0000950123-11-100532.txt : 20111128 0000950123-11-100532.hdr.sgml : 20111128 20111128060915 ACCESSION NUMBER: 0000950123-11-100532 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111128 DATE AS OF CHANGE: 20111128 EFFECTIVENESS DATE: 20111128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHJ International SA CENTRAL INDEX KEY: 0001513271 IRS NUMBER: 000000000 STATE OF INCORPORATION: C9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14449 FILM NUMBER: 111227052 BUSINESS ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 BUSINESS PHONE: 003226436010 MAIL ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 13F-HR 1 y93645ae13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2011 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: RHJ International SA Address: 14 St George Street London W1S 1FE United Kingdom Form 13F File Number: 028-14449 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ruediger Schmid-Kuehnhoefer Title: Chief Operating Officer & General Counsel Phone: + 44 203 207 7569 Signature, Place, and Date of Signing: /s/ Ruediger Schmid-Kuehnhoefer ----------------------------------------------------- Ruediger Schmid-Kuehnhoefer; Zurich, Switzerland; 14 November 2011 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name -------------------- ---- 028-13043 KBC Group NV FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 941 Form 13F Information Table Value Total: 726,021 (thousands) List of Other Included Managers:______________ No. Form 13F File Number Name --- --------------------- ------------------------------------------------- 1 028-14452 Kleinwort Benson Group Limited 2 028-14450 Kleinwort Benson Channel Islands Holdings Limited 3 028-14451 Kleinwort Benson (Channel Islands) Investment Management Limited 4 028-13048 Kleinwort Benson Investors Dublin Limited 5 028-13513 Kleinwort Benson Investors International Limited 1 Kleinwort Benson Group 2 Kleinwort Benson Channel Islands Holdings Limited 3 Kleinwort Benson Channel Islands Investment Management Limited 4 Kleinwort Benson Investors Dublin Limited 5 Kleinwort Benson Investors International Limited
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP $'000 PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- ------- --------- --- ---- -------------- ------- ---------- ------ ------ 3M CO COM 88579Y101 72 940 SH Shared-Defined 1,2,3 940 0 0 3M CO COM 88579Y101 19 252 SH Shared-Defined 1,4 252 0 0 ABBOTT LABS COM 2824100 84 1,650 SH Shared-Defined 1 1650 0 0 ABBOTT LABS COM 2824100 3,880 75,875 SH Shared-Defined 1,2,3 75875 0 0 ABBOTT LABS COM 2824100 44 865 SH Shared-Defined 1,4,5 865 0 0 ABBOTT LABS COM 2824100 622 12,168 SH Shared-Defined 1,4 12168 0 0 ABERCROMBIE & FITCH CO CL A 2896207 2 28 SH Shared-Defined 1,4 28 0 0 ACTIVE POWER INC COM 00504W100 36 28,000 SH Shared-Defined 1 28000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 410 34,474 SH Shared-Defined 1,4 34474 0 0 ADOBE SYS INC COM 00724F101 5 193 SH Shared-Defined 1,4 193 0 0 ADVANCED ENERGY INDS COM 7973100 2,628 305,209 SH Shared-Defined 1,4,5 305209 0 0 ADVANCED ENERGY INDS COM 7973100 2,284 265,250 SH Shared-Defined 1,4 265250 0 0 ADVANCED MICRO DEVICES INC COM 7903107 1 190 SH Shared-Defined 1,4 190 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 3,349 189,456 SH Shared-Defined 1,4,5 189456 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 6,415 362,923 SH Shared-Defined 1,4 362923 0 0 AES CORP COM 00130H105 3 258 SH Shared-Defined 1,4 258 0 0 AETNA INC NEW COM 00817Y108 35 969 SH Shared-Defined 1,4,5 969 0 0 AETNA INC NEW COM 00817Y108 1,218 33,516 SH Shared-Defined 1,4 33516 0 0 AFLAC INC COM 1055102 36 1,036 SH Shared-Defined 1,4,5 1036 0 0 AFLAC INC COM 1055102 703 20,099 SH Shared-Defined 1,4 20099 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 570 18,247 SH Shared-Defined 1,4,5 18247 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1,097 35,081 SH Shared-Defined 1,4 35081 0 0 AGRIUM INC COM 8916108 4 50 SH Shared-Defined 1,2,3 50 0 0 AGRIUM INC COM 8916108 650 9,234 SH Shared-Defined 1,4 9234 0 0 AIR PRODS & CHEMS INC COM 9158106 5 70 SH Shared-Defined 1,4 70 0 0 AIRGAS INC COM 9363102 2 26 SH Shared-Defined 1,4 26 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 70 3,500 SH Shared-Defined 1 3500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2,872 144,475 SH Shared-Defined 1,2,3 144475 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1 66 SH Shared-Defined 1,4 66 0 0 ALCOA INC COM 13817101 3 347 SH Shared-Defined 1,4 347 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2 47 SH Shared-Defined 1,4 47 0 0 ALLERGAN INC COM 18490102 290 3,525 SH Shared-Defined 1 3525 0 0 ALLERGAN INC COM 18490102 4,943 60,000 SH Shared-Defined 1,2,3 60000 0 0 ALLERGAN INC COM 18490102 9 113 SH Shared-Defined 1,4 113 0 0 ALLIANT ENERGY CORP COM 18802108 85 2,208 SH Shared-Defined 1,4,5 2208 0 0 ALLIANT ENERGY CORP COM 18802108 1,371 35,469 SH Shared-Defined 1,4 35469 0 0 ALLSTATE CORP COM 20002101 4 183 SH Shared-Defined 1,4 183 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 1 41 SH Shared-Defined 1,4 41 0 0 ALTERA CORP COM 21441100 4 119 SH Shared-Defined 1,4 119 0 0 ALTRIA GROUP INC COM 02209S103 7 275 SH Shared-Defined 1 275 0 0 ALTRIA GROUP INC COM 02209S103 47 1,750 SH Shared-Defined 1,2,3 1750 0 0 ALTRIA GROUP INC COM 02209S103 19 715 SH Shared-Defined 1,4 715 0 0
ALUMINUM CORP CHINA LTD SPON ADR H SHS 22276109 1 135 SH Shared-Defined 1 135 0 0 AMAZON COM INC COM 23135106 28 131 SH Shared-Defined 1,4 131 0 0 AMC NETWORKS INC CL A 00164V103 1 22 SH Shared-Defined 1,4 22 0 0 AMEREN CORP COM 23608102 2 81 SH Shared-Defined 1,4 81 0 0 AMERICAN ELEC PWR INC COM 25537101 7 186 SH Shared-Defined 1,4 186 0 0 AMERICAN EXPRESS CO COM 25816109 166 3,700 SH Shared-Defined 1 3700 0 0 AMERICAN EXPRESS CO COM 25816109 5,617 125,090 SH Shared-Defined 1,2,3 125090 0 0 AMERICAN EXPRESS CO COM 25816109 616 13,718 SH Shared-Defined 1,4 13718 0 0 AMERICAN INTL GROUP INC COM NEW 26874784 1 33 SH Shared-Defined 1,4 33 0 0 AMERICAN STS WTR CO COM 29899101 1,404 41,378 SH Shared-Defined 1,4,5 41378 0 0 AMERICAN STS WTR CO COM 29899101 2,750 81,037 SH Shared-Defined 1,4 81037 0 0 AMERICAN SUPERCONDUCTOR CORP COM 30111108 423 107,722 SH Shared-Defined 1,4,5 107722 0 0 AMERICAN SUPERCONDUCTOR CORP COM 30111108 219 55,791 SH Shared-Defined 1,4 55791 0 0 AMERICAN TOWER CORP CL A 29912201 8 140 SH Shared-Defined 1,4 140 0 0 AMERICAN WTR WKS CO INC NEW COM 30420103 5,215 172,711 SH Shared-Defined 1,4,5 172711 0 0 AMERICAN WTR WKS CO INC NEW COM 30420103 10,738 355,621 SH Shared-Defined 1,4 355621 0 0 AMERIPRISE FINL INC COM 03076C106 3 80 SH Shared-Defined 1 80 0 0 AMERIPRISE FINL INC COM 03076C106 61 1,561 SH Shared-Defined 1,4 1561 0 0 AMGEN INC COM 31162100 89 1,600 SH Shared-Defined 1,2,3 1600 0 0 AMGEN INC COM 31162100 18 332 SH Shared-Defined 1,4 332 0 0 AMPHENOL CORP NEW CL A 32095101 3 73 SH Shared-Defined 1,4 73 0 0 ANADARKO PETE CORP COM 32511107 11 169 SH Shared-Defined 1,4 169 0 0 ANALOG DEVICES INC COM 32654105 3 105 SH Shared-Defined 1,4 105 0 0 ANNALY CAP MGMT INC COM 35710409 87 5,225 SH Shared-Defined 1,4,5 5225 0 0 ANNALY CAP MGMT INC COM 35710409 1,899 114,143 SH Shared-Defined 1,4 114143 0 0 AON CORP COM 37389103 5 117 SH Shared-Defined 1,4 117 0 0 APACHE CORP COM 37411105 247 3,080 SH Shared-Defined 1 3080 0 0 APACHE CORP COM 37411105 2,421 30,170 SH Shared-Defined 1,2,3 30170 0 0 APACHE CORP COM 37411105 11 136 SH Shared-Defined 1,4 136 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 1 34 SH Shared-Defined 1,4 34 0 0 APOLLO GROUP INC CL A 37604105 2 39 SH Shared-Defined 1,4 39 0 0 APPLE INC COM 37833100 1,774 4,653 SH Shared-Defined 1 4653 0 0 APPLE INC COM 37833100 7,602 19,944 SH Shared-Defined 1,2,3 19944 0 0 APPLE INC COM 37833100 122 320 SH Shared-Defined 1,4 320 0 0 APPLIED MATLS INC COM 38222105 515 49,700 SH Shared-Defined 1,4 49700 0 0 ARCH CHEMICALS INC COM 03937R102 3,129 66,607 SH Shared-Defined 1,4,5 66607 0 0 ARCH CHEMICALS INC COM 03937R102 6,128 130,459 SH Shared-Defined 1,4 130459 0 0 ARCHER DANIELS MIDLAND CO COM 39483102 106 4,100 SH Shared-Defined 1,2,3 4100 0 0 ARCHER DANIELS MIDLAND CO COM 39483102 6 224 SH Shared-Defined 1,4 224 0 0 ARES CAP CORP COM 04010L103 323 23,486 SH Shared-Defined 1 23486 0 0 ARES CAP CORP COM 04010L103 1,217 88,360 SH Shared-Defined 1,2,3 88360 0 0 ASSURANT INC COM 04621X108 2 47 SH Shared-Defined 1,4 47 0 0 ASTRAZENECA PLC SPONSORED ADR 46353108 66 1,400 SH Shared-Defined 1,2,3 1400 0 0 AT&T INC COM 00206R102 35 1,200 SH Shared-Defined 1,2,3 1200 0 0 AT&T INC COM 00206R102 237 8,230 SH Shared-Defined 1,4,5 8230 0 0 AT&T INC COM 00206R102 3,660 126,965 SH Shared-Defined 1,4 126965 0 0 AUTODESK INC COM 52769106 2 80 SH Shared-Defined 1,4 80 0 0 AUTOMATIC DATA PROCESSING IN COM 53015103 113 2,400 SH Shared-Defined 1 2400 0 0 AUTOMATIC DATA PROCESSING IN COM 53015103 51 1,080 SH Shared-Defined 1,4,5 1080 0 0 AUTOMATIC DATA PROCESSING IN COM 53015103 877 18,609 SH Shared-Defined 1,4 18609 0 0 AUTONATION INC COM 05329W102 1 25 SH Shared-Defined 1,4 25 0 0 AUTOZONE INC COM 53332102 4 13 SH Shared-Defined 1,4 13 0 0 AVALONBAY CMNTYS INC COM 53484101 3 28 SH Shared-Defined 1,4 28 0 0 AVERY DENNISON CORP COM 53611109 1 41 SH Shared-Defined 1,4 41 0 0 AVON PRODS INC COM 54303102 98 5,000 SH Shared-Defined 1 5000 0 0
AVON PRODS INC COM 54303102 25 1,300 SH Shared-Defined 1,2,3 1300 0 0 AVON PRODS INC COM 54303102 31 1,578 SH Shared-Defined 1,4,5 1578 0 0 AVON PRODS INC COM 54303102 1,201 61,257 SH Shared-Defined 1,4 61257 0 0 BAKER HUGHES INC COM 57224107 509 11,032 SH Shared-Defined 1 11032 0 0 BAKER HUGHES INC COM 57224107 5,442 117,886 SH Shared-Defined 1,2,3 117886 0 0 BAKER HUGHES INC COM 57224107 7 154 SH Shared-Defined 1,4 154 0 0 BALL CORP COM 58498106 2 60 SH Shared-Defined 1,4 60 0 0 BALLARD PWR SYS INC NEW COM 58586108 453 377,838 SH Shared-Defined 1,4,5 377838 0 0 BALLARD PWR SYS INC NEW COM 58586108 250 207,983 SH Shared-Defined 1,4 207983 0 0 BANK MONTREAL QUE COM 63671101 994 16,415 SH Shared-Defined 1 16415 0 0 BANK MONTREAL QUE COM 63671101 73 1,200 SH Shared-Defined 1,2,3 1200 0 0 BANK MONTREAL QUE COM 63671101 1 21 SH Shared-Defined 1,4 21 0 0 BANK NOVA SCOTIA HALIFAX COM 64149107 1,729 31,771 SH Shared-Defined 1 31771 0 0 BANK OF AMERICA CORPORATION COM 60505104 20 3,200 SH Shared-Defined 1 3200 0 0 BANK OF AMERICA CORPORATION COM 60505104 21 3,483 SH Shared-Defined 1,4 3483 0 0 BANK OF NEW YORK MELLON CORP COM 64058100 9 463 SH Shared-Defined 1,4 463 0 0 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 85 1,585 SH Shared-Defined 1 1585 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 722 13,128 SH Shared-Defined 1,4,5 13128 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 5,987 108,783 SH Shared-Defined 1,4 108783 0 0 BARD C R INC COM 67383109 3 29 SH Shared-Defined 1,4 29 0 0 BARRICK GOLD CORP COM 67901108 9 185 SH Shared-Defined 1 185 0 0 BAXTER INTL INC COM 71813109 80 1,428 SH Shared-Defined 1,4,5 1428 0 0 BAXTER INTL INC COM 71813109 1,383 24,619 SH Shared-Defined 1,4 24619 0 0 BB&T CORP COM 54937107 5 243 SH Shared-Defined 1,4 243 0 0 BCE INC COM NEW 05534B760 33 830 SH Shared-Defined 1,4,5 830 0 0 BCE INC COM NEW 05534B760 636 16,205 SH Shared-Defined 1,4 16205 0 0 BECTON DICKINSON & CO COM 75887109 15 200 SH Shared-Defined 1 200 0 0 BECTON DICKINSON & CO COM 75887109 6 83 SH Shared-Defined 1,4 83 0 0 BED BATH & BEYOND INC COM 75896100 5 87 SH Shared-Defined 1,4 87 0 0 BEMIS INC COM 81437105 1 27 SH Shared-Defined 1,4 27 0 0 BERKSHIRE HATHAWAY INC DEL CL A 84670108 534 5 SH Shared-Defined 1 5 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 28 400 SH Shared-Defined 1 400 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 25 356 SH Shared-Defined 1,4 356 0 0 BEST BUY INC COM 86516101 50 2,157 SH Shared-Defined 1,4,5 2157 0 0 BEST BUY INC COM 86516101 880 37,787 SH Shared-Defined 1,4 37787 0 0 BHP BILLITON LTD SPONSORED ADR 88606108 8 105 SH Shared-Defined 1,2,3 105 0 0 BIG LOTS INC COM 89302103 1 34 SH Shared-Defined 1,4 34 0 0 BIOGEN IDEC INC COM 09062X103 8 82 SH Shared-Defined 1,4 82 0 0 BLACKROCK INC COM 09247X101 36 240 SH Shared-Defined 1,4,5 240 0 0 BLACKROCK INC COM 09247X101 500 3,376 SH Shared-Defined 1,4 3376 0 0 BLOCK H & R INC COM 93671105 51 3,860 SH Shared-Defined 1,4,5 3860 0 0 BLOCK H & R INC COM 93671105 1,152 86,553 SH Shared-Defined 1,4 86553 0 0 BMC SOFTWARE INC COM 55921100 3 74 SH Shared-Defined 1,4 74 0 0 BOEING CO COM 97023105 15 254 SH Shared-Defined 1,4 254 0 0 BORGWARNER INC COM 99724106 436 7,210 SH Shared-Defined 1 7210 0 0 BORGWARNER INC COM 99724106 3,702 61,160 SH Shared-Defined 1,2,3 61160 0 0 BOSTON PROPERTIES INC COM 101121101 5 58 SH Shared-Defined 1,4 58 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3 547 SH Shared-Defined 1,4 547 0 0 BP PLC SPONSORED ADR 55622104 62 1,730 SH Shared-Defined 1 1730 0 0 BP PLC SPONSORED ADR 55622104 61 1,700 SH Shared-Defined 1,2,3 1700 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 80 2,558 SH Shared-Defined 1 2558 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 168 5,339 SH Shared-Defined 1,4,5 5339 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2,473 78,800 SH Shared-Defined 1,4 78800 0 0 BROADCOM CORP CL A 111320107 6 184 SH Shared-Defined 1,4 184 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 12 600 SH Shared-Defined 1 600 0 0
BROWN FORMAN CORP CL B 115637209 2 24 SH Shared-Defined 1,4 24 0 0 BUNGE LIMITED COM G16962105 22 380 SH Shared-Defined 1 380 0 0 BUNGE LIMITED COM G16962105 2,108 36,165 SH Shared-Defined 1,2,3 36165 0 0 BUNGE LIMITED COM G16962105 32 550 SH Shared-Defined 1,4,5 550 0 0 BUNGE LIMITED COM G16962105 1,026 17,598 SH Shared-Defined 1,4 17598 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4 58 SH Shared-Defined 1,4 58 0 0 CA INC COM 12673P105 200 10,288 SH Shared-Defined 1,4 10288 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1 91 SH Shared-Defined 1,4 91 0 0 CABOT OIL & GAS CORP COM 127097103 2 29 SH Shared-Defined 1,4 29 0 0 CALGON CARBON CORP COM 129603106 3,626 248,791 SH Shared-Defined 1,4,5 248791 0 0 CALGON CARBON CORP COM 129603106 4,723 324,025 SH Shared-Defined 1,4 324025 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 3,088 174,503 SH Shared-Defined 1,4,5 174503 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 6,767 382,410 SH Shared-Defined 1,4 382410 0 0 CAMECO CORP COM 13321L108 49 2,480 SH Shared-Defined 1 2480 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 4 85 SH Shared-Defined 1,4 85 0 0 CAMPBELL SOUP CO COM 134429109 3 89 SH Shared-Defined 1,4 89 0 0 CANADIAN NATL RY CO COM 136375102 35 503 SH Shared-Defined 1,4,5 503 0 0 CANADIAN NATL RY CO COM 136375102 1,336 19,118 SH Shared-Defined 1,4 19118 0 0 CAPITAL ONE FINL CORP COM 14040H105 7 170 SH Shared-Defined 1,4 170 0 0 CARDINAL HEALTH INC COM 14149Y108 122 2,904 SH Shared-Defined 1,4,5 2904 0 0 CARDINAL HEALTH INC COM 14149Y108 1,840 43,915 SH Shared-Defined 1,4 43915 0 0 CAREER EDUCATION CORP COM 141665109 942 72,202 SH Shared-Defined 0 0 72202 CAREFUSION CORP COM 14170T101 2 100 SH Shared-Defined 1,2,3 100 0 0 CAREFUSION CORP COM 14170T101 2 90 SH Shared-Defined 1,4 90 0 0 CARMAX INC COM 143130102 3 107 SH Shared-Defined 1,4 107 0 0 CARNIVAL CORP PAIRED CTF 143658300 9 313 SH Shared-Defined 1 313 0 0 CARNIVAL CORP PAIRED CTF 143658300 30 1,000 SH Shared-Defined 1,2,3 1000 0 0 CARNIVAL CORP PAIRED CTF 143658300 88 2,916 SH Shared-Defined 1,4 2916 0 0 CATERPILLAR INC DEL COM 149123101 4 46 SH Shared-Defined 1,2,3 46 0 0 CATERPILLAR INC DEL COM 149123101 21 228 SH Shared-Defined 1,4 228 0 0 CATERPILLAR INC DEL COM 149123101 1,201 13,112 SH Shared-Defined 0 0 13112 CBS CORP NEW CL B 124857202 4 212 SH Shared-Defined 1,4 212 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 369 4,866 SH Shared-Defined 1 4866 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 79 1,039 SH Shared-Defined 1,4,5 1039 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 2,224 29,369 SH Shared-Defined 1,4 29369 0 0 CELGENE CORP COM 151020104 11 170 SH Shared-Defined 1,4 170 0 0 CENOVUS ENERGY INC COM 15135U109 53 1,587 SH Shared-Defined 1 1587 0 0 CENOVUS ENERGY INC COM 15135U109 165 4,955 SH Shared-Defined 1,4 4955 0 0 CENTERPOINT ENERGY INC COM 15189T107 4 192 SH Shared-Defined 1,4 192 0 0 CENTURYLINK INC COM 156700106 7 204 SH Shared-Defined 1,4 204 0 0 CEPHALON INC COM 156708109 2 29 SH Shared-Defined 1,4 29 0 0 CERNER CORP COM 156782104 3 48 SH Shared-Defined 1,4 48 0 0 CF INDS HLDGS INC COM 125269100 3 24 SH Shared-Defined 1,4 24 0 0 CHENIERE ENERGY INC COM NEW 16411R208 56 5,000 SH Shared-Defined 1,2,3 5000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 75 2,780 SH Shared-Defined 1,2,3 2780 0 0 CHESAPEAKE ENERGY CORP COM 165167107 7 244 SH Shared-Defined 1,4 244 0 0 CHEVRON CORP NEW COM 166764100 17 181 SH Shared-Defined 1 181 0 0 CHEVRON CORP NEW COM 166764100 181 1,960 SH Shared-Defined 1,2,3 1960 0 0 CHEVRON CORP NEW COM 166764100 297 3,213 SH Shared-Defined 1,4,5 3213 0 0 CHEVRON CORP NEW COM 166764100 4,641 50,163 SH Shared-Defined 1,4 50163 0 0 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 201 98,800 SH Shared-Defined 1,4,5 98800 0 0 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 103 50,600 SH Shared-Defined 1,4 50600 0 0 CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 11 98,800 SH Shared-Defined 1,4,5 98800 0 0 CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 5 47,143 SH Shared-Defined 1,4 47143 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 19 400 SH Shared-Defined 1,2,3 400 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 3 11 SH Shared-Defined 1,4 11 0 0 CHUBB CORP COM 171232101 7 110 SH Shared-Defined 1,4 110 0 0 CIENA CORP COM NEW 171779309 57 5,074 SH Shared-Defined 1 5074 0 0 CIGNA CORP COM 125509109 4 98 SH Shared-Defined 1,4 98 0 0 CINCINNATI FINL CORP COM 172062101 1 49 SH Shared-Defined 1,4 49 0 0 CINTAS CORP COM 172908105 1 33 SH Shared-Defined 1,4 33 0 0 CISCO SYS INC COM 17275R102 91 5,848 SH Shared-Defined 1 5848 0 0 CISCO SYS INC COM 17275R102 2,254 145,500 SH Shared-Defined 1,2,3 145500 0 0 CISCO SYS INC COM 17275R102 30 1,914 SH Shared-Defined 1,4 1914 0 0 CITIGROUP INC COM NEW 172967424 285 11,120 SH Shared-Defined 1 11120 0 0 CITIGROUP INC COM NEW 172967424 64 2,500 SH Shared-Defined 1,2,3 2500 0 0 CITIGROUP INC COM NEW 172967424 24 947 SH Shared-Defined 1,4 947 0 0 CITRIX SYS INC COM 177376100 4 72 SH Shared-Defined 1,4 72 0 0 CLEAN ENERGY FUELS CORP COM 184499101 53 4,777 SH Shared-Defined 1,4,5 4777 0 0 CLEAN ENERGY FUELS CORP COM 184499101 907 81,618 SH Shared-Defined 1,4 81618 0 0 CLEAN HARBORS INC COM 184496107 70 1,356 SH Shared-Defined 1,4,5 1356 0 0 CLEAN HARBORS INC COM 184496107 1,120 21,838 SH Shared-Defined 1,4 21838 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 3 52 SH Shared-Defined 1,4 52 0 0 CLOROX CO DEL COM 189054109 3 48 SH Shared-Defined 1,4 48 0 0 CME GROUP INC COM 12572Q105 6 24 SH Shared-Defined 1,4 24 0 0 CMS ENERGY CORP COM 125896100 2 86 SH Shared-Defined 1,4 86 0 0 COACH INC COM 189754104 6 107 SH Shared-Defined 1,4 107 0 0 COACH INC COM 189754104 1,122 21,655 SH Shared-Defined 0 0 21655 COCA COLA CO COM 191216100 2,070 30,635 SH Shared-Defined 1 30635 0 0 COCA COLA CO COM 191216100 5,680 84,070 SH Shared-Defined 1,2,3 84070 0 0 COCA COLA CO COM 191216100 54 793 SH Shared-Defined 1,4 793 0 0 COCA COLA CO COM 191216100 1,185 17,539 SH Shared-Defined 0 0 17539 COCA COLA ENTERPRISES INC NE COM 19122T109 3 128 SH Shared-Defined 1,4 128 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 332 5,300 SH Shared-Defined 1 5300 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5,170 82,450 SH Shared-Defined 1,2,3 82450 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 7 110 SH Shared-Defined 1,4 110 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,143 18,229 SH Shared-Defined 0 0 18229 COLGATE PALMOLIVE CO COM 194162103 969 10,925 SH Shared-Defined 1 10925 0 0 COLGATE PALMOLIVE CO COM 194162103 168 1,900 SH Shared-Defined 1,2,3 1900 0 0 COLGATE PALMOLIVE CO COM 194162103 15 168 SH Shared-Defined 1,4 168 0 0 COMCAST CORP NEW CL A 20030N101 54 2,567 SH Shared-Defined 1,4,5 2567 0 0 COMCAST CORP NEW CL A 20030N101 758 36,292 SH Shared-Defined 1,4 36292 0 0 COMERICA INC COM 200340107 1 65 SH Shared-Defined 1,4 65 0 0 COMPUTER SCIENCES CORP COM 205363104 1 52 SH Shared-Defined 1,4 52 0 0 COMPUWARE CORP COM 205638109 1 107 SH Shared-Defined 1,4 107 0 0 CONAGRA FOODS INC COM 205887102 3 143 SH Shared-Defined 1,4 143 0 0 CONOCOPHILLIPS COM 20825C104 118 1,840 SH Shared-Defined 1,2,3 1840 0 0 CONOCOPHILLIPS COM 20825C104 343 5,322 SH Shared-Defined 1,4,5 5322 0 0 CONOCOPHILLIPS COM 20825C104 6,976 108,355 SH Shared-Defined 1,4 108355 0 0 CONSOL ENERGY INC COM 20854P109 3 93 SH Shared-Defined 1,4 93 0 0 CONSOLIDATED EDISON INC COM 209115104 111 1,950 SH Shared-Defined 1,2,3 1950 0 0 CONSOLIDATED EDISON INC COM 209115104 6 99 SH Shared-Defined 1,4 99 0 0 CONSOLIDATED WATER CO INC ORD G23773107 299 37,860 SH Shared-Defined 1,4,5 37860 0 0 CONSOLIDATED WATER CO INC ORD G23773107 537 68,042 SH Shared-Defined 1,4 68042 0 0 CONSTELLATION BRANDS INC CL A 21036P108 1 47 SH Shared-Defined 1,4 47 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 2 64 SH Shared-Defined 1,4 64 0 0 CORN PRODS INTL INC COM 219023108 19 481 SH Shared-Defined 1,4,5 481 0 0 CORN PRODS INTL INC COM 219023108 784 19,971 SH Shared-Defined 1,4 19971 0 0 CORNING INC COM 219350105 240 19,399 SH Shared-Defined 1,4 19399 0 0
COSAN LTD SHS A G25343107 3,642 384,400 SH Shared-Defined 1,4,5 384400 0 0 COSAN LTD SHS A G25343107 4,435 468,100 SH Shared-Defined 1,4 468100 0 0 COSTCO WHSL CORP NEW COM 22160K105 13 156 SH Shared-Defined 1,4 156 0 0 COVENTRY HEALTH CARE INC COM 222862104 1 39 SH Shared-Defined 1,4 39 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 16 618 SH Shared-Defined 1,2,3 618 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 6 1,000 SH Shared-Defined 1,2,3 1000 0 0 CREE INC COM 225447101 11 430 SH Shared-Defined 1 430 0 0 CREE INC COM 225447101 2,506 96,467 SH Shared-Defined 1,4,5 96467 0 0 CREE INC COM 225447101 1,088 41,890 SH Shared-Defined 1,4 41890 0 0 CSX CORP COM 126408103 86 4,602 SH Shared-Defined 1,4,5 4602 0 0 CSX CORP COM 126408103 1,521 81,431 SH Shared-Defined 1,4 81431 0 0 CSX CORP COM 126408103 973 52,106 SH Shared-Defined 0 0 52106 CUMMINS INC COM 231021106 6 74 SH Shared-Defined 1,4 74 0 0 CVS CAREMARK CORPORATION COM 126650100 71 2,100 SH Shared-Defined 1 2100 0 0 CVS CAREMARK CORPORATION COM 126650100 699 20,816 SH Shared-Defined 1,2,3 20816 0 0 CVS CAREMARK CORPORATION COM 126650100 33 981 SH Shared-Defined 1,4 981 0 0 D R HORTON INC COM 23331A109 1 122 SH Shared-Defined 1,4 122 0 0 DANAHER CORP DEL COM 235851102 2,271 54,118 SH Shared-Defined 1,4,5 54118 0 0 DANAHER CORP DEL COM 235851102 4,753 113,285 SH Shared-Defined 1,4 113285 0 0 DARDEN RESTAURANTS INC COM 237194105 65 1,522 SH Shared-Defined 1,4 1522 0 0 DAVITA INC COM 23918K108 3 41 SH Shared-Defined 1,4 41 0 0 DEAN FOODS CO NEW COM 242370104 1 67 SH Shared-Defined 1,4 67 0 0 DEERE & CO COM 244199105 178 2,750 SH Shared-Defined 1 2750 0 0 DEERE & CO COM 244199105 2,495 38,635 SH Shared-Defined 1,2,3 38635 0 0 DEERE & CO COM 244199105 98 1,525 SH Shared-Defined 1,4,5 1525 0 0 DEERE & CO COM 244199105 2,893 44,809 SH Shared-Defined 1,4 44809 0 0 DELL INC COM 24702R101 8 586 SH Shared-Defined 1,4 586 0 0 DENBURY RES INC COM NEW 247916208 2 137 SH Shared-Defined 1,4 137 0 0 DENTSPLY INTL INC NEW COM 249030107 1 45 SH Shared-Defined 1,4 45 0 0 DEVON ENERGY CORP NEW COM 25179M103 8 137 SH Shared-Defined 1,4 137 0 0 DEVRY INC DEL COM 251893103 1 18 SH Shared-Defined 1,4 18 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 4 52 SH Shared-Defined 1,2,3 52 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1 26 SH Shared-Defined 1,4 26 0 0 DIRECTV COM CL A 25490A101 11 260 SH Shared-Defined 1,4 260 0 0 DISCOVER FINL SVCS COM 254709108 3 138 SH Shared-Defined 1 138 0 0 DISCOVER FINL SVCS COM 254709108 193 8,394 SH Shared-Defined 1,4 8394 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 3 73 SH Shared-Defined 1,4 73 0 0 DISNEY WALT CO COM DISNEY 254687106 53 1,750 SH Shared-Defined 1 1750 0 0 DISNEY WALT CO COM DISNEY 254687106 3,349 111,035 SH Shared-Defined 1,2,3 111035 0 0 DISNEY WALT CO COM DISNEY 254687106 18 603 SH Shared-Defined 1,4 603 0 0 DOMINION RES INC VA NEW COM 25746U109 190 3,750 SH Shared-Defined 1 3750 0 0 DOMINION RES INC VA NEW COM 25746U109 936 18,445 SH Shared-Defined 1,2,3 18445 0 0 DOMINION RES INC VA NEW COM 25746U109 10 198 SH Shared-Defined 1,4 198 0 0 DONNELLEY R R & SONS CO COM 257867101 48 3,414 SH Shared-Defined 1,4,5 3414 0 0 DONNELLEY R R & SONS CO COM 257867101 949 67,294 SH Shared-Defined 1,4 67294 0 0 DOVER CORP COM 260003108 1,289 27,670 SH Shared-Defined 1 27670 0 0 DOVER CORP COM 260003108 30 649 SH Shared-Defined 1,4,5 649 0 0 DOVER CORP COM 260003108 490 10,510 SH Shared-Defined 1,4 10510 0 0 DOW CHEM CO COM 260543103 9 405 SH Shared-Defined 1,4 405 0 0 DR PEPPER SNAPPLE GROUP INC COM 2.61E+113 3,019 77,846 SH Shared-Defined 1 77846 0 0 DTE ENERGY CO COM 233331107 43 871 SH Shared-Defined 1,4,5 871 0 0 DTE ENERGY CO COM 233331107 584 11,913 SH Shared-Defined 1,4 11913 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 247 6,190 SH Shared-Defined 1,4,5 6190 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 5,122 128,198 SH Shared-Defined 1,4 128198 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 993 24,865 SH Shared-Defined 0 0 24865
DUKE ENERGY CORP NEW COM 26441C105 301 14,900 SH Shared-Defined 1,2,3 14900 0 0 DUKE ENERGY CORP NEW COM 26441C105 9 459 SH Shared-Defined 1,4 459 0 0 DUKE REALTY CORP COM NEW 264411505 572 54,432 SH Shared-Defined 1,4 54432 0 0 DUSA PHARMACEUTICALS INC COM 266898105 2 500 SH Shared-Defined 1 500 0 0 E M C CORP MASS COM 268648102 21 980 SH Shared-Defined 1 980 0 0 E M C CORP MASS COM 268648102 15 702 SH Shared-Defined 1,4 702 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 1 61 SH Shared-Defined 1,4 61 0 0 EASTMAN CHEM CO COM 277432100 2 29 SH Shared-Defined 1,4 29 0 0 EATON CORP COM 278058102 47 1,329 SH Shared-Defined 1,4,5 1329 0 0 EATON CORP COM 278058102 1,348 37,964 SH Shared-Defined 1,4 37964 0 0 EBAY INC COM 278642103 62 2,000 SH Shared-Defined 1,2,3 2000 0 0 EBAY INC COM 278642103 13 406 SH Shared-Defined 1,4 406 0 0 ECOLAB INC COM 278865100 4,614 94,383 SH Shared-Defined 1,4,5 94383 0 0 ECOLAB INC COM 278865100 8,809 180,190 SH Shared-Defined 1,4 180190 0 0 ECOPETROL S A SPONSORED ADS 279158109 240 5,973 SH Shared-Defined 1,4,5 5973 0 0 ECOPETROL S A SPONSORED ADS 279158109 1,734 43,070 SH Shared-Defined 1,4 43070 0 0 EDISON INTL COM 281020107 4 110 SH Shared-Defined 1,4 110 0 0 EL PASO CORP COM 28336L109 5 271 SH Shared-Defined 1,4 271 0 0 ELAN PLC ADR 284131208 2,494 237,200 SH Shared-Defined 1,4,5 237200 0 0 ELAN PLC ADR 284131208 2,638 250,884 SH Shared-Defined 1,4 250884 0 0 ELECTRONIC ARTS INC COM 285512109 2 108 SH Shared-Defined 1,4 108 0 0 ELSTER GROUP SE SPONSORED ADR 290348101 4,157 277,214 SH Shared-Defined 1,4,5 277214 0 0 ELSTER GROUP SE SPONSORED ADR 290348101 7,930 528,864 SH Shared-Defined 1,4 528864 0 0 EMERSON ELEC CO COM 291011104 60 1,250 SH Shared-Defined 1,2,3 1250 0 0 EMERSON ELEC CO COM 291011104 196 4,053 SH Shared-Defined 1,4,5 4053 0 0 EMERSON ELEC CO COM 291011104 3,517 72,798 SH Shared-Defined 1,4 72798 0 0 ENCANA CORP COM 292505104 33 1,597 SH Shared-Defined 1 1597 0 0 ENERGY RECOVERY INC COM 29270J100 1,378 458,665 SH Shared-Defined 1,4,5 458665 0 0 ENERGY RECOVERY INC COM 29270J100 2,339 778,229 SH Shared-Defined 1,4 778229 0 0 ENERSIS S A SPONSORED ADR 29274F104 1,105 65,296 SH Shared-Defined 1,4,5 65296 0 0 ENERSIS S A SPONSORED ADR 29274F104 594 35,100 SH Shared-Defined 1,4 35100 0 0 ENTERGY CORP NEW COM 29364G103 121 1,821 SH Shared-Defined 1,4,5 1821 0 0 ENTERGY CORP NEW COM 29364G103 1,907 28,767 SH Shared-Defined 1,4 28767 0 0 EOG RES INC COM 26875P101 6 91 SH Shared-Defined 1,4 91 0 0 EQT CORP COM 26884L109 3 61 SH Shared-Defined 1,4 61 0 0 EQUIFAX INC COM 294429105 1 46 SH Shared-Defined 1,4 46 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 6 107 SH Shared-Defined 1,4 107 0 0 EXELON CORP COM 30161N101 11 250 SH Shared-Defined 1,2,3 250 0 0 EXELON CORP COM 30161N101 10 240 SH Shared-Defined 1,4 240 0 0 EXPEDIA INC DEL COM 30212P105 2 65 SH Shared-Defined 1,4 65 0 0 EXPEDITORS INTL WASH INC COM 302130109 3 81 SH Shared-Defined 1,4 81 0 0 EXPRESS SCRIPTS INC COM 302182100 7 192 SH Shared-Defined 1,4 192 0 0 EXXON MOBIL CORP COM 30231G102 1,929 26,555 SH Shared-Defined 1 26555 0 0 EXXON MOBIL CORP COM 30231G102 1,601 22,045 SH Shared-Defined 1,2,3 22045 0 0 EXXON MOBIL CORP COM 30231G102 516 7,110 SH Shared-Defined 1,4,5 7110 0 0 EXXON MOBIL CORP COM 30231G102 8,583 118,174 SH Shared-Defined 1,4 118174 0 0 F M C CORP COM NEW 302491303 2 26 SH Shared-Defined 1,4 26 0 0 F5 NETWORKS INC COM 315616102 2 29 SH Shared-Defined 1,4 29 0 0 FAMILY DLR STORES INC COM 307000109 2 39 SH Shared-Defined 1,4 39 0 0 FASTENAL CO COM 311900104 4 108 SH Shared-Defined 1,4 108 0 0 FEDERATED INVS INC PA CL B 314211103 1 30 SH Shared-Defined 1,4 30 0 0 FEDEX CORP COM 31428X106 389 5,750 SH Shared-Defined 1 5750 0 0 FEDEX CORP COM 31428X106 3,379 49,930 SH Shared-Defined 1,2,3 49930 0 0 FEDEX CORP COM 31428X106 7 103 SH Shared-Defined 1,4 103 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 74 3,040 SH Shared-Defined 1,4,5 3040 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 2,424 99,595 SH Shared-Defined 1,4 99595 0 0 FIFTH THIRD BANCORP COM 316773100 4 353 SH Shared-Defined 1,4 353 0 0 FIRST HORIZON NATL CORP COM 320517105 1 95 SH Shared-Defined 1,4 95 0 0 FIRST SOLAR INC COM 336433107 4,690 74,215 SH Shared-Defined 1,4,5 74215 0 0 FIRST SOLAR INC COM 336433107 3,254 51,497 SH Shared-Defined 1,4 51497 0 0 FIRSTENERGY CORP COM 337932107 6 144 SH Shared-Defined 1,4 144 0 0 FISERV INC COM 337738108 3 53 SH Shared-Defined 1,4 53 0 0 FLIR SYS INC COM 302445101 1 52 SH Shared-Defined 1,4 52 0 0 FLOWSERVE CORP COM 34354P105 2,972 40,139 SH Shared-Defined 1,4,5 40139 0 0 FLOWSERVE CORP COM 34354P105 4,701 63,500 SH Shared-Defined 1,4 63500 0 0 FLUOR CORP NEW COM 343412102 27 500 SH Shared-Defined 1,2,3 500 0 0 FLUOR CORP NEW COM 343412102 3 60 SH Shared-Defined 1,4 60 0 0 FMC TECHNOLOGIES INC COM 30249U101 3 90 SH Shared-Defined 1,4 90 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 28 2,896 SH Shared-Defined 1 2896 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 13 1,345 SH Shared-Defined 1,4 1345 0 0 FOREST LABS INC COM 345838106 76 2,500 SH Shared-Defined 1,2,3 2500 0 0 FOREST LABS INC COM 345838106 3 103 SH Shared-Defined 1,4 103 0 0 FRANKLIN RES INC COM 354613101 5 53 SH Shared-Defined 1,4 53 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 26 863 SH Shared-Defined 1,4,5 863 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 413 13,570 SH Shared-Defined 1,4 13570 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 2 391 SH Shared-Defined 1,4 391 0 0 FUEL TECH INC COM 359523107 60 10,385 SH Shared-Defined 1,4,5 10385 0 0 FUEL TECH INC COM 359523107 963 166,019 SH Shared-Defined 1,4 166019 0 0 FUELCELL ENERGY INC COM 35952H106 313 372,617 SH Shared-Defined 1,4,5 372617 0 0 FUELCELL ENERGY INC COM 35952H106 173 205,732 SH Shared-Defined 1,4 205732 0 0 GAMESTOP CORP NEW CL A 36467W109 1 45 SH Shared-Defined 1,4 45 0 0 GANNETT INC COM 364730101 1 65 SH Shared-Defined 1,4 65 0 0 GAP INC DEL COM 364760108 38 2,361 SH Shared-Defined 1,4,5 2361 0 0 GAP INC DEL COM 364760108 550 33,826 SH Shared-Defined 1,4 33826 0 0 GENERAL DYNAMICS CORP COM 369550108 7 131 SH Shared-Defined 1,4 131 0 0 GENERAL ELECTRIC CO COM 369604103 734 48,193 SH Shared-Defined 1 48193 0 0 GENERAL ELECTRIC CO COM 369604103 3,724 244,371 SH Shared-Defined 1,2,3 244371 0 0 GENERAL ELECTRIC CO COM 369604103 188 12,311 SH Shared-Defined 1,4,5 12311 0 0 GENERAL ELECTRIC CO COM 369604103 3,942 258,632 SH Shared-Defined 1,4 258632 0 0 GENERAL ELECTRIC CO COM 369604103 1,130 74,157 SH Shared-Defined 0 0 74157 GENERAL MLS INC COM 370334104 333 8,657 SH Shared-Defined 1,4 8657 0 0 GENUINE PARTS CO COM 372460105 40 795 SH Shared-Defined 1,4,5 795 0 0 GENUINE PARTS CO COM 372460105 1,147 22,580 SH Shared-Defined 1,4 22580 0 0 GENWORTH FINL INC COM CL A 37247D106 1 192 SH Shared-Defined 1,4 192 0 0 GILEAD SCIENCES INC COM 375558103 11 277 SH Shared-Defined 1,4 277 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 64 1,450 SH Shared-Defined 1,2,3 1450 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 807 46,923 SH Shared-Defined 1,2,3 46923 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 119 1,255 SH Shared-Defined 1 1255 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 144 1,520 SH Shared-Defined 1,2,3 1520 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 16 170 SH Shared-Defined 1,4 170 0 0 GOODRICH CORP COM 382388106 6 53 SH Shared-Defined 1,4 53 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1 77 SH Shared-Defined 1,4 77 0 0 GOOGLE INC CL A 38259P508 470 913 SH Shared-Defined 1 913 0 0 GOOGLE INC CL A 38259P508 7,990 15,534 SH Shared-Defined 1,2,3 15534 0 0 GOOGLE INC CL A 38259P508 45 88 SH Shared-Defined 1,4 88 0 0 GOOGLE INC CL A 38259P508 1,074 2,088 SH Shared-Defined 0 0 2088 GRAINGER W W INC COM 384802104 51 342 SH Shared-Defined 1,4,5 342 0 0 GRAINGER W W INC COM 384802104 1,408 9,414 SH Shared-Defined 1,4 9414 0 0 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 82 2,700 SH Shared-Defined 1 2700 0 0 HALLIBURTON CO COM 406216101 82 2,700 SH Shared-Defined 1 2700 0 0
HALLIBURTON CO COM 406216101 69 2,250 SH Shared-Defined 1,2,3 2250 0 0 HALLIBURTON CO COM 406216101 10 319 SH Shared-Defined 1,4 319 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 41 2,000 SH Shared-Defined 1,2,3 2000 0 0 HARLEY DAVIDSON INC COM 412822108 3 84 SH Shared-Defined 1,4 84 0 0 HARMAN INTL INDS INC COM 413086109 1 32 SH Shared-Defined 1,4 32 0 0 HARRIS CORP DEL COM 413875105 36 1,060 SH Shared-Defined 1,4,5 1060 0 0 HARRIS CORP DEL COM 413875105 516 15,107 SH Shared-Defined 1,4 15107 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 110 6,800 SH Shared-Defined 1 6800 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 30 1,887 SH Shared-Defined 1,2,3 1887 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 3 171 SH Shared-Defined 1,4 171 0 0 HASBRO INC COM 418056107 2 58 SH Shared-Defined 1,4 58 0 0 HCP INC COM 40414L109 5 130 SH Shared-Defined 1,4 130 0 0 HEALTH CARE REIT INC COM 42217K106 3 57 SH Shared-Defined 1,4 57 0 0 HECKMANN CORP COM 422680108 679 127,911 SH Shared-Defined 1,4,5 127911 0 0 HECKMANN CORP COM 422680108 2,258 425,671 SH Shared-Defined 1,4 425671 0 0 HEINZ H J CO COM 423074103 10 200 SH Shared-Defined 1,2,3 200 0 0 HEINZ H J CO COM 423074103 6 117 SH Shared-Defined 1,4 117 0 0 HELMERICH & PAYNE INC COM 423452101 2 39 SH Shared-Defined 1,4 39 0 0 HERSHEY CO COM 427866108 93 1,569 SH Shared-Defined 1,4 1569 0 0 HESS CORP COM 42809H107 6 107 SH Shared-Defined 1,4 107 0 0 HEWLETT PACKARD CO COM 428236103 12 500 SH Shared-Defined 1,2,3 500 0 0 HEWLETT PACKARD CO COM 428236103 57 2,402 SH Shared-Defined 1,4,5 2402 0 0 HEWLETT PACKARD CO COM 428236103 1,584 66,595 SH Shared-Defined 1,4 66595 0 0 HOME DEPOT INC COM 437076102 57 1,725 SH Shared-Defined 1,4,5 1725 0 0 HOME DEPOT INC COM 437076102 1,221 37,165 SH Shared-Defined 1,4 37165 0 0 HONEYWELL INTL INC COM 438516106 12 274 SH Shared-Defined 1,4 274 0 0 HORMEL FOODS CORP COM 440452100 2 62 SH Shared-Defined 1,4 62 0 0 HOSPIRA INC COM 441060100 3 71 SH Shared-Defined 1,4 71 0 0 HOST HOTELS & RESORTS INC COM 44107P104 3 234 SH Shared-Defined 1,4 234 0 0 HUDSON CITY BANCORP COM 443683107 1 150 SH Shared-Defined 1,4 150 0 0 HUMANA INC COM 444859102 173 2,384 SH Shared-Defined 1,4 2384 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1 303 SH Shared-Defined 1,4 303 0 0 ICON PUB LTD CO SPONSORED ADR 45103T107 1,137 70,767 SH Shared-Defined 1,4,5 70767 0 0 ICON PUB LTD CO SPONSORED ADR 45103T107 410 25,517 SH Shared-Defined 1,4 25517 0 0 IDEX CORP COM 45167R104 2,262 72,591 SH Shared-Defined 1,4,5 72591 0 0 IDEX CORP COM 45167R104 4,294 137,820 SH Shared-Defined 1,4 137820 0 0 ILLINOIS TOOL WKS INC COM 452308109 33 793 SH Shared-Defined 1,4,5 793 0 0 ILLINOIS TOOL WKS INC COM 452308109 526 12,634 SH Shared-Defined 1,4 12634 0 0 ILLUMINA INC COM 452327109 139 3,400 SH Shared-Defined 1 3400 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 2,159 186,666 SH Shared-Defined 1,4,5 186666 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 4,136 357,622 SH Shared-Defined 1,4 357622 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 41 844 SH Shared-Defined 1,4,5 844 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1,043 21,450 SH Shared-Defined 1,4 21450 0 0 INTEL CORP COM 458140100 127 5,950 SH Shared-Defined 1 5950 0 0 INTEL CORP COM 458140100 3,784 177,415 SH Shared-Defined 1,2,3 177415 0 0 INTEL CORP COM 458140100 40 1,854 SH Shared-Defined 1,4,5 1854 0 0 INTEL CORP COM 458140100 1,041 48,789 SH Shared-Defined 1,4 48789 0 0 INTEL CORP COM 458140100 1,216 57,027 SH Shared-Defined 0 0 57027 INTERCONTINENTALEXCHANGE INC COM 45865V100 3 26 SH Shared-Defined 1,4 26 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 233 1,331 SH Shared-Defined 1 1331 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1,236 7,061 SH Shared-Defined 1,2,3 7061 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 139 797 SH Shared-Defined 1,4,5 797 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2,699 15,421 SH Shared-Defined 1,4 15421 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2 29 SH Shared-Defined 1,4 29 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 2 121 SH Shared-Defined 1,4 121 0 0
INTERPUBLIC GROUP COS INC COM 460690100 1 169 SH Shared-Defined 1,4 169 0 0 INTL PAPER CO COM 460146103 189 8,124 SH Shared-Defined 1,4 8124 0 0 INTUIT COM 461202103 5 96 SH Shared-Defined 1,4 96 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 5 15 SH Shared-Defined 1,4 15 0 0 INVESCO LTD SHS G491BT108 82 5,302 SH Shared-Defined 1,4,5 5302 0 0 INVESCO LTD SHS G491BT108 1,318 84,906 SH Shared-Defined 1,4 84906 0 0 IROBOT CORP COM 462726100 45 1,800 SH Shared-Defined 1 1800 0 0 IRON MTN INC COM 462846106 3 86 SH Shared-Defined 1,4 86 0 0 ISHARES GOLD TRUST ISHARES 464285105 214 13,500 SH Shared-Defined 1 13500 0 0 ISHARES INC MSCI BRAZIL 464286400 76 1,470 SH Shared-Defined 1 1470 0 0 ISHARES INC MSCI GERMAN 464286806 27 1,475 SH Shared-Defined 1 1475 0 0 ISHARES INC MSCI AUSTRALIA 464286103 145 7,000 SH Shared-Defined 1,2,3 7000 0 0 ISHARES INC MSCI CHILE INVES 464286640 208 3,839 SH Shared-Defined 1,4,5 3839 0 0 ISHARES INC MSCI AUSTRALIA 464286103 7,848 378,300 SH Shared-Defined 1,4 378300 0 0 ISHARES INC MSCI CHILE INVES 464286640 1,498 27,680 SH Shared-Defined 1,4 27680 0 0 ISHARES INC MSCI JAPAN 464286848 520 54,039 SH Shared-Defined 1,4 54039 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 356 12,300 SH Shared-Defined 1 12300 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 49 585 SH Shared-Defined 1 585 0 0 ISHARES TR DJ US TECH SEC 464287721 18 310 SH Shared-Defined 1 310 0 0 ISHARES TR DJ SEL DIV INX 464287168 83 1,705 SH Shared-Defined 1,2,3 1705 0 0 ISHARES TR BARCLYS TIPS BD 464287176 328 2,790 SH Shared-Defined 1,2,3 2790 0 0 ISHARES TR S&P 500 INDEX 464287200 279 2,400 SH Shared-Defined 1,2,3 2400 0 0 ISHARES TR MSCI EMERG MKT 464287234 43 1,090 SH Shared-Defined 1,2,3 1090 0 0 ISHARES TR S&P GBL FIN 464287333 2 66 SH Shared-Defined 1,2,3 66 0 0 ISHARES TR S&P MIDCAP 400 464287507 17 215 SH Shared-Defined 1,2,3 215 0 0 ISHARES TR DJ US TECH SEC 464287721 22 380 SH Shared-Defined 1,2,3 380 0 0 ISHARES TR MSCI ACJPN IDX 464288182 27 516 SH Shared-Defined 1,2,3 516 0 0 ISHARES TR DJ OIL&GAS EXP 464288851 82 1,530 SH Shared-Defined 1,2,3 1530 0 0 ISHARES TR MSCI EMERG MKT 464287234 1,085 27,255 SH Shared-Defined 1,4 27255 0 0 ITRON INC COM 465741106 7,333 248,535 SH Shared-Defined 1,4,5 248535 0 0 ITRON INC COM 465741106 9,729 329,741 SH Shared-Defined 1,4 329741 0 0 ITT CORP NEW COM 450911102 668 15,355 SH Shared-Defined 1,2,3 15355 0 0 ITT CORP NEW COM 450911102 2,100 48,290 SH Shared-Defined 1,4,5 48290 0 0 ITT CORP NEW COM 450911102 6,956 159,937 SH Shared-Defined 1,4 159937 0 0 IVANHOE MINES LTD COM 46579N103 15 1,035 SH Shared-Defined 1 1035 0 0 JABIL CIRCUIT INC COM 466313103 1 61 SH Shared-Defined 1,4 61 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 2 57 SH Shared-Defined 1,4 57 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1 72 SH Shared-Defined 1,4 72 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 739 151,221 SH Shared-Defined 1,4,5 151221 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 447 91,474 SH Shared-Defined 1,4 91474 0 0 JOHNSON & JOHNSON COM 478160104 1,829 28,715 SH Shared-Defined 1 28715 0 0 JOHNSON & JOHNSON COM 478160104 5,556 87,210 SH Shared-Defined 1,2,3 87210 0 0 JOHNSON & JOHNSON COM 478160104 61 959 SH Shared-Defined 1,4 959 0 0 JOHNSON CTLS INC COM 478366107 1,763 66,829 SH Shared-Defined 1,4,5 66829 0 0 JOHNSON CTLS INC COM 478366107 1,449 54,921 SH Shared-Defined 1,4 54921 0 0 JOY GLOBAL INC COM 481165108 2 34 SH Shared-Defined 1,4 34 0 0 JPMORGAN CHASE & CO COM 46625H100 2,127 70,610 SH Shared-Defined 1 70610 0 0 JPMORGAN CHASE & CO COM 46625H100 6 206 SH Shared-Defined 1,2,3 206 0 0 JPMORGAN CHASE & CO COM 46625H100 152 5,054 SH Shared-Defined 1,4 5054 0 0 JUNIPER NETWORKS INC COM 48203R104 338 19,590 SH Shared-Defined 1 19590 0 0 JUNIPER NETWORKS INC COM 48203R104 2,146 124,275 SH Shared-Defined 1,2,3 124275 0 0 JUNIPER NETWORKS INC COM 48203R104 3 190 SH Shared-Defined 1,4 190 0 0 KELLOGG CO COM 487836108 925 17,401 SH Shared-Defined 1,4 17401 0 0 KEYCORP NEW COM 493267108 2 371 SH Shared-Defined 1,4 371 0 0 KIMBERLY CLARK CORP COM 494368103 179 2,528 SH Shared-Defined 1,4,5 2528 0 0
KIMBERLY CLARK CORP COM 494368103 2,728 38,423 SH Shared-Defined 1,4 38423 0 0 KIMCO RLTY CORP COM 49446R109 2 133 SH Shared-Defined 1,4 133 0 0 KKR & CO L P DEL COM UNITS 48248M102 448 34,669 SH Shared-Defined 1,2,3 34669 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 399 50,205 SH Shared-Defined 1,2,3 50205 0 0 KLA-TENCOR CORP COM 482480100 250 6,525 SH Shared-Defined 1,4 6525 0 0 KOHLS CORP COM 500255104 5 92 SH Shared-Defined 1,4 92 0 0 KRAFT FOODS INC CL A 50075N104 272 8,090 SH Shared-Defined 1 8090 0 0 KRAFT FOODS INC CL A 50075N104 4,301 128,094 SH Shared-Defined 1,2,3 128094 0 0 KRAFT FOODS INC CL A 50075N104 21 619 SH Shared-Defined 1,4 619 0 0 KROGER CO COM 501044101 5 217 SH Shared-Defined 1,4 217 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 3 45 SH Shared-Defined 1,4 45 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3 37 SH Shared-Defined 1,4 37 0 0 LAUDER ESTEE COS INC CL A 518439104 4 45 SH Shared-Defined 1,4 45 0 0 LAYNE CHRISTENSEN CO COM 521050104 565 24,440 SH Shared-Defined 1,4,5 24440 0 0 LAYNE CHRISTENSEN CO COM 521050104 1,078 46,657 SH Shared-Defined 1,4 46657 0 0 LEGG MASON INC COM 524901105 1 57 SH Shared-Defined 1,4 57 0 0 LEGGETT & PLATT INC COM 524660107 118 5,979 SH Shared-Defined 1,4,5 5979 0 0 LEGGETT & PLATT INC COM 524660107 2,317 116,969 SH Shared-Defined 1,4 116969 0 0 LENNAR CORP CL A 526057104 1 57 SH Shared-Defined 1,4 57 0 0 LEUCADIA NATL CORP COM 527288104 1 45 SH Shared-Defined 1,4 45 0 0 LEXMARK INTL NEW CL A 529771107 1 34 SH Shared-Defined 1,4 34 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 2 63 SH Shared-Defined 1,4 63 0 0 LILLY ELI & CO COM 532457108 26 700 SH Shared-Defined 1,2,3 700 0 0 LILLY ELI & CO COM 532457108 387 10,391 SH Shared-Defined 1,4,5 10391 0 0 LILLY ELI & CO COM 532457108 6,647 178,474 SH Shared-Defined 1,4 178474 0 0 LIMITED BRANDS INC COM 532716107 4 104 SH Shared-Defined 1,4 104 0 0 LINCOLN NATL CORP IND COM 534187109 2 107 SH Shared-Defined 1,4 107 0 0 LINEAR TECHNOLOGY CORP COM 535678106 2 72 SH Shared-Defined 1,4 72 0 0 LKQ CORP COM 501889208 66 2,723 SH Shared-Defined 1,4,5 2723 0 0 LKQ CORP COM 501889208 1,153 47,670 SH Shared-Defined 1,4 47670 0 0 LOCKHEED MARTIN CORP COM 539830109 9 125 SH Shared-Defined 1,4 125 0 0 LOEWS CORP COM 540424108 4 126 SH Shared-Defined 1,4 126 0 0 LOOKSMART LTD COM NEW 543442503 4 3,200 SH Shared-Defined 1,2,3 3200 0 0 LORILLARD INC COM 544147101 498 4,492 SH Shared-Defined 1,4,5 4492 0 0 LORILLARD INC COM 544147101 7,658 69,098 SH Shared-Defined 1,4 69098 0 0 LOWES COS INC COM 548661107 9 463 SH Shared-Defined 1,4 463 0 0 LSI CORPORATION COM 502161102 1 268 SH Shared-Defined 1,4 268 0 0 M & T BK CORP COM 55261F104 3 41 SH Shared-Defined 1,4 41 0 0 MACYS INC COM 55616P104 4 141 SH Shared-Defined 1,4 141 0 0 MARATHON OIL CORP COM 565849106 58 2,695 SH Shared-Defined 1,4,5 2695 0 0 MARATHON OIL CORP COM 565849106 2,179 100,950 SH Shared-Defined 1,4 100950 0 0 MARATHON OIL CORP COM 565849106 954 44,188 SH Shared-Defined 0 0 44188 MARATHON PETE CORP COM 56585A102 3 115 SH Shared-Defined 1,4 115 0 0 MARATHON PETE CORP COM 56585A102 852 31,478 SH Shared-Defined 0 0 31478 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 123 2,110 SH Shared-Defined 1,2,3 2110 0 0 MARKET VECTORS ETF TR JR GOLD MINERS 57060U589 153 4,970 SH Shared-Defined 1,2,3 4970 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 142 3,480 SH Shared-Defined 1,2,3 3480 0 0 MARRIOTT INTL INC NEW CL A 571903202 19 700 SH Shared-Defined 1,4 700 0 0 MARSH & MCLENNAN COS INC COM 571748102 813 30,646 SH Shared-Defined 1 30646 0 0 MARSH & MCLENNAN COS INC COM 571748102 5 207 SH Shared-Defined 1,4 207 0 0 MASCO CORP COM 574599106 1 126 SH Shared-Defined 1,4 126 0 0 MASTERCARD INC CL A 57636Q104 13 41 SH Shared-Defined 1,4 41 0 0 MATTEL INC COM 577081102 44 1,710 SH Shared-Defined 1,4,5 1710 0 0 MATTEL INC COM 577081102 593 22,910 SH Shared-Defined 1,4 22910 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 90 3,859 SH Shared-Defined 1,4,5 3859 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 1,271 54,463 SH Shared-Defined 1,4 54463 0 0 MCCORMICK & CO INC COM NON VTG 579780206 2 43 SH Shared-Defined 1,4 43 0 0 MCDONALDS CORP COM 580135101 6 65 SH Shared-Defined 1,2,3 65 0 0 MCDONALDS CORP COM 580135101 47 532 SH Shared-Defined 1,4,5 532 0 0 MCDONALDS CORP COM 580135101 758 8,634 SH Shared-Defined 1,4 8634 0 0 MCGRAW HILL COS INC COM 580645109 46 1,119 SH Shared-Defined 1,4,5 1119 0 0 MCGRAW HILL COS INC COM 580645109 632 15,417 SH Shared-Defined 1,4 15417 0 0 MCKESSON CORP COM 58155Q103 312 4,287 SH Shared-Defined 1,4 4287 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 6 80 SH Shared-Defined 1,4 80 0 0 MEADWESTVACO CORP COM 583334107 260 10,585 SH Shared-Defined 1,4,5 10585 0 0 MEADWESTVACO CORP COM 583334107 4,781 194,572 SH Shared-Defined 1,4 194572 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 7 146 SH Shared-Defined 1,4 146 0 0 MEDTRONIC INC COM 585055106 17 500 SH Shared-Defined 1,2,3 500 0 0 MEDTRONIC INC COM 585055106 47 1,378 SH Shared-Defined 1,4,5 1378 0 0 MEDTRONIC INC COM 585055106 725 21,351 SH Shared-Defined 1,4 21351 0 0 MEDTRONIC INC COM 585055106 1,268 37,337 SH Shared-Defined 0 0 37337 MEMC ELECTR MATLS INC COM 552715104 12 2,000 SH Shared-Defined 1,2,3 2000 0 0 MEMC ELECTR MATLS INC COM 552715104 4,533 781,468 SH Shared-Defined 1,4,5 781468 0 0 MEMC ELECTR MATLS INC COM 552715104 3,999 689,567 SH Shared-Defined 1,4 689567 0 0 MERCK & CO INC NEW COM 58933Y105 52 1,600 SH Shared-Defined 1,2,3 1600 0 0 MERCK & CO INC NEW COM 58933Y105 136 4,173 SH Shared-Defined 1,4,5 4173 0 0 MERCK & CO INC NEW COM 58933Y105 2,154 65,845 SH Shared-Defined 1,4 65845 0 0 METLIFE INC COM 59156R108 8 268 SH Shared-Defined 1,4 268 0 0 METROPCS COMMUNICATIONS INC COM 591708102 1 84 SH Shared-Defined 1,4 84 0 0 MF GLOBAL HLDGS LTD COM 55277J108 26 6,300 SH Shared-Defined 1 6300 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 46 1,464 SH Shared-Defined 1,4,5 1464 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 934 30,029 SH Shared-Defined 1,4 30029 0 0 MICRON TECHNOLOGY INC COM 595112103 2 407 SH Shared-Defined 1,4 407 0 0 MICROSOFT CORP COM 594918104 941 37,790 SH Shared-Defined 1,2,3 37790 0 0 MICROSOFT CORP COM 594918104 141 5,660 SH Shared-Defined 1,4,5 5660 0 0 MICROSOFT CORP COM 594918104 2,632 105,753 SH Shared-Defined 1,4 105753 0 0 MICROSOFT CORP COM 594918104 1,168 46,916 SH Shared-Defined 0 0 46916 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 155 12,578 SH Shared-Defined 1,4,5 12578 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1,260 102,469 SH Shared-Defined 1,4 102469 0 0 MOLEX INC COM 608554101 1 30 SH Shared-Defined 1,4 30 0 0 MOLSON COORS BREWING CO CL B 60871R209 2 54 SH Shared-Defined 1,4 54 0 0 MONSANTO CO NEW COM 61166W101 2,150 34,050 SH Shared-Defined 1,2,3 34050 0 0 MONSANTO CO NEW COM 61166W101 57 908 SH Shared-Defined 1,4,5 908 0 0 MONSANTO CO NEW COM 61166W101 2,526 40,008 SH Shared-Defined 1,4 40008 0 0 MOODYS CORP COM 615369105 2 79 SH Shared-Defined 1,4 79 0 0 MORGAN STANLEY COM NEW 617446448 6 475 SH Shared-Defined 1,4 475 0 0 MOSAIC CO NEW COM 61945C103 1,448 21,381 SH Shared-Defined 1,4 21381 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 4 104 SH Shared-Defined 1,4 104 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 5 118 SH Shared-Defined 1,4 118 0 0 MUELLER WTR PRODS INC COM SER A 624758108 1,287 515,965 SH Shared-Defined 1,4,5 515965 0 0 MUELLER WTR PRODS INC COM SER A 624758108 2,466 988,507 SH Shared-Defined 1,4 988507 0 0 MURPHY OIL CORP COM 626717102 3 68 SH Shared-Defined 1,4 68 0 0 MYLAN INC COM 628530107 2 145 SH Shared-Defined 1,4 145 0 0 NABORS INDUSTRIES LTD SHS G6359F103 1 95 SH Shared-Defined 1,4 95 0 0 NALCO HOLDING COMPANY COM 62985Q101 60 1,722 SH Shared-Defined 1,4,5 1722 0 0 NALCO HOLDING COMPANY COM 62985Q101 936 26,778 SH Shared-Defined 1,4 26778 0 0 NASDAQ OMX GROUP INC COM 631103108 1 45 SH Shared-Defined 1,4 45 0 0 NATIONAL OILWELL VARCO INC COM 637071101 7 140 SH Shared-Defined 1,4 140 0 0 NETAPP INC COM 64110D104 4 130 SH Shared-Defined 1,4 130 0 0 NETFLIX INC COM 64110L106 2 20 SH Shared-Defined 1,4 20 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 153 12,880 SH Shared-Defined 1,4,5 12880 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 2,993 251,366 SH Shared-Defined 1,4 251366 0 0 NEWELL RUBBERMAID INC COM 651229106 2 137 SH Shared-Defined 1,4 137 0 0 NEWFIELD EXPL CO COM 651290108 2 47 SH Shared-Defined 1,4 47 0 0 NEWMONT MINING CORP COM 651639106 98 1,500 SH Shared-Defined 1,2,3 1500 0 0 NEWMONT MINING CORP COM 651639106 10 159 SH Shared-Defined 1,4 159 0 0 NEXEN INC COM 65334H102 17 990 SH Shared-Defined 1 990 0 0 NEXTERA ENERGY INC COM 65339F101 2,815 52,120 SH Shared-Defined 1,4,5 52120 0 0 NEXTERA ENERGY INC COM 65339F101 2,056 38,065 SH Shared-Defined 1,4 38065 0 0 NICOR INC COM 654086107 1 27 SH Shared-Defined 1,4 27 0 0 NIKE INC CL B 654106103 12 140 SH Shared-Defined 1,4 140 0 0 NISOURCE INC COM 65473P105 52 2,446 SH Shared-Defined 1,4,5 2446 0 0 NISOURCE INC COM 65473P105 805 37,666 SH Shared-Defined 1,4 37666 0 0 NOBLE ENERGY INC COM 655044105 4 63 SH Shared-Defined 1,4 63 0 0 NORDSTROM INC COM 655664100 3 56 SH Shared-Defined 1,4 56 0 0 NORFOLK SOUTHERN CORP COM 655844108 38 616 SH Shared-Defined 1,4,5 616 0 0 NORFOLK SOUTHERN CORP COM 655844108 866 14,184 SH Shared-Defined 1,4 14184 0 0 NORTHEAST UTILS COM 664397106 2 59 SH Shared-Defined 1,4 59 0 0 NORTHERN TR CORP COM 665859104 3 80 SH Shared-Defined 1,4 80 0 0 NORTHROP GRUMMAN CORP COM 666807102 5 100 SH Shared-Defined 1,4 100 0 0 NORTHWEST PIPE CO COM 667746101 1,099 54,217 SH Shared-Defined 1,4,5 54217 0 0 NORTHWEST PIPE CO COM 667746101 1,816 89,567 SH Shared-Defined 1,4 89567 0 0 NOVELLUS SYS INC COM 670008101 1 34 SH Shared-Defined 1,4 34 0 0 NRG ENERGY INC COM NEW 629377508 2 104 SH Shared-Defined 1,4 104 0 0 NUCOR CORP COM 670346105 4 124 SH Shared-Defined 1,4 124 0 0 NVIDIA CORP COM 67066G104 2 190 SH Shared-Defined 1,4 190 0 0 NYSE EURONEXT COM 629491101 77 3,294 SH Shared-Defined 1,4,5 3294 0 0 NYSE EURONEXT COM 629491101 1,642 70,628 SH Shared-Defined 1,4 70628 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 3 45 SH Shared-Defined 1,4 45 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 19 265 SH Shared-Defined 1,4 265 0 0 OLD REP INTL CORP COM 680223104 1,255 140,612 SH Shared-Defined 1,4 140612 0 0 OMNICOM GROUP INC COM 681919106 707 19,195 SH Shared-Defined 1,2,3 19195 0 0 OMNICOM GROUP INC COM 681919106 4 99 SH Shared-Defined 1,4 99 0 0 ONEOK INC NEW COM 682680103 2 37 SH Shared-Defined 1,4 37 0 0 ORACLE CORP COM 68389X105 40 1,378 SH Shared-Defined 1,4 1378 0 0 ORMAT TECHNOLOGIES INC COM 686688102 2,629 163,238 SH Shared-Defined 1,4,5 163238 0 0 ORMAT TECHNOLOGIES INC COM 686688102 2,054 127,548 SH Shared-Defined 1,4 127548 0 0 OWENS ILL INC COM NEW 690768403 1 55 SH Shared-Defined 1,4 55 0 0 PACCAR INC COM 693718108 719 17,044 SH Shared-Defined 1,2,3 17044 0 0 PACCAR INC COM 693718108 5 117 SH Shared-Defined 1,4 117 0 0 PALL CORP COM 696429307 2,290 53,982 SH Shared-Defined 1,4,5 53982 0 0 PALL CORP COM 696429307 4,853 114,411 SH Shared-Defined 1,4 114411 0 0 PAN AMERICAN SILVER CORP COM 697900108 118 4,250 SH Shared-Defined 1,2,3 4250 0 0 PARKER HANNIFIN CORP COM 701094104 4 57 SH Shared-Defined 1,4 57 0 0 PATTERSON COMPANIES INC COM 703395103 1 38 SH Shared-Defined 1,4 38 0 0 PAYCHEX INC COM 704326107 43 1,631 SH Shared-Defined 1,4,5 1631 0 0 PAYCHEX INC COM 704326107 1,002 37,998 SH Shared-Defined 1,4 37998 0 0 PEABODY ENERGY CORP COM 704549104 3 101 SH Shared-Defined 1,4 101 0 0 PENNEY J C INC COM 708160106 71 2,659 SH Shared-Defined 1,4,5 2659 0 0 PENNEY J C INC COM 708160106 1,372 51,196 SH Shared-Defined 1,4 51196 0 0 PENTAIR INC COM 709631105 5,604 174,990 SH Shared-Defined 1,4,5 174990 0 0 PENTAIR INC COM 709631105 11,087 346,198 SH Shared-Defined 1,4 346198 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 271 23,729 SH Shared-Defined 1,4 23729 0 0 PEPCO HOLDINGS INC COM 713291102 71 3,768 SH Shared-Defined 1,4 3768 0 0 PEPSICO INC COM 713448108 167 2,693 SH Shared-Defined 1,4 2693 0 0
PERKINELMER INC COM 714046109 1 54 SH Shared-Defined 1,4 54 0 0 PFIZER INC COM 717081103 715 40,464 SH Shared-Defined 1,2,3 40464 0 0 PFIZER INC COM 717081103 54 3,077 SH Shared-Defined 1,4,5 3077 0 0 PFIZER INC COM 717081103 879 49,735 SH Shared-Defined 1,4 49735 0 0 PG&E CORP COM 69331C108 6 141 SH Shared-Defined 1,4 141 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 65 2,526 SH Shared-Defined 1,4,5 2526 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 1,219 47,526 SH Shared-Defined 1,4 47526 0 0 PHILIP MORRIS INTL INC COM 718172109 7,698 123,399 SH Shared-Defined 1,2,3 123399 0 0 PHILIP MORRIS INTL INC COM 718172109 38 606 SH Shared-Defined 1,4 606 0 0 PHILIP MORRIS INTL INC COM 718172109 1,102 17,673 SH Shared-Defined 0 0 17673 PICO HLDGS INC COM NEW 693366205 655 31,964 SH Shared-Defined 1,4,5 31964 0 0 PICO HLDGS INC COM NEW 693366205 1,233 60,139 SH Shared-Defined 1,4 60139 0 0 PINNACLE WEST CAP CORP COM 723484101 36 840 SH Shared-Defined 1,4,5 840 0 0 PINNACLE WEST CAP CORP COM 723484101 593 13,817 SH Shared-Defined 1,4 13817 0 0 PIONEER NAT RES CO COM 723787107 3 41 SH Shared-Defined 1,4 41 0 0 PITNEY BOWES INC COM 724479100 112 5,961 SH Shared-Defined 1,4,5 5961 0 0 PITNEY BOWES INC COM 724479100 1,686 89,625 SH Shared-Defined 1,4 89625 0 0 PLUM CREEK TIMBER CO INC COM 729251108 2 60 SH Shared-Defined 1,4 60 0 0 PNC FINL SVCS GROUP INC COM 693475105 9 190 SH Shared-Defined 1,4 190 0 0 POLYCOM INC COM 73172K104 845 45,982 SH Shared-Defined 0 0 45982 POTASH CORP SASK INC COM 73755L107 44 1,012 SH Shared-Defined 1,4,5 1012 0 0 POTASH CORP SASK INC COM 73755L107 1,700 39,343 SH Shared-Defined 1,4 39343 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 10 190 SH Shared-Defined 1,2,3 190 0 0 PPG INDS INC COM 693506107 98 1,388 SH Shared-Defined 1,4,5 1388 0 0 PPG INDS INC COM 693506107 2,155 30,490 SH Shared-Defined 1,4 30490 0 0 PPL CORP COM 69351T106 5 178 SH Shared-Defined 1,4 178 0 0 PRAXAIR INC COM 74005P104 4,615 49,365 SH Shared-Defined 1,2,3 49365 0 0 PRAXAIR INC COM 74005P104 10 109 SH Shared-Defined 1,4 109 0 0 PRECISION CASTPARTS CORP COM 740189105 4,186 26,505 SH Shared-Defined 1,2,3 26505 0 0 PRECISION CASTPARTS CORP COM 740189105 8 48 SH Shared-Defined 1,4 48 0 0 PRICE T ROWE GROUP INC COM 74144T108 33 699 SH Shared-Defined 1,4,5 699 0 0 PRICE T ROWE GROUP INC COM 74144T108 675 14,115 SH Shared-Defined 1,4 14115 0 0 PRICELINE COM INC COM NEW 741503403 8 18 SH Shared-Defined 1,4 18 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 3 123 SH Shared-Defined 1,4 123 0 0 PROCTER & GAMBLE CO COM 742718109 5,946 94,110 SH Shared-Defined 1,2,3 94110 0 0 PROCTER & GAMBLE CO COM 742718109 137 2,173 SH Shared-Defined 1,4,5 2173 0 0 PROCTER & GAMBLE CO COM 742718109 2,210 34,985 SH Shared-Defined 1,4 34985 0 0 PROGRESS ENERGY INC COM 743263105 90 1,733 SH Shared-Defined 1,4,5 1733 0 0 PROGRESS ENERGY INC COM 743263105 1,295 25,020 SH Shared-Defined 1,4 25020 0 0 PROGRESSIVE CORP OHIO COM 743315103 4 246 SH Shared-Defined 1,4 246 0 0 PROLOGIS INC COM 74340W103 3 108 SH Shared-Defined 1,4 108 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 25 300 SH Shared-Defined 1,2,3 300 0 0 PRUDENTIAL FINL INC COM 744320102 8 177 SH Shared-Defined 1,4 177 0 0 PUBLIC STORAGE COM 74460D109 6 52 SH Shared-Defined 1,4 52 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 6 180 SH Shared-Defined 1,4 180 0 0 QEP RES INC COM 74733V100 2 64 SH Shared-Defined 1,4 64 0 0 QUALCOMM INC COM 747525103 37 754 SH Shared-Defined 1,4,5 754 0 0 QUALCOMM INC COM 747525103 1,238 25,440 SH Shared-Defined 1,4 25440 0 0 QUEST DIAGNOSTICS INC COM 74834L100 225 4,560 SH Shared-Defined 1,4 4560 0 0 RALPH LAUREN CORP CL A 751212101 3 26 SH Shared-Defined 1,4 26 0 0 RANGE RES CORP COM 75281A109 3 50 SH Shared-Defined 1,4 50 0 0 RAYONIER INC COM 754907103 207 5,623 SH Shared-Defined 1,4,5 5623 0 0 RAYONIER INC COM 754907103 3,119 84,744 SH Shared-Defined 1,4 84744 0 0 RAYTHEON CO COM NEW 755111507 5 130 SH Shared-Defined 1,4 130 0 0 RED HAT INC COM 756577102 3 73 SH Shared-Defined 1,4 73 0 0
REGIONS FINANCIAL CORP NEW COM 7591EP100 1 442 SH Shared-Defined 1,4 442 0 0 RENTECH INC COM 760112102 21 27,540 SH Shared-Defined 1,4,5 27540 0 0 RENTECH INC COM 760112102 389 499,146 SH Shared-Defined 1,4 499146 0 0 REPUBLIC SVCS INC COM 760759100 47 1,686 SH Shared-Defined 1,4,5 1686 0 0 REPUBLIC SVCS INC COM 760759100 955 34,009 SH Shared-Defined 1,4 34009 0 0 RESEARCH IN MOTION LTD COM 760975102 2 100 SH Shared-Defined 1,2,3 100 0 0 REYNOLDS AMERICAN INC COM 761713106 130 3,430 SH Shared-Defined 1,2,3 3430 0 0 REYNOLDS AMERICAN INC COM 761713106 219 5,771 SH Shared-Defined 1,4,5 5771 0 0 REYNOLDS AMERICAN INC COM 761713106 3,374 88,927 SH Shared-Defined 1,4 88927 0 0 RIO TINTO PLC SPONSORED ADR 767204100 2 48 SH Shared-Defined 1,2,3 48 0 0 ROBERT HALF INTL INC COM 770323103 1 52 SH Shared-Defined 1,4 52 0 0 ROCKWELL AUTOMATION INC COM 773903109 3 48 SH Shared-Defined 1,4 48 0 0 ROCKWELL COLLINS INC COM 774341101 38 723 SH Shared-Defined 1,4,5 723 0 0 ROCKWELL COLLINS INC COM 774341101 607 11,502 SH Shared-Defined 1,4 11502 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 30 850 SH Shared-Defined 1,4,5 850 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 626 17,444 SH Shared-Defined 1,4 17444 0 0 ROPER INDS INC NEW COM 776696106 3 39 SH Shared-Defined 1,4 39 0 0 ROSS STORES INC COM 778296103 4 46 SH Shared-Defined 1,4 46 0 0 ROWAN COS INC COM 779382100 16 500 SH Shared-Defined 1,2,3 500 0 0 ROWAN COS INC COM 779382100 2 59 SH Shared-Defined 1,4 59 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 323 6,504 SH Shared-Defined 1 6504 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 71 1,432 SH Shared-Defined 1,4,5 1432 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1,249 25,182 SH Shared-Defined 1,4 25182 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 42 666 SH Shared-Defined 1,2,3 666 0 0 RYDER SYS INC COM 783549108 1 18 SH Shared-Defined 1,4 18 0 0 SAFEWAY INC COM NEW 786514208 227 13,675 SH Shared-Defined 1,4 13675 0 0 SAIC INC COM 78390X101 1 127 SH Shared-Defined 1,4 127 0 0 SALESFORCE COM INC COM 79466L302 5 42 SH Shared-Defined 1,4 42 0 0 SANDISK CORP COM 80004C101 3 86 SH Shared-Defined 1,4 86 0 0 SARA LEE CORP COM 803111103 175 10,687 SH Shared-Defined 1,4 10687 0 0 SATCON TECHNOLOGY CORP COM 803893106 1,153 1,213,121 SH Shared-Defined 1,4,5 1213121 0 0 SATCON TECHNOLOGY CORP COM 803893106 931 979,817 SH Shared-Defined 1,4 979817 0 0 SCANA CORP NEW COM 80589M102 2 54 SH Shared-Defined 1,4 54 0 0 SCHLUMBERGER LTD COM 806857108 418 6,995 SH Shared-Defined 1 6995 0 0 SCHLUMBERGER LTD COM 806857108 6,328 105,941 SH Shared-Defined 1,2,3 105941 0 0 SCHLUMBERGER LTD COM 806857108 28 461 SH Shared-Defined 1,4 461 0 0 SCHWAB CHARLES CORP NEW COM 808513105 4 352 SH Shared-Defined 1,4 352 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 1 38 SH Shared-Defined 1,4 38 0 0 SEADRILL LIMITED SHS G7945E105 2,670 16,247 SH Shared-Defined 1,4 16247 0 0 SEALED AIR CORP NEW COM 81211K100 1 39 SH Shared-Defined 1,4 39 0 0 SEARS HLDGS CORP COM 812350106 1 12 SH Shared-Defined 1,4 12 0 0 SEASPAN CORP SHS Y75638109 399 34,800 SH Shared-Defined 1 34800 0 0 SEASPAN CORP SHS Y75638109 214 18,700 SH Shared-Defined 1,2,3 18700 0 0 SEMPRA ENERGY COM 816851109 4 73 SH Shared-Defined 1,4 73 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 102 4,789 SH Shared-Defined 1,4,5 4789 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 2,110 99,404 SH Shared-Defined 1,4 99404 0 0 SHERWIN WILLIAMS CO COM 824348106 2 31 SH Shared-Defined 1,4 31 0 0 SIGMA ALDRICH CORP COM 826552101 2 40 SH Shared-Defined 1,4 40 0 0 SIGNET JEWELERS LIMITED SHS G81276100 4 188 SH Shared-Defined 1 188 0 0 SIMON PPTY GROUP INC NEW COM 828806109 11 98 SH Shared-Defined 1,4 98 0 0 SLM CORP COM 78442P106 3 229 SH Shared-Defined 1,4 229 0 0 SMITH A O COM 831865209 37 1,146 SH Shared-Defined 1,4,5 1146 0 0 SMITH A O COM 831865209 608 18,979 SH Shared-Defined 1,4 18979 0 0 SMITHFIELD FOODS INC COM 832248108 383 19,625 SH Shared-Defined 1,4 19625 0 0 SMUCKER J M CO COM NEW 832696405 4 51 SH Shared-Defined 1,4 51 0 0
SNAP ON INC COM 833034101 1 19 SH Shared-Defined 1,4 19 0 0 SOUTHERN CO COM 842587107 45 1,050 SH Shared-Defined 1,2,3 1050 0 0 SOUTHERN CO COM 842587107 13 305 SH Shared-Defined 1,4 305 0 0 SOUTHERN COPPER CORP COM 84265V105 246 9,854 SH Shared-Defined 1,4,5 9854 0 0 SOUTHERN COPPER CORP COM 84265V105 2,062 82,574 SH Shared-Defined 1,4 82574 0 0 SOUTHWEST AIRLS CO COM 844741108 3 312 SH Shared-Defined 1,4 312 0 0 SOUTHWESTERN ENERGY CO COM 845467109 4 130 SH Shared-Defined 1,4 130 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2,176 13,000 SH Shared-Defined 1,2,3 13000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 418 3,696 SH Shared-Defined 1,2,3 3696 0 0 SPECTRA ENERGY CORP COM 847560109 8 300 SH Shared-Defined 1,2,3 300 0 0 SPECTRA ENERGY CORP COM 847560109 215 7,702 SH Shared-Defined 1,4,5 7702 0 0 SPECTRA ENERGY CORP COM 847560109 4,647 166,809 SH Shared-Defined 1,4 166809 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 3 956 SH Shared-Defined 1,4 956 0 0 SPX CORP COM 784635104 104 2,300 SH Shared-Defined 1,4 2300 0 0 ST JUDE MED INC COM 790849103 5 126 SH Shared-Defined 1,4 126 0 0 STANLEY BLACK & DECKER INC COM 854502101 74 1,513 SH Shared-Defined 1,4,5 1513 0 0 STANLEY BLACK & DECKER INC COM 854502101 1,216 24,756 SH Shared-Defined 1,4 24756 0 0 STANTEC INC COM 85472N109 2,196 94,377 SH Shared-Defined 1,4,5 94377 0 0 STANTEC INC COM 85472N109 3,711 159,521 SH Shared-Defined 1,4 159521 0 0 STAPLES INC COM 855030102 4 283 SH Shared-Defined 1,4 283 0 0 STARBUCKS CORP COM 855244109 7,614 204,185 SH Shared-Defined 1,2,3 204185 0 0 STARBUCKS CORP COM 855244109 9 254 SH Shared-Defined 1,4 254 0 0 STARBUCKS CORP COM 855244109 1,175 31,520 SH Shared-Defined 0 0 31520 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 3 74 SH Shared-Defined 1,4 74 0 0 STATE STR CORP COM 857477103 6 185 SH Shared-Defined 1,4 185 0 0 STERICYCLE INC COM 858912108 2 29 SH Shared-Defined 1,4 29 0 0 STRYKER CORP COM 863667101 5 105 SH Shared-Defined 1,4 105 0 0 SUN LIFE FINL INC COM 866796105 200 8,014 SH Shared-Defined 1,4,5 8014 0 0 SUN LIFE FINL INC COM 866796105 4,290 171,689 SH Shared-Defined 1,4 171689 0 0 SUNCOR ENERGY INC NEW COM 867224107 247 9,720 SH Shared-Defined 1 9720 0 0 SUNCOR ENERGY INC NEW COM 867224107 3,652 143,565 SH Shared-Defined 1,2,3 143565 0 0 SUNOCO INC COM 86764P109 124 4,003 SH Shared-Defined 1,4 4003 0 0 SUNTRUST BKS INC COM 867914103 4 196 SH Shared-Defined 1,4 196 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 471 58,263 SH Shared-Defined 1,4 58263 0 0 SYMANTEC CORP COM 871503108 5 283 SH Shared-Defined 1,4 283 0 0 SYSCO CORP COM 871829107 87 3,361 SH Shared-Defined 1,4,5 3361 0 0 SYSCO CORP COM 871829107 1,289 49,795 SH Shared-Defined 1,4 49795 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 20 1,720 SH Shared-Defined 1,4 1720 0 0 TALISMAN ENERGY INC COM 8.74E+107 4 336 SH Shared-Defined 1 336 0 0 TECO ENERGY INC COM 872375100 1 51 SH Shared-Defined 1,4 51 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 10 1,000 SH Shared-Defined 1,4 1000 0 0 TELLABS INC COM 879664100 1 205 SH Shared-Defined 1,4 205 0 0 TELUS CORP NON-VTG SHS 87971M202 108 2,228 SH Shared-Defined 1,4 2228 0 0 TENET HEALTHCARE CORP COM 88033G100 1 234 SH Shared-Defined 1,4 234 0 0 TERADATA CORP DEL COM 88076W103 4 71 SH Shared-Defined 1,4 71 0 0 TERADYNE INC COM 880770102 1 76 SH Shared-Defined 1,4 76 0 0 TESORO CORP COM 881609101 2 82 SH Shared-Defined 1,4 82 0 0 TETRA TECH INC NEW COM 88162G103 5,105 272,501 SH Shared-Defined 1,4,5 272501 0 0 TETRA TECH INC NEW COM 88162G103 4,215 224,999 SH Shared-Defined 1,4 224999 0 0 TEXAS INSTRS INC COM 882508104 11 399 SH Shared-Defined 1,4 399 0 0 TEXTRON INC COM 883203101 2 94 SH Shared-Defined 1,4 94 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7 148 SH Shared-Defined 1,4 148 0 0 THOMSON REUTERS CORP COM 884903105 116 3,950 SH Shared-Defined 1 3950 0 0 TIFFANY & CO NEW COM 886547108 3 45 SH Shared-Defined 1,4 45 0 0 TIME WARNER CABLE INC COM 88732J207 7 115 SH Shared-Defined 1,4 115 0 0
TIME WARNER INC COM NEW 887317303 12 393 SH Shared-Defined 1,4 393 0 0 TITANIUM METALS CORP COM NEW 888339207 1 52 SH Shared-Defined 1,4 52 0 0 TJX COS INC NEW COM 872540109 357 6,437 SH Shared-Defined 1,4 6437 0 0 TORCHMARK CORP COM 891027104 1 37 SH Shared-Defined 1,4 37 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 480 6,235 SH Shared-Defined 1 6235 0 0 TOTAL S A SPONSORED ADR 8.92E+113 36 795 SH Shared-Defined 1,2,3 795 0 0 TOTAL SYS SVCS INC COM 891906109 211 12,470 SH Shared-Defined 1,4 12470.0002 0 0 TRAVELERS COMPANIES INC COM 8.94E+113 1,122 23,031 SH Shared-Defined 0 0 23031 TRI-TECH HOLDING INC SHS G9103F106 689 171,071 SH Shared-Defined 1,4,5 171071 0 0 TRI-TECH HOLDING INC SHS G9103F106 1,321 327,706 SH Shared-Defined 1,4 327706 0 0 TYSON FOODS INC CL A 902494103 2 115 SH Shared-Defined 1,4 115 0 0 UNILEVER N V N Y SHS NEW 904784709 86 2,542 SH Shared-Defined 1,2,3 2542 0 0 UNION PAC CORP COM 907818108 5,062 61,985 SH Shared-Defined 1,2,3 61985 0 0 UNION PAC CORP COM 907818108 962 11,777 SH Shared-Defined 1,4 11777 0 0 UNITED PARCEL SERVICE INC CL B 911312106 53 836 SH Shared-Defined 1,4,5 836 0 0 UNITED PARCEL SERVICE INC CL B 911312106 831 13,158 SH Shared-Defined 1,4 13158 0 0 UNITED STATES STL CORP NEW COM 912909108 1 60 SH Shared-Defined 1,4 60 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6,957 98,871 SH Shared-Defined 1,2,3 98871 0 0 UNITED TECHNOLOGIES CORP COM 913017109 22 317 SH Shared-Defined 1,4 317 0 0 UNITEDHEALTH GROUP INC COM 91324P102 18 383 SH Shared-Defined 1,4 383 0 0 UNUM GROUP COM 91529Y106 3 126 SH Shared-Defined 1,4 126 0 0 URBAN OUTFITTERS INC COM 917047102 1 43 SH Shared-Defined 1,4 43 0 0 US BANCORP DEL COM NEW 902973304 16 697 SH Shared-Defined 1,4 697 0 0 V F CORP COM 918204108 6 48 SH Shared-Defined 1,4 48 0 0 VALERO ENERGY CORP NEW COM 91913Y100 109 4,500 SH Shared-Defined 1,2,3 4500 0 0 VALERO ENERGY CORP NEW COM 91913Y100 5 213 SH Shared-Defined 1,4 213 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 7,893 316,743 SH Shared-Defined 1 316743 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,433 40,000 SH Shared-Defined 0 0 40000 VARIAN MED SYS INC COM 92220P105 3 48 SH Shared-Defined 1,4 48 0 0 VARIAN MED SYS INC COM 92220P105 1,109 21,241 SH Shared-Defined 0 0 21241 VENTAS INC COM 92276F100 3 62 SH Shared-Defined 1,4 62 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4,856 131,945 SH Shared-Defined 1,2,3 131945 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 115 3,117 SH Shared-Defined 1,4,5 3117 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1,733 47,094 SH Shared-Defined 1,4 47094 0 0 VIACOM INC NEW CL B 92553P201 8 203 SH Shared-Defined 1,4 203 0 0 VISA INC COM CL A 92826C839 16 181 SH Shared-Defined 1,4 181 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 60 2,350 SH Shared-Defined 1,2,3 2350 0 0 VORNADO RLTY TR SH BEN INT 929042109 5 67 SH Shared-Defined 1,4 67 0 0 VULCAN MATLS CO COM 929160109 1 50 SH Shared-Defined 1,4 50 0 0 WAL MART STORES INC COM 931142103 3,815 73,505 SH Shared-Defined 1,2,3 73505 0 0 WAL MART STORES INC COM 931142103 45 860 SH Shared-Defined 1,4,5 860 0 0 WAL MART STORES INC COM 931142103 729 14,054 SH Shared-Defined 1,4 14054 0 0 WAL MART STORES INC COM 931142103 1,228 23,670 SH Shared-Defined 0 0 23670 WALGREEN CO COM 931422109 10 307 SH Shared-Defined 1,4 307 0 0 WASHINGTON POST CO CL B 939640108 1 2 SH Shared-Defined 1,4 2 0 0 WASTE MGMT INC DEL COM 94106L109 477 14,664 SH Shared-Defined 1,4 14664 0 0 WATERS CORP COM 941848103 2 30 SH Shared-Defined 1,4 30 0 0 WATSON PHARMACEUTICALS INC COM 942683103 3 39 SH Shared-Defined 1,4 39 0 0 WELLPOINT INC COM 94973V107 9 137 SH Shared-Defined 1,4 137 0 0 WELLS FARGO & CO NEW COM 949746101 3,835 159,000 SH Shared-Defined 1,2,3 159000 0 0 WELLS FARGO & CO NEW COM 949746101 44 1,826 SH Shared-Defined 1,4 1826 0 0 WELLS FARGO & CO NEW COM 949746101 1,177 48,803 SH Shared-Defined 0 0 48803 WESTERN DIGITAL CORP COM 958102105 2 84 SH Shared-Defined 1,4 84 0 0 WESTERN UN CO COM 959802109 95 6,179 SH Shared-Defined 1,4,5 6179 0 0 WESTERN UN CO COM 959802109 1,441 94,225 SH Shared-Defined 1,4 94225 0 0
WEYERHAEUSER CO COM 962166104 289 18,000 SH Shared-Defined 1,2,3 18000 0 0 WEYERHAEUSER CO COM 962166104 3 211 SH Shared-Defined 1,4 211 0 0 WHIRLPOOL CORP COM 963320106 31 618 SH Shared-Defined 1,4,5 618 0 0 WHIRLPOOL CORP COM 963320106 494 9,909 SH Shared-Defined 1,4 9909 0 0 WHOLE FOODS MKT INC COM 966837106 4 58 SH Shared-Defined 1,4 58 0 0 WILLIAMS COS INC DEL COM 969457100 5 219 SH Shared-Defined 1,4 219 0 0 WINDSTREAM CORP COM 97381W104 355 30,452 SH Shared-Defined 1,4 30452 0 0 WISCONSIN ENERGY CORP COM 976657106 2 77 SH Shared-Defined 1,4 77 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 2 62 SH Shared-Defined 1,4 62 0 0 WYNN RESORTS LTD COM 983134107 3 26 SH Shared-Defined 1,4 26 0 0 XCEL ENERGY INC COM 98389B100 5 191 SH Shared-Defined 1,4 191 0 0 XEROX CORP COM 984121103 31 4,512 SH Shared-Defined 1,4,5 4512 0 0 XEROX CORP COM 984121103 686 98,404 SH Shared-Defined 1,4 98404 0 0 XILINX INC COM 983919101 3 101 SH Shared-Defined 1,4 101 0 0 YAHOO INC COM 984332106 5 396 SH Shared-Defined 1,4 396 0 0 YONGYE INTL INC COM 98607B106 20 4,506 SH Shared-Defined 1,4,5 4506 0 0 YONGYE INTL INC COM 98607B106 626 138,360 SH Shared-Defined 1,4 138360 0 0 YUM BRANDS INC COM 988498101 8 165 SH Shared-Defined 1,4 165 0 0 ZIMMER HLDGS INC COM 98956P102 4 67 SH Shared-Defined 1,4 67 0 0 ZIONS BANCORPORATION COM 989701107 1 77 SH Shared-Defined 1,4 77 0 0 726,021