/09/2012 S 19,945 D $13.57 (1) 1,142,909 (18) D
Common Stock, par value $0.001 per share 01/10/2012 S 30,016 D $13.56 (2) 1,112,893 (18) D
Common Stock, par value $0.001 per share 01/18/2012 S 3,076 D $13.56 (3) 1,109,817 (18) D
Common Stock, par value $0.001 per share 01/19/2012 S 14,017 D $13.56 (4) 1,095,800 (18) D
Common Stock, par value $0.001 per share 01/20/2012 S 25,819 D $13.67 (5) 1,069,981 (18) D
Common Stock, par value $0.001 per share 01/23/2012 S 12,681 D $13.83 (6) 1,057,300 (18) D
Common Stock, par value $0.001 per share 01/24/2012 S 21,168 D $13.92 (7) 1,036,132 (18) D
Common Stock, par value $0.001 per share 01/25/2012 S 19,287 D $13.94 (8) 1,016,845 (18) D
Common Stock, par value $0.001 per share 01/26/2012 S 4,432 D $13.87 (9) 1,012,413 (18) D
Common Stock, par value $0.001 per share 01/27/2012 S 7,970 D $14 (10) 1,004,443 (18) D
Common Stock, par value $0.001 per share 01/30/2012 S 3,599 D $13.61 (11) 1,000,844 (18) D
Common Stock, par value $0.001 per share 01/31/2012 S 15,244 D $13.64 (12) 985,600 (18) D
Common Stock, par value $0.001 per share 02/01/2012 S 22,116 D $13.56 (13) 963,484 (18) D
Common Stock, par value $0.001 per share 02/02/2012 S 3,382 D $13.6 (14) 960,102 (18) D
Common Stock, par value $0.001 per share 02/03/2012 S 5,705 D $13.73 (15) 954,397 (18) D
Common Stock, par value $0.001 per share 02/06/2012 S 4,400 D $13.65 (16) 949,997 (18) D
Common Stock, par value $0.001 per share 02/07/2012 S 7,700 D $13.7 (17) 942,297 (18) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
PineBridge Secondary Partners II Holdings, L.P.

(Last) (First) (Middle)
399 PARK AVENUE, 4TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
PineBridge Secondary Partners II GP, L.P.

(Last) (First) (Middle)
399 PARK AVENUE, 4TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.68, inclusive. The reporting person undertakes to provide to Fidus Investment Corp, any security holder of Fidus Investment Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (17) to this Form 4.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.60, inclusive.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.57, inclusive.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.62, inclusive.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.96, inclusive.
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.06, inclusive.
7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.57 to $14.18, inclusive.
8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.20, inclusive.
9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.00, inclusive.
10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.01, inclusive.
11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.67, inclusive.
12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.81, inclusive.
13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.63, inclusive.
14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.63, inclusive.
15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.81, inclusive.
16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.74, inclusive.
17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.82, inclusive.
18. This is a joint filing by PineBridge Secondary Partners II Holdings, L.P. ("PineBridge Holdings") and PineBridge Secondary Partners II GP, L.P. ("PineBridge GP"). PineBridge Holdings is the designated filer. PineBridge GP, as the sole general partner of PineBridge Holdings, may be deemed the beneficial owner of the shares of Common Stock owned by PineBridge Holdings. PineBridge GP disclaims beneficial ownership over the shares reported herein except to the extent of its pecuniary interest therein.
/s/ Loic Rentiers By: PineBridge Secondary Partners II GP, LLC, its general partner, By: PineBridge Investments LLC, its managing member, Name: Loic Rentiers, Title: Vice President for PineBridge Secondary Partners II Holdings, L.P. 02/08/2012
/s/ Loic Rentiers, Vice President By: PineBridge Secondary Partners II GP, LLC, its general partner By: PineBridge Investments LLC, its managing member for PineBridge Secondary Partners II GP, L.P. 02/08/2012
** Signature of Reporting Person Date
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