Chief Operating Officer and General Counsel

0001172661-15-001039.txt : 20150512 0001172661-15-001039.hdr.sgml : 20150512 20150512151912 ACCESSION NUMBER: 0001172661-15-001039 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 EFFECTIVENESS DATE: 20150512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHF Kleinwort Benson Group S.A. CENTRAL INDEX KEY: 0001513271 IRS NUMBER: 000000000 STATE OF INCORPORATION: C9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14449 FILM NUMBER: 15854170 BUSINESS ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 BUSINESS PHONE: 003226436010 MAIL ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: RHJ International SA DATE OF NAME CHANGE: 20110216 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513271 XXXXXXXX 03-31-2015 03-31-2015 false BHF Kleinwort Benson Group S.A.

Avenue Louise 326 Brussels C9 2

13F HOLDINGS REPORT 028-14449 N Dr. Ruediger Schmid-Kuehnhoefer Chief Operating Officer and General Counsel 44-203-207-7284 /s/ Ruediger Schmid-Kuehnhoefer London X0 05-12-2015 9 386 3643986 1 0001513269 028-14452 Kleinwort Benson Group Ltd 2 0001517434 028-14450 Kleinwort Benson Channel Island Holdings Ltd 3 0001517435 028-14451 Kleinwort Benson (Channel Islands) Investment Management Ltd 4 0001517940 Kleinwort Benson Bank Ltd 5 0001410251 028-13048 Kleinwort Benson Investors Dublin Ltd 6 0001463879 028-13513 Kleinwort Benson Investors International Ltd. 7 0000894041 028-16839 BHF BANK AKTIENGESELLSCHAFT /ADR/ 8 0001491951 028-13919 Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung 9 0001491950 028-13918 Frankfurt-Trust Invest Luxembourg AG INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 3582 21714 SH DFND 9,8,7,5,4,3,2,1 5433 15530 751 ABBOTT LABS COM 002824100 31099 664376 SH DFND 9,8,7,6,5,4,1 651226 12250 900 ABBVIE INC COM 00287Y109 46774 790931 SH DFND 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193643 1797 26050 L BRANDS INC COM 501797104 7081 75100 SH DFND 8,7,1 0 75100 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 392 3110 SH DFND 9,8,7,1 0 3110 0 LAM RESEARCH CORP COM 512807108 562 8000 SH DFND 4,1 3000 0 5000 LAS VEGAS SANDS CORP COM 517834107 2729 49575 SH DFND 6,5,1 49575 0 0 LAUDER ESTEE COS INC CL A 518439104 200 2400 SH DFND 9,8,7,1 0 2400 0 LEGGETT & PLATT INC COM 524660107 268 5818 SH DFND 5,1 5818 0 0 LIBERTY PPTY TR SH BEN INT 531172104 367 10282 SH DFND 5,1 10282 0 0 LILLY ELI & CO COM 532457108 44781 616395 SH DFND 6,5,4,3,2,1 614695 0 1700 LOCKHEED MARTIN CORP COM 539830109 262 1290 SH DFND 4,3,2,1 455 0 835 LORILLARD INC COM 544147101 25035 383089 SH DFND 9,8,7,6,5,1 352469 30620 0 LOWES COS INC COM 548661107 3199 43000 SH DFND 8,7,1 0 43000 0 MACYS INC COM 55616P104 7565 116553 SH DFND 4,3,2,1 105543 0 11010 MARKET VECTORS ETF TR CHINAAMC A S ETF 57060U597 2095 88000 SH DFND 3,2,1 88000 0 0 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 3617 68640 SH DFND 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COM 61166W101 11525 102412 SH DFND 9,8,7,6,5,4,3,2,1 90942 10750 720 MONSTER BEVERAGE CORP COM 611740101 983 7100 SH DFND 8,7,1 0 7100 0 MOODYS CORP COM 615369105 200 1930 SH DFND 9,8,7,1 0 1930 0 MORGAN STANLEY COM NEW 617446448 1714 48030 SH DFND 9,8,7,1 0 48030 0 MOSAIC CO NEW COM 61945C103 2577 55939 SH DFND 6,5,4,1 55679 0 260 MUELLER WTR PRODS INC COM SER A 624758108 23148 2350001 SH DFND 6,5,1 1355536 994465 0 NASDAQ OMX GROUP INC COM 631103108 395 7750 SH DFND 9,8,7,1 0 7750 0 NATIONAL OILWELL VARCO INC COM 637071101 52607 1052350 SH DFND 6,5,1 1052350 0 0 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 320 12304 SH DFND 3,2,1 0 0 12304 NEW YORK CMNTY BANCORP INC COM 649445103 256 15281 SH DFND 3,2,1 0 0 15281 NEXTERA ENERGY INC COM 65339F101 4822 46340 SH DFND 6,5,4,1 23434 22246 660 NOBLE ENERGY INC COM 655044105 2181 44600 SH DFND 9,8,7,1 0 44600 0 NOKIA CORP SPONSORED ADR 654902204 96 12650 SH DFND 9,8,7,1 0 12650 0 NORFOLK SOUTHERN CORP COM 655844108 12603 122453 SH DFND 9,8,7,6,5,4,3,2,1 121004 749 700 NORTHERN TR CORP COM 665859104 376 5393 SH DFND 5,1 5393 0 0 NTT DOCOMO INC SPONS ADR 62942M201 671 38520 SH DFND 9,8,7,1 0 38520 0 NUVEEN FLOATING RATE INCOME COM 67072T108 170 15000 SH DFND 3,2,1 0 0 15000 NVIDIA CORP COM 67066G104 1339 64000 SH DFND 9,8,7,1 0 64000 0 OCCIDENTAL PETE CORP DEL COM 674599105 1266 17347 SH DFND 9,8,7,5,4,1 6642 1100 9605 OMNICOM GROUP INC COM 681919106 1582 20284 SH DFND 4,3,2,1 12440 0 7844 ONEOK INC NEW COM 682680103 208 4318 SH DFND 5,1 4318 0 0 ORACLE CORP COM 68389X105 27423 635525 SH DFND 9,8,7,5,4,3,2,1 10990 588100 36435 OWENS CORNING NEW COM 690742101 3760 86631 SH DFND 6,5,1 38885 47746 0 OWENS ILL INC COM NEW 690768403 700 30000 SH DFND 3,2,1 0 0 30000 PALO ALTO NETWORKS INC COM 697435105 2718 18400 SH DFND 8,7,1 0 18400 0 PAPA MURPHYS HLDGS INC COM 698814100 1088 60000 SH DFND 8,7,1 0 60000 0 PATTERN ENERGY GROUP INC CL A 70338P100 3950 139468 SH DFND 6,5,1 66226 73242 0 PAYCHEX INC COM 704326107 11249 226718 SH DFND 6,5,1 226718 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 38697 2545837 SH DFND 6,5,1 2545837 0 0 PEPCO HOLDINGS INC COM 713291102 9257 345012 SH DFND 5,1 345012 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 212 35200 SH DFND 9,8,7,1 0 35200 0 PFIZER INC COM 717081103 36302 1043472 SH DFND 6,5,4,3,2,1 1039639 0 3833 PHARMACYCLICS INC COM 716933106 537 2100 SH DFND 8,7,1 0 2100 0 PHILIP MORRIS INTL INC COM 718172109 41575 536312 SH DFND 9,8,7,6,5,4,3,2,1 388016 110600 37696 PHILLIPS 66 COM 718546104 295 3757 SH DFND 5,3,2,1 3507 0 250 PICO HLDGS INC COM NEW 693366205 34561 2132060 SH DFND 6,5,1 1132549 999511 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 261 9000 SH DFND 3,2,1 0 0 9000 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 242 2200 SH DFND 4,1 0 0 2200 PINNACLE WEST CAP CORP COM 723484101 12261 192326 SH DFND 6,5,1 192326 0 0 PIONEER NAT RES CO COM 723787107 9174 56106 SH DFND 4,3,2,1 52241 0 3865 POTASH CORP SASK INC COM 73755L107 10906 338170 SH DFND 6,5,1 338170 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 527 4995 SH DFND 4,3,2,1 0 0 4995 PPG INDS INC COM 693506107 9246 40993 SH DFND 4,3,2,1 39123 0 1870 PPL CORP COM 69351T106 24931 740675 SH DFND 6,5,1 740675 0 0 PRAXAIR INC COM 74005P104 7504 62150 SH DFND 9,8,7,4,3,2,1 41400 12500 8250 PRECISION CASTPARTS CORP COM 740189105 5655 26930 SH DFND 9,8,7,4,3,2,1 24830 1000 1100 PRICELINE GRP INC COM NEW 741503403 13406 11516 SH DFND 9,8,7,4,1 0 11241 275 PROCTER & GAMBLE CO COM 742718109 35830 437267 SH DFND 6,5,4,3,2,1 391637 0 45630 PUBLIC SVC ENTERPRISE GROUP COM 744573106 2725 65000 SH DFND 8,7,1 0 65000 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 287 5610 SH DFND 9,8,7,3,2,1 0 495 5115 QORVO INC COM 74736K101 558 7000 SH DFND 8,7,1 0 7000 0 QUALCOMM INC COM 747525103 2024 29194 SH DFND 4,3,2,1 20994 0 8200 QUANTA SVCS INC COM 74762E102 8089 283525 SH DFND 6,5,1 157050 126475 0 REGAL BELOIT CORP COM 758750103 1166 14584 SH DFND 6,5,1 5660 8924 0 REGIONS FINL CORP NEW COM 7591EP100 5882 622400 SH DFND 4,3,2,1 519400 0 103000 RENTECH INC COM 760112102 1120 1000318 SH DFND 6,5,1 1000318 0 0 REPUBLIC SVCS INC COM 760759100 592 14600 SH DFND 8,7,1 0 14600 0 REXNORD CORP NEW COM 76169B102 60080 2251035 SH DFND 6,5,1 1140135 1110900 0 REYNOLDS AMERICAN INC COM 761713106 31915 463139 SH DFND 9,8,7,6,5,3,2,1 434969 26070 2100 RITE AID CORP COM 767754104 1585 182370 SH DFND 9,8,7,3,2,1 0 29200 153170 ROCKWELL AUTOMATION INC COM 773903109 2088 18000 SH DFND 8,7,1 0 18000 0 ROPER INDS INC NEW COM 776696106 1522 8850 SH DFND 4,1 0 0 8850 ROYAL BK CDA MONTREAL QUE COM 780087102 25762 426806 SH DFND 6,5,1 426806 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 221 3697 SH DFND 3,2,1 0 0 3697 RYANAIR HLDGS PLC SPONSORED ADR 783513104 6291 94218 SH DFND 6,5,1 94218 0 0 SALESFORCE COM INC COM 79466L302 2806 42005 SH DFND 4,3,2,1 40180 0 1825 SANDISK CORP COM 80004C101 5133 80675 SH DFND 9,8,7,4,3,2,1 63670 6280 10725 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 336 4900 SH DFND 8,7,1 0 4900 0 SEADRILL LIMITED SHS G7945E105 4310 460922 SH DFND 8,7,5,1 3322 457600 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 211 2910 SH DFND 4,1 0 0 2910 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 292 6000 SH DFND 4,1 0 0 6000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1300 17303 SH DFND 4,3,2,1 13303 0 4000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1075 44591 SH DFND 3,2,1 43787 0 804 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1668 29916 SH DFND 4,3,2,1 27356 0 2560 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 258 5800 SH DFND 4,1 0 0 5800 SERVICENOW INC COM 81762P102 3689 46825 SH DFND 4,3,2,1 42525 0 4300 SHAW COMMUNICATIONS INC CL B CONV 82028K200 34605 1542795 SH DFND 6,5,1 1542795 0 0 SIGMA ALDRICH CORP COM 826552101 677 4900 SH DFND 8,7,1 0 4900 0 SILVER WHEATON CORP COM 828336107 1237 65000 SH DFND 8,7,1 0 65000 0 SIMON PPTY GROUP INC NEW COM 828806109 8860 45288 SH DFND 4,3,2,1 42595 0 2693 SJW CORP COM 784305104 9661 312541 SH DFND 6,5,1 172928 139613 0 SL GREEN RLTY CORP COM 78440X101 539 4200 SH DFND 3,2,1 0 0 4200 SOUTHERN CO COM 842587107 1178 26600 SH DFND 8,7,1 0 26600 0 SOUTHWEST AIRLS CO COM 844741108 3004 67800 SH DFND 8,7,1 0 67800 0 SPDR GOLD TRUST GOLD SHS 78463V107 1573 13840 SH DFND 4,1 0 0 13840 SPDR S&P 500 ETF TR TR UNIT 78462F103 9405 45562 SH DFND 4,3,2,1 4492 0 41070 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 5876 149830 SH DFND 4,3,2,1 4630 0 145200 SPLUNK INC COM 848637104 3030 51187 SH DFND 4,3,2,1 47567 0 3620 SPX CORP COM 784635104 22634 266592 SH DFND 6,5,1 149179 117413 0 STAPLES INC COM 855030102 27559 1692312 SH DFND 6,5,1 1692312 0 0 STARBUCKS CORP COM 855244109 10790 113944 SH DFND 4,3,2,1 102006 0 11938 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 977 11700 SH DFND 8,7,1 0 11700 0 STRYKER CORP COM 863667101 2768 30000 SH DFND 8,7,1 0 30000 0 SUN LIFE FINL INC COM 866796105 18969 615483 SH DFND 6,5,1 615483 0 0 SUNEDISON INC COM 86732Y109 3257 135698 SH DFND 6,5,1 56196 79502 0 SUNOPTA INC COM 8676EP108 2881 271287 SH DFND 6,5,1 262515 8772 0 SUNPOWER CORP COM 867652406 11872 379161 SH DFND 6,5,1 252912 126249 0 SVB FINL GROUP COM 78486Q101 6551 51570 SH DFND 4,3,2,1 47440 0 4130 SYMANTEC CORP COM 871503108 2220 95000 SH DFND 8,7,1 0 95000 0 SYSCO CORP COM 871829107 25470 675048 SH DFND 6,5,1 675048 0 0 TABLEAU SOFTWARE INC CL A 87336U105 204 2200 SH DFND 4,1 0 0 2200 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3381 144000 SH DFND 8,7,1 0 144000 0 TARGET CORP COM 87612E106 5840 71160 SH DFND 8,7,4,1 0 71000 160 TELUS CORP COM 87971M103 997 30000 SH DFND 8,7,1 0 30000 0 TETRA TECH INC NEW COM 88162G103 40659 1692720 SH DFND 6,5,1 905275 787445 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1411 10500 SH DFND 9,8,7,1 0 10500 0 THESTREET INC COM 88368Q103 41 22757 SH DFND 3,2,1 0 0 22757 THOMSON REUTERS CORP COM 884903105 479 11808 SH DFND 5,1 11808 0 0 TIME WARNER CABLE INC COM 88732J207 488 3256 SH DFND 5,3,2,1 3256 0 0 TIME WARNER INC COM NEW 887317303 1812 21458 SH DFND 9,8,7,5,3,2,1 12038 2160 7260 TITAN INTL INC ILL COM 88830M102 1366 145984 SH DFND 6,5,1 145984 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 685 15978 SH DFND 5,1 15978 0 0 TRAVELERS COMPANIES INC COM 89417E109 712 6588 SH DFND 5,4,3,2,1 6391 0 197 TRIMBLE NAVIGATION LTD COM 896239100 3156 125240 SH DFND 6,5,1 119943 5297 0 TRINA SOLAR LIMITED SPON ADR 89628E104 8662 716495 SH DFND 8,7,6,5,1 409867 306628 0 TUPPERWARE BRANDS CORP COM 899896104 3313 48000 SH DFND 9,8,7,1 0 48000 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 917 27085 SH DFND 9,8,7,3,2,1 0 3840 23245 TWENTY FIRST CENTY FOX INC CL B 90130A200 2736 83200 SH DFND 9,8,7,1 0 83200 0 TWITTER INC COM 90184L102 9700 193683 SH DFND 4,1 0 0 193683 U S SILICA HLDGS INC COM 90346E103 1282 36000 SH DFND 8,7,1 0 36000 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 317 2100 SH DFND 8,7,1 0 2100 0 UNION PAC CORP COM 907818108 12037 111133 SH DFND 5,4,3,2,1 102883 0 8250 UNITED PARCEL SERVICE INC CL B 911312106 19805 204300 SH DFND 6,5,1 204300 0 0 UNITED TECHNOLOGIES CORP COM 913017109 9658 82403 SH DFND 4,3,2,1 75988 0 6415 UNITEDHEALTH GROUP INC COM 91324P102 7958 67277 SH DFND 9,8,7,5,1 3057 64220 0 URBAN OUTFITTERS INC COM 917047102 315 6900 SH DFND 8,7,1 0 6900 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 10110 50900 SH DFND 9,8,7,1 0 50900 0 VALERO ENERGY CORP NEW COM 91913Y100 2882 45300 SH DFND 8,7,1 0 45300 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2531 13380 SH DFND 3,2,1 0 0 13380 VANGUARD INDEX FDS TOTAL STK MKT 922908769 944 8800 SH DFND 3,2,1 8800 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 371 6600 SH DFND 3,2,1 6600 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 576 14100 SH DFND 3,2,1 13700 0 400 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 904 16680 SH DFND 4,3,2,1 16680 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 744 5488 SH DFND 3,2,1 5488 0 0 VEECO INSTRS INC DEL COM 922417100 2008 65718 SH DFND 6,5,1 34927 30791 0 VERIZON COMMUNICATIONS INC COM 92343V104 37935 780068 SH DFND 9,8,7,6,5,4,3,2,1 743063 20820 16185 VISA INC COM CL A 92826C839 6410 98000 SH DFND 9,8,7,1 0 98000 0 VULCAN MATLS CO COM 929160109 337 4000 SH DFND 8,7,1 0 4000 0 WAL-MART STORES INC COM 931142103 556 6757 SH DFND 4,3,2,1 3374 0 3383 WALTER ENERGY INC COM 93317Q105 27 42800 SH DFND 9,8,7,1 0 42800 0 WELLS FARGO & CO NEW COM 949746101 14441 265459 SH DFND 5,4,3,2,1 221169 0 44290 WESTERN UN CO COM 959802109 21037 1010893 SH DFND 9,8,7,6,5,1 977293 33600 0 WEYERHAEUSER CO COM 962166104 332 10000 SH DFND 8,7,1 0 10000 0 WHOLE FOODS MKT INC COM 966837106 2864 55000 SH DFND 8,7,1 0 55000 0 WILLIAMS COS INC DEL COM 969457100 4694 92786 SH DFND 5,3,2,1 92786 0 0 WORKDAY INC CL A 98138H101 2515 29790 SH DFND 4,3,2,1 26730 0 3060 WPX ENERGY INC COM 98212B103 293 26770 SH DFND 3,2,1 26770 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 1536 16980 SH DFND 8,7,3,2,1 6580 10400 0 XYLEM INC COM 98419M100 19634 560665 SH DFND 6,5,1 332653 228012 0 YAHOO INC COM 984332106 486 10934 SH DFND 9,8,7,3,2,1 5000 2139 3795 ZIMMER HLDGS INC COM 98956P102 2416 20554 SH DFND 8,7,4,1 0 20000 554 ZYNGA INC CL A 98986T108 32 11150 SH DFND 4,1 0 0 11150