0000950123-11-077104.txt : 20110815 0000950123-11-077104.hdr.sgml : 20110815 20110815060242 ACCESSION NUMBER: 0000950123-11-077104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHJ International SA CENTRAL INDEX KEY: 0001513271 IRS NUMBER: 000000000 STATE OF INCORPORATION: C9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14449 FILM NUMBER: 111033016 BUSINESS ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 BUSINESS PHONE: 003226436010 MAIL ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 13F-HR 1 y92327e13fvhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment [ ]; Amendment Number:-- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: RHJ International SA Address: 14 St George Street London W1S 1FE United Kingdom Form 13F File Number: 028 - 14449 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dr. Ruediger Schmid-Kuehnhoefer Title: Chief Operating Officer and General Counsel Phone: + 44 203 207 7284 Signature, Place and Date of Signing: /s/ Dr. Ruediger Schmid-Kuehnhoefer --------------------------------------- Zuerich, Switzerland, 11 August 2011 ================================================================================ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 028 - 13043 KBC Group NV FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 934 Form 13F Information Table Value Total: 891,716 (thousands)
List of Other Included Managers: ____________
No. Form 13F File Number Name 1 028 - 14452 Kleinwort Benson Group Limited 2 028 - 14450 Kleinwort Benson Channel Islands Holdings Limited 3 028 - 14451 Kleinwort Benson (Channel Islands) Investment Management Limited 4 028 - 13048 Kleinwort Benson Investors Dublin Limited 5 028 - 13513 Kleinwort Benson Investors International Limited
1 028-14552 Kleinwort Benson Group Limited 2 028-14550 Kleinwort Benson Channel Islands Holdings Limited 3 028-14551 Kleinwort Benson (Channel Islands) Investment Management Limited 4 028-13048 Kleinwort Benson Investors Dublin Limited 5 028-13513 Kleinwort Benson Investors International Limited
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- AFLAC INC COM 001055102 709 15197 SH Shared-Defined 1,4 15197 AFLAC INC COM 001055102 38 808 SH Shared-Defined 1,4,5 808 AK STL HLDG CORP COM 001547108 1 52 SH Shared-Defined 1,4 52 ABBOTT LABS COM 002824100 3,924 74575 SH Shared-Defined 1,3,2 74575 ABBOTT LABS COM 002824100 605 11492 SH Shared-Defined 1,4 11492 ABBOTT LABS COM 002824100 46 865 SH Shared-Defined 1,4,5 865 ABBOTT LABS COM 002824100 87 1650 SH Shared-Defined 1 1650 ABERCROMBIE & FITCH CO CL A 002896207 2 28 SH Shared-Defined 1,4 28 ADVANCED MICRO DEVICES INC COM 007903107 1 190 SH Shared-Defined 1,4 190 ADVANCED ENERGY INDS COM 007973100 2,834 191824 SH Shared-Defined 1,4 191824 ADVANCED ENERGY INDS COM 007973100 4,088 276700 SH Shared-Defined 1,4,5 276700 AGRIUM INC COM 008916108 5 50 SH Shared-Defined 1,3,2 50 AGRIUM INC COM 008916108 1,083 11902 SH Shared-Defined 1,4 11902 AIR PRODS & CHEMS INC COM 009158106 7 70 SH Shared-Defined 1,4 70 AIRGAS INC COM 009363102 2 26 SH Shared-Defined 1,4 26 ALCOA INC COM 013817101 5 347 SH Shared-Defined 1,4 347 ALLERGAN INC COM 018490102 4,980 59820 SH Shared-Defined 1,3,2 59820 ALLERGAN INC COM 018490102 9 113 SH Shared-Defined 1,4 113 ALLERGAN INC COM 018490102 152 1825 SH Shared-Defined 1 1825 ALLIANT ENERGY CORP COM 018802108 1,286 31607 SH Shared-Defined 1,4 31607 ALLIANT ENERGY CORP COM 018802108 98 2408 SH Shared-Defined 1,4,5 2408 ALLSTATE CORP COM 020002101 6 183 SH Shared-Defined 1,4 183 ALTERA CORP COM 021441100 6 119 SH Shared-Defined 1,4 119 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 3 135 SH Shared-Defined 1 135 AMAZON COM INC COM 023135106 27 131 SH Shared-Defined 1,4 131 AMEREN CORP COM 023608102 2 81 SH Shared-Defined 1,4 81 AMERICAN ELEC PWR INC COM 025537101 7 186 SH Shared-Defined 1,4 186 AMERICAN EXPRESS CO COM 025816109 6,351 122840 SH Shared-Defined 1,3,2 122840 AMERICAN EXPRESS CO COM 025816109 1,208 23371 SH Shared-Defined 1,4 23371 AMERICAN EXPRESS CO COM 025816109 191 3700 SH Shared-Defined 1 3700 AMERICAN INTL GROUP INC COM NEW 026874784 1 33 SH Shared-Defined 1,4 33 AMERICAN STS WTR CO COM 029899101 2,143 61852 SH Shared-Defined 1,4 61852 AMERICAN STS WTR CO COM 029899101 1,115 32181 SH Shared-Defined 1,4,5 32181 AMERICAN TOWER CORP CL A 029912201 7 140 SH Shared-Defined 1,4 140 AMERICAN SUPERCONDUCTOR CORP COM 030111108 504 55791 SH Shared-Defined 1,4 55791 AMERICAN SUPERCONDUCTOR CORP COM 030111108 973 107722 SH Shared-Defined 1,4,5 107722 AMERICAN WTR WKS CO INC NEW COM 030420103 14,500 492285 SH Shared-Defined 1,4 492285 AMERICAN WTR WKS CO INC NEW COM 030420103 7,020 238341 SH Shared-Defined 1,4,5 238341 AMGEN INC COM 031162100 19 332 SH Shared-Defined 1,4 332 AMPHENOL CORP NEW CL A 032095101 4 73 SH Shared-Defined 1,4 73 ANADARKO PETE CORP COM 032511107 13 169 SH Shared-Defined 1,4 169 ANALOG DEVICES INC COM 032654105 4 105 SH Shared-Defined 1,4 105 ANNALY CAP MGMT INC COM 035710409 3,296 182866 SH Shared-Defined 1,4 182866 ANNALY CAP MGMT INC COM 035710409 232 12880 SH Shared-Defined 1,4,5 12880 AON CORP COM 037389103 6 117 SH Shared-Defined 1,4 117 AON CORP COM 037389103 0 0 SH Shared-Defined 1 0 APACHE CORP COM 037411105 3,932 31870 SH Shared-Defined 1,3,2 31870 APACHE CORP COM 037411105 17 136 SH Shared-Defined 1,4 136 APACHE CORP COM 037411105 380 3080 SH Shared-Defined 1 3080 APOLLO GROUP INC CL A 037604105 2 39 SH Shared-Defined 1,4 39 APPLE INC COM 037833100 0 0 SH Shared-Defined 0 APPLE INC COM 037833100 6,695 19944 SH Shared-Defined 1,3,2 19944 APPLE INC COM 037833100 107 320 SH Shared-Defined 1,4 320 APPLE INC COM 037833100 223 665 SH Shared-Defined 1 665 APPLIED MATLS INC COM 038222105 647 49700 SH Shared-Defined 1,4 49700 ARCHER DANIELS MIDLAND CO COM 039483102 30 1000 SH Shared-Defined 1,3,2 1000 ARCHER DANIELS MIDLAND CO COM 039483102 7 224 SH Shared-Defined 1,4 224 AUTODESK INC COM 052769106 3 80 SH Shared-Defined 1,4 80 AUTOLIV INC COM 052800109 740 9437 SH Shared-Defined 1,4 9437 AUTOLIV INC COM 052800109 56 718 SH Shared-Defined 1,4,5 718 AUTOMATIC DATA PROCESSING IN COM 053015103 897 17018 SH Shared-Defined 1,4 17018 AUTOMATIC DATA PROCESSING IN COM 053015103 57 1080 SH Shared-Defined 1,4,5 1080 AUTOMATIC DATA PROCESSING IN COM 053015103 126 2400 SH Shared-Defined 1 2400 AUTOZONE INC COM 053332102 4 13 SH Shared-Defined 1,4 13 AVALONBAY CMNTYS INC COM 053484101 0 1 SH Shared-Defined 1,3,2 1 AVALONBAY CMNTYS INC COM 053484101 4 28 SH Shared-Defined 1,4 28 AVERY DENNISON CORP COM 053611109 2 41 SH Shared-Defined 1,4 41 AVON PRODS INC COM 054303102 36 1300 SH Shared-Defined 1,3,2 1300 AVON PRODS INC COM 054303102 680 24290 SH Shared-Defined 1,4 24290 AVON PRODS INC COM 054303102 44 1578 SH Shared-Defined 1,4,5 1578 AVON PRODS INC COM 054303102 90 3200 SH Shared-Defined 1 3200 BB&T CORP COM 054937107 7 243 SH Shared-Defined 1,4 243 BP PLC SPONSORED ADR 055622104 77 1730 SH Shared-Defined 1 1730 BMC SOFTWARE INC COM 055921100 4 74 SH Shared-Defined 1,4 74 BAKER HUGHES INC COM 057224107 8,256 113786 SH Shared-Defined 1,3,2 113786 BAKER HUGHES INC COM 057224107 11 154 SH Shared-Defined 1,4 154 BAKER HUGHES INC COM 057224107 322 4440 SH Shared-Defined 1 4440 BALL CORP COM 058498106 2 60 SH Shared-Defined 1,4 60 BALLARD PWR SYS INC NEW COM 058586108 329 207983 SH Shared-Defined 1,4 207983
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- BALLARD PWR SYS INC NEW COM 058586108 597 377838 SH Shared-Defined 1,4,5 377838 BANK OF AMERICA CORPORATION COM 060505104 38 3483 SH Shared-Defined 1,4 3483 BANK OF AMERICA CORPORATION COM 060505104 35 3200 SH Shared-Defined 1 3200 BANK MONTREAL QUE COM 063671101 76 1200 SH Shared-Defined 1,3,2 1200 BANK MONTREAL QUE COM 063671101 1,942 30670 SH Shared-Defined 1,4 30670 BANK MONTREAL QUE COM 063671101 906 14315 SH Shared-Defined 1 14315 BANK OF NEW YORK MELLON CORP COM 064058100 12 463 SH Shared-Defined 1,4 463 BANK NOVA SCOTIA HALIFAX COM 064149107 1,905 31771 SH Shared-Defined 1 31771 BARD C R INC COM 067383109 3 29 SH Shared-Defined 1,4 29 BARRICK GOLD CORP COM 067901108 8 185 SH Shared-Defined 1 185 BAXTER INTL INC COM 071813109 1,278 21417 SH Shared-Defined 1,4 21417 BAXTER INTL INC COM 071813109 85 1428 SH Shared-Defined 1,4,5 1428 BECTON DICKINSON & CO COM 075887109 416 4830 SH Shared-Defined 1,3,2 4830 BECTON DICKINSON & CO COM 075887109 7 83 SH Shared-Defined 1,4 83 BECTON DICKINSON & CO COM 075887109 17 200 SH Shared-Defined 1 200 BED BATH & BEYOND INC COM 075896100 5 87 SH Shared-Defined 1,4 87 BEMIS INC COM 081437105 1 27 SH Shared-Defined 1,4 27 BERKSHIRE HATHAWAY INC DEL CL A 084670108 581 5 SH Shared-Defined 1 5 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 28 356 SH Shared-Defined 1,4 356 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 31 400 SH Shared-Defined 1 400 BEST BUY INC COM 086516101 1,103 35103 SH Shared-Defined 1,4 35103 BEST BUY INC COM 086516101 68 2157 SH Shared-Defined 1,4,5 2157 BIG LOTS INC COM 089302103 1 34 SH Shared-Defined 1,4 34 BLOCK H & R INC COM 093671105 1,095 68228 SH Shared-Defined 1,4 68228 BLOCK H & R INC COM 093671105 43 2657 SH Shared-Defined 1,4,5 2657 BOEING CO COM 097023105 19 254 SH Shared-Defined 1,4 254 BORGWARNER INC COM 099724106 4,941 61160 SH Shared-Defined 1,3,2 61160 BORGWARNER INC COM 099724106 246 3040 SH Shared-Defined 1 3040 BOSTON PROPERTIES INC COM 101121101 6 58 SH Shared-Defined 1,4 58 BOSTON SCIENTIFIC CORP COM 101137107 4 547 SH Shared-Defined 1,4 547 BRISTOL MYERS SQUIBB CO COM 110122108 1,996 68930 SH Shared-Defined 1,4 68930 BRISTOL MYERS SQUIBB CO COM 110122108 155 5339 SH Shared-Defined 1,4,5 5339 BRISTOL MYERS SQUIBB CO COM 110122108 74 2558 SH Shared-Defined 1 2558 BROADCOM CORP CL A 111320107 6 184 SH Shared-Defined 1,4 184 BROWN FORMAN CORP CL B 115637209 2 24 SH Shared-Defined 1,4 24 CBS CORP NEW CL B 124857202 6 212 SH Shared-Defined 1,4 212 CF INDS HLDGS INC COM 125269100 3 24 SH Shared-Defined 1,4 24 CIGNA CORP COM 125509109 5 98 SH Shared-Defined 1,4 98 CMS ENERGY CORP COM 125896100 2 86 SH Shared-Defined 1,4 86 CSX CORP COM 126408103 876 33420 SH Shared-Defined 33420 CSX CORP COM 126408103 2,355 89816 SH Shared-Defined 1,4 89816 CSX CORP COM 126408103 145 5521 SH Shared-Defined 1,4,5 5521 CVS CAREMARK CORPORATION COM 126650100 881 23441 SH Shared-Defined 1,3,2 23441 CVS CAREMARK CORPORATION COM 126650100 37 981 SH Shared-Defined 1,4 981 CVS CAREMARK CORPORATION COM 126650100 79 2100 SH Shared-Defined 1 2100 CABOT OIL & GAS CORP COM 127097103 2 29 SH Shared-Defined 1,4 29 CALGON CARBON CORP COM 129603106 1,560 91869 SH Shared-Defined 1,4,5 91869 CALIFORNIA WTR SVC GROUP COM 130788102 6,957 371536 SH Shared-Defined 1,4 371536 CALIFORNIA WTR SVC GROUP COM 130788102 2,955 157837 SH Shared-Defined 1,4,5 157837 CAMPBELL SOUP CO COM 134429109 3 89 SH Shared-Defined 1,4 89 CDN IMPERIAL BK OF COMMERCE COM 136069101 2,264 28809 SH Shared-Defined 1,4 28809 CDN IMPERIAL BK OF COMMERCE COM 136069101 100 1271 SH Shared-Defined 1,4,5 1271 CDN IMPERIAL BK OF COMMERCE COM 136069101 382 4866 SH Shared-Defined 1 4866 CANADIAN NATL RY CO COM 136375102 1,930 25030 SH Shared-Defined 1,4 25030 CANADIAN NATL RY CO COM 136375102 39 503 SH Shared-Defined 1,4,5 503 CAREER EDUCATION CORP COM 141665109 752 35540 SH Shared-Defined 35540 CARMAX INC COM 143130102 4 107 SH Shared-Defined 1,4 107 CARNIVAL CORP PAIRED CTF 143658300 38 1000 SH Shared-Defined 1,3,2 1000 CARNIVAL CORP PAIRED CTF 143658300 5 123 SH Shared-Defined 1,4 123 CARNIVAL CORP PAIRED CTF 143658300 12 313 SH Shared-Defined 1 313 CATERPILLAR INC DEL COM 149123101 854 8020 SH Shared-Defined 8020 CATERPILLAR INC DEL COM 149123101 24 228 SH Shared-Defined 1,4 228 CELGENE CORP COM 151020104 10 170 SH Shared-Defined 1,4 170 CENTURYLINK INC COM 156700106 581 14377 SH Shared-Defined 1,4 14377 CENTURYLINK INC COM 156700106 43 1058 SH Shared-Defined 1,4,5 1058 CEPHALON INC COM 156708109 2 29 SH Shared-Defined 1,4 29 CERNER CORP COM 156782104 3 48 SH Shared-Defined 1,4 48 CHESAPEAKE ENERGY CORP COM 165167107 7 244 SH Shared-Defined 1,4 244 CHEVRON CORP NEW COM 166764100 4,509 43849 SH Shared-Defined 1,4 43849 CHEVRON CORP NEW COM 166764100 343 3332 SH Shared-Defined 1,4,5 3332 CHEVRON CORP NEW COM 166764100 19 181 SH Shared-Defined 1 181 CHIPOTLE MEXICAN GRILL INC COM 169656105 3 11 SH Shared-Defined 1,4 11 CHUBB CORP COM 171232101 7 110 SH Shared-Defined 1,4 110 CIENA CORP COM NEW 171779309 93 5074 SH Shared-Defined 1 5074 CINCINNATI FINL CORP COM 172062101 1 49 SH Shared-Defined 1,4 49 CINTAS CORP COM 172908105 1 33 SH Shared-Defined 1,4 33 CITIGROUP INC COM NEW 172967424 104 2500 SH Shared-Defined 1,3,2 2500 CITIGROUP INC COM NEW 172967424 39 947 SH Shared-Defined 1,4 947 CITIGROUP INC COM NEW 172967424 463 11120 SH Shared-Defined 1 11120 CITRIX SYS INC COM 177376100 6 72 SH Shared-Defined 1,4 72 CLEAN HARBORS INC COM 184496107 1,167 11299 SH Shared-Defined 1,4 11299 CLEAN HARBORS INC COM 184496107 70 678 SH Shared-Defined 1,4,5 678 CLEAN ENERGY FUELS CORP COM 184499101 1,079 81993 SH Shared-Defined 1,4 81993 CLEAN ENERGY FUELS CORP COM 184499101 63 4777 SH Shared-Defined 1,4,5 4777 CLOROX CO DEL COM 189054109 3 48 SH Shared-Defined 1,4 48 COACH INC COM 189754104 1,115 17432 SH Shared-Defined 17432 COACH INC COM 189754104 7 107 SH Shared-Defined 1,4 107 COCA COLA CO COM 191216100 896 13320 SH Shared-Defined 13320
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- COCA COLA CO COM 191216100 5,710 84850 SH Shared-Defined 1,3,2 84850 COCA COLA CO COM 191216100 53 793 SH Shared-Defined 1,4 793 COCA COLA CO COM 191216100 743 11045 SH Shared-Defined 1 11045 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 972 13254 SH Shared-Defined 13254 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 6,047 82450 SH Shared-Defined 1,3,2 82450 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 8 110 SH Shared-Defined 1,4 110 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 389 5300 SH Shared-Defined 1 5300 COLGATE PALMOLIVE CO COM 194162103 15 168 SH Shared-Defined 1,4 168 COLGATE PALMOLIVE CO COM 194162103 955 10925 SH Shared-Defined 1 10925 COMERICA INC COM 200340107 2 65 SH Shared-Defined 1,4 65 COMPUTER SCIENCES CORP COM 205363104 2 52 SH Shared-Defined 1,4 52 COMPUWARE CORP COM 205638109 1 107 SH Shared-Defined 1,4 107 CONAGRA FOODS INC COM 205887102 4 143 SH Shared-Defined 1,4 143 CONSOLIDATED EDISON INC COM 209115104 5 99 SH Shared-Defined 1,4 99 CONSTELLATION ENERGY GROUP I COM 210371100 2 64 SH Shared-Defined 1,4 64 CORN PRODS INTL INC COM 219023108 947 17131 SH Shared-Defined 1,4 17131 CORNING INC COM 219350105 355 19590 SH Shared-Defined 1,4 19590 COVENTRY HEALTH CARE INC COM 222862104 1 39 SH Shared-Defined 1,4 39 CREE INC COM 225447101 1,085 32290 SH Shared-Defined 1,4 32290 CREE INC COM 225447101 3,072 91449 SH Shared-Defined 1,4,5 91449 CREE INC COM 225447101 14 430 SH Shared-Defined 1 430 CUMMINS INC COM 231021106 8 74 SH Shared-Defined 1,4 74 DTE ENERGY CO COM 233331107 552 11038 SH Shared-Defined 1,4 11038 DTE ENERGY CO COM 233331107 44 871 SH Shared-Defined 1,4,5 871 DANAHER CORP DEL COM 235851102 6,065 114458 SH Shared-Defined 1,4 114458 DANAHER CORP DEL COM 235851102 3,066 57863 SH Shared-Defined 1,4,5 57863 DARDEN RESTAURANTS INC COM 237194105 3 53 SH Shared-Defined 1,4 53 DEAN FOODS CO NEW COM 242370104 1 67 SH Shared-Defined 1,4 67 DEERE & CO COM 244199105 130 1575 SH Shared-Defined 1,3,2 1575 DEERE & CO COM 244199105 4,606 55876 SH Shared-Defined 1,4 55876 DEERE & CO COM 244199105 149 1804 SH Shared-Defined 1,4,5 1804 DENBURY RES INC COM NEW 247916208 3 137 SH Shared-Defined 1,4 137 DENTSPLY INTL INC NEW COM 249030107 2 45 SH Shared-Defined 1,4 45 DEVRY INC DEL COM 251893103 1 18 SH Shared-Defined 1,4 18 DIAMONDROCK HOSPITALITY CO COM 252784301 0 1 SH Shared-Defined 1,3,2 1 DISNEY WALT CO COM DISNEY 254687106 4,448 113935 SH Shared-Defined 1,3,2 113935 DISNEY WALT CO COM DISNEY 254687106 24 603 SH Shared-Defined 1,4 603 DISNEY WALT CO COM DISNEY 254687106 29 750 SH Shared-Defined 1 750 DISCOVER FINL SVCS COM 254709108 225 8394 SH Shared-Defined 1,4 8394 DISCOVER FINL SVCS COM 254709108 4 138 SH Shared-Defined 1 138 DONNELLEY R R & SONS CO COM 257867101 957 48826 SH Shared-Defined 1,4 48826 DONNELLEY R R & SONS CO COM 257867101 53 2705 SH Shared-Defined 1,4,5 2705 DOVER CORP COM 260003108 583 8606 SH Shared-Defined 1,4 8606 DOVER CORP COM 260003108 44 649 SH Shared-Defined 1,4,5 649 DOVER CORP COM 260003108 1,783 26299 SH Shared-Defined 1 26299 DOW CHEM CO COM 260543103 15 405 SH Shared-Defined 1,4 405 DU PONT E I DE NEMOURS & CO COM 263534109 881 16310 SH Shared-Defined 16310 DU PONT E I DE NEMOURS & CO COM 263534109 7,711 142712 SH Shared-Defined 1,4 142712 DU PONT E I DE NEMOURS & CO COM 263534109 334 6190 SH Shared-Defined 1,4,5 6190 DUKE REALTY CORP COM NEW 264411505 1,027 73360 SH Shared-Defined 1,4 73360 DUSA PHARMACEUTICALS INC COM 266898105 3 500 SH Shared-Defined 1 500 E M C CORP MASS COM 268648102 19 702 SH Shared-Defined 1,4 702 E M C CORP MASS COM 268648102 27 980 SH Shared-Defined 1 980 E TRADE FINANCIAL CORP COM NEW 269246401 1 61 SH Shared-Defined 1,4 61 EASTMAN CHEM CO COM 277432100 3 29 SH Shared-Defined 1,4 29 EATON CORP COM 278058102 1,197 23272 SH Shared-Defined 1,4 23272 EATON CORP COM 278058102 45 883 SH Shared-Defined 1,4,5 883 EBAY INC COM 278642103 13 406 SH Shared-Defined 1,4 406 ECOLAB INC COM 278865100 4 76 SH Shared-Defined 1,4 76 EDISON INTL COM 281020107 4 110 SH Shared-Defined 1,4 110 ELAN PLC ADR 284131208 2,989 262778 SH Shared-Defined 1,4 262778 ELECTRONIC ARTS INC COM 285512109 3 108 SH Shared-Defined 1,4 108 ELSTER GROUP SE SPONSORED ADR 290348101 12,150 742900 SH Shared-Defined 1,4 742900 ELSTER GROUP SE SPONSORED ADR 290348101 6,903 422067 SH Shared-Defined 1,4,5 422067 EMERSON ELEC CO COM 291011104 4,231 75224 SH Shared-Defined 1,4 75224 EMERSON ELEC CO COM 291011104 262 4664 SH Shared-Defined 1,4,5 4664 ENCANA CORP COM 292505104 49 1594 SH Shared-Defined 1 1594 EQUIFAX INC COM 294429105 2 46 SH Shared-Defined 1,4 46 EXPEDITORS INTL WASH INC COM 302130109 4 81 SH Shared-Defined 1,4 81 EXPRESS SCRIPTS INC COM 302182100 10 192 SH Shared-Defined 1,4 192 FLIR SYS INC COM 302445101 2 52 SH Shared-Defined 1,4 52 F M C CORP COM NEW 302491303 2 26 SH Shared-Defined 1,4 26 FAMILY DLR STORES INC COM 307000109 2 39 SH Shared-Defined 1,4 39 FASTENAL CO COM 311900104 230 6376 SH Shared-Defined 1,4 6376 FEDERATED INVS INC PA CL B 314211103 1 30 SH Shared-Defined 1,4 30 F5 NETWORKS INC COM 315616102 3 29 SH Shared-Defined 1,4 29 FIFTH THIRD BANCORP COM 316773100 4 353 SH Shared-Defined 1,4 353 FIRST SOLAR INC COM 336433107 4,551 34397 SH Shared-Defined 1,4 34397 FIRST SOLAR INC COM 336433107 6,938 52443 SH Shared-Defined 1,4,5 52443 FISERV INC COM 337738108 3 53 SH Shared-Defined 1,4 53 FIRSTENERGY CORP COM 337932107 6 144 SH Shared-Defined 1,4 144 FLUOR CORP NEW COM 343412102 4 60 SH Shared-Defined 1,4 60 FORD MTR CO DEL COM PAR $0.01 345370860 19 1345 SH Shared-Defined 1,4 1345 FORD MTR CO DEL COM PAR $0.01 345370860 40 2896 SH Shared-Defined 1 2896 FOREST LABS INC COM 345838106 4 103 SH Shared-Defined 1,4 103 FORTUNE BRANDS INC COM 349631101 3 54 SH Shared-Defined 1,4 54 FRANKLIN RES INC COM 354613101 7 53 SH Shared-Defined 1,4 53 FUEL TECH INC COM 359523107 1,092 164519 SH Shared-Defined 1,4 164519
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- FUEL TECH INC COM 359523107 69 10385 SH Shared-Defined 1,4,5 10385 GANNETT INC COM 364730101 1 65 SH Shared-Defined 1,4 65 GAP INC DEL COM 364760108 3 148 SH Shared-Defined 1,4 148 GENERAL DYNAMICS CORP COM 369550108 10 131 SH Shared-Defined 1,4 131 GENERAL ELECTRIC CO COM 369604103 973 51590 SH Shared-Defined 51590 GENERAL ELECTRIC CO COM 369604103 4,651 246621 SH Shared-Defined 1,3,2 246621 GENERAL ELECTRIC CO COM 369604103 4,394 232966 SH Shared-Defined 1,4 232966 GENERAL ELECTRIC CO COM 369604103 243 12869 SH Shared-Defined 1,4,5 12869 GENERAL ELECTRIC CO COM 369604103 120 6375 SH Shared-Defined 1 6375 GENERAL MLS INC COM 370334104 324 8702 SH Shared-Defined 1,4 8702 GENUINE PARTS CO COM 372460105 1,181 21722 SH Shared-Defined 1,4 21722 GENUINE PARTS CO COM 372460105 43 795 SH Shared-Defined 1,4,5 795 GILEAD SCIENCES INC COM 375558103 11 277 SH Shared-Defined 1,4 277 GOODRICH CORP COM 382388106 5 53 SH Shared-Defined 1,4 53 GOODYEAR TIRE & RUBR CO COM 382550101 1 77 SH Shared-Defined 1,4 77 GRAINGER W W INC COM 384802104 1,415 9210 SH Shared-Defined 1,4 9210 GRAINGER W W INC COM 384802104 53 342 SH Shared-Defined 1,4,5 342 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 90 2700 SH Shared-Defined 1 2700 HALLIBURTON CO COM 406216101 115 2250 SH Shared-Defined 1,3,2 2250 HALLIBURTON CO COM 406216101 16 319 SH Shared-Defined 1,4 319 HALLIBURTON CO COM 406216101 138 2700 SH Shared-Defined 1 2700 HARLEY DAVIDSON INC COM 412822108 3 84 SH Shared-Defined 1,4 84 HARMAN INTL INDS INC COM 413086109 1 32 SH Shared-Defined 1,4 32 HARRIS CORP DEL COM 413875105 512 11353 SH Shared-Defined 1,4 11353 HARRIS CORP DEL COM 413875105 39 859 SH Shared-Defined 1,4,5 859 HARTFORD FINL SVCS GROUP INC COM 416515104 50 1887 SH Shared-Defined 1,3,2 1887 HARTFORD FINL SVCS GROUP INC COM 416515104 5 171 SH Shared-Defined 1,4 171 HARTFORD FINL SVCS GROUP INC COM 416515104 179 6800 SH Shared-Defined 1 6800 HASBRO INC COM 418056107 3 58 SH Shared-Defined 1,4 58 HECKMANN CORP COM 422680108 1,945 322313 SH Shared-Defined 1,4 322313 HECKMANN CORP COM 422680108 566 93843 SH Shared-Defined 1,4,5 93843 HEINZ H J CO COM 423074103 11 200 SH Shared-Defined 1,3,2 200 HEINZ H J CO COM 423074103 6 117 SH Shared-Defined 1,4 117 HELMERICH & PAYNE INC COM 423452101 3 39 SH Shared-Defined 1,4 39 HERSHEY CO COM 427866108 91 1600 SH Shared-Defined 1,4 1600 HEWLETT PACKARD CO COM 428236103 18 500 SH Shared-Defined 1,3,2 500 HEWLETT PACKARD CO COM 428236103 1,049 29504 SH Shared-Defined 1,4 29504 HOME DEPOT INC COM 437076102 1,309 36174 SH Shared-Defined 1,4 36174 HOME DEPOT INC COM 437076102 62 1725 SH Shared-Defined 1,4,5 1725 HONEYWELL INTL INC COM 438516106 16 274 SH Shared-Defined 1,4 274 HORMEL FOODS CORP COM 440452100 2 62 SH Shared-Defined 1,4 62 HOSPIRA INC COM 441060100 4 71 SH Shared-Defined 1,4 71 HUDSON CITY BANCORP COM 443683107 1 150 SH Shared-Defined 1,4 150 HUMANA INC COM 444859102 192 2384 SH Shared-Defined 1,4 2384 HUNTINGTON BANCSHARES INC COM 446150104 2 303 SH Shared-Defined 1,4 303 HUNTINGTON INGALLS INDS INC COM 446413106 77 2220 SH Shared-Defined 2220 HUNTINGTON INGALLS INDS INC COM 446413106 3 100 SH Shared-Defined 1 100 ITT CORP NEW COM 450911102 1,023 17355 SH Shared-Defined 1,3,2 17355 ITT CORP NEW COM 450911102 4 72 SH Shared-Defined 1,4 72 ITT CORP NEW COM 450911102 77 1300 SH Shared-Defined 1 1300 ILLINOIS TOOL WKS INC COM 452308109 588 10411 SH Shared-Defined 1,4 10411 ILLINOIS TOOL WKS INC COM 452308109 45 793 SH Shared-Defined 1,4,5 793 INSITUFORM TECHNOLOGIES INC CL A 457667103 4,674 222979 SH Shared-Defined 1,4 222979 INSITUFORM TECHNOLOGIES INC CL A 457667103 2,363 112730 SH Shared-Defined 1,4,5 112730 INTEL CORP COM 458140100 863 38940 SH Shared-Defined 38940 INTEL CORP COM 458140100 3,847 173615 SH Shared-Defined 1,3,2 173615 INTEL CORP COM 458140100 1,056 47650 SH Shared-Defined 1,4 47650 INTEL CORP COM 458140100 47 2113 SH Shared-Defined 1,4,5 2113 INTEL CORP COM 458140100 132 5950 SH Shared-Defined 1 5950 INTERNATIONAL BUSINESS MACHS COM 459200101 1,357 7911 SH Shared-Defined 1,3,2 7911 INTERNATIONAL BUSINESS MACHS COM 459200101 2,338 13627 SH Shared-Defined 1,4 13627 INTERNATIONAL BUSINESS MACHS COM 459200101 137 797 SH Shared-Defined 1,4,5 797 INTERNATIONAL BUSINESS MACHS COM 459200101 397 2316 SH Shared-Defined 1 2316 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2 29 SH Shared-Defined 1,4 29 INTERNATIONAL GAME TECHNOLOG COM 459902102 2 121 SH Shared-Defined 1,4 121 INTL PAPER CO COM 460146103 241 8076 SH Shared-Defined 1,4 8076 INTERPUBLIC GROUP COS INC COM 460690100 2 169 SH Shared-Defined 1,4 169 INTUIT COM 461202103 5 96 SH Shared-Defined 1,4 96 IROBOT CORP COM 462726100 64 1800 SH Shared-Defined 1 1800 IRON MTN INC COM 462846106 3 86 SH Shared-Defined 1,4 86 ISHARES GOLD TRUST ISHARES 464285105 198 13500 SH Shared-Defined 1 13500 ISHARES INC MSCI AUSTRALIA 464286103 178 7000 SH Shared-Defined 1,3,2 7000 ISHARES INC MSCI AUSTRALIA 464286103 18,528 726720 SH Shared-Defined 1,4 726720 ISHARES INC MSCI BRAZIL 464286400 108 1470 SH Shared-Defined 1 1470 ISHARES INC MSCI CHILE INVES 464286640 1,150 15373 SH Shared-Defined 1,4 15373 ISHARES INC MSCI CHILE INVES 464286640 374 4997 SH Shared-Defined 1,4,5 4997 ISHARES INC MSCI GERMAN 464286806 40 1475 SH Shared-Defined 1 1475 ISHARES INC MSCI JAPAN 464286848 558 54039 SH Shared-Defined 1,4 54039 ISHARES TR S&P 500 INDEX 464287200 504 3845 SH Shared-Defined 1,3,2 3845 ISHARES TR MSCI EMERG MKT 464287234 14,590 309059 SH Shared-Defined 1,4 309059 ISHARES TR BARCLYS 1-3 YR 464287457 49 585 SH Shared-Defined 1 585 ISHARES TR S&P MIDCAP 400 464287507 21 215 SH Shared-Defined 1,3,2 215 ISHARES TR DJ US TECH SEC 464287721 25 380 SH Shared-Defined 1,3,2 380 ISHARES TR DJ US TECH SEC 464287721 20 310 SH Shared-Defined 1 310 ISHARES TR DJ OIL&GAS EXP 464288851 105 1530 SH Shared-Defined 1,3,2 1530 ITRON INC COM 465741106 14,367 298165 SH Shared-Defined 1,4 298165 ITRON INC COM 465741106 10,009 207713 SH Shared-Defined 1,4,5 207713 JABIL CIRCUIT INC COM 466313103 1 61 SH Shared-Defined 1,4 61
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- JACOBS ENGR GROUP INC DEL COM 469814107 2 57 SH Shared-Defined 1,4 57 JOHNSON & JOHNSON COM 478160104 5,660 85080 SH Shared-Defined 1,3,2 85080 JOHNSON & JOHNSON COM 478160104 64 959 SH Shared-Defined 1,4 959 JOHNSON & JOHNSON COM 478160104 630 9470 SH Shared-Defined 1 9470 JOHNSON CTLS INC COM 478366107 2,593 62285 SH Shared-Defined 1,4 62285 JOHNSON CTLS INC COM 478366107 139 3343 SH Shared-Defined 1,4,5 3343 JOY GLOBAL INC COM 481165108 3 34 SH Shared-Defined 1,4 34 KLA-TENCOR CORP COM 482480100 264 6525 SH Shared-Defined 1,4 6525 KELLOGG CO COM 487836108 1,528 27641 SH Shared-Defined 1,4 27641 KEYCORP NEW COM 493267108 3 371 SH Shared-Defined 1,4 371 KIMBERLY CLARK CORP COM 494368103 2,217 33325 SH Shared-Defined 1,4 33325 KIMBERLY CLARK CORP COM 494368103 168 2528 SH Shared-Defined 1,4,5 2528 KOHLS CORP COM 500255104 5 92 SH Shared-Defined 1,4 92 KROGER CO COM 501044101 5 217 SH Shared-Defined 1,4 217 LKQ CORP COM 501889208 1,251 47929 SH Shared-Defined 1,4 47929 LKQ CORP COM 501889208 71 2723 SH Shared-Defined 1,4,5 2723 LSI CORPORATION COM 502161102 2 268 SH Shared-Defined 1,4 268 L-3 COMMUNICATIONS HLDGS INC COM 502424104 4 45 SH Shared-Defined 1,4 45 LAUDER ESTEE COS INC CL A 518439104 5 45 SH Shared-Defined 1,4 45 LAYNE CHRISTENSEN CO COM 521050104 2,803 92365 SH Shared-Defined 1,4 92365 LAYNE CHRISTENSEN CO COM 521050104 1,419 46752 SH Shared-Defined 1,4,5 46752 LEGGETT & PLATT INC COM 524660107 2,529 103762 SH Shared-Defined 1,4 103762 LEGGETT & PLATT INC COM 524660107 146 5979 SH Shared-Defined 1,4,5 5979 LEGG MASON INC COM 524901105 2 57 SH Shared-Defined 1,4 57 LENNAR CORP CL A 526057104 1 57 SH Shared-Defined 1,4 57 LEUCADIA NATL CORP COM 527288104 2 45 SH Shared-Defined 1,4 45 LEXMARK INTL NEW CL A 529771107 1 34 SH Shared-Defined 1,4 34 LILLY ELI & CO COM 532457108 26 700 SH Shared-Defined 1,3,2 700 LILLY ELI & CO COM 532457108 5,496 147373 SH Shared-Defined 1,4 147373 LILLY ELI & CO COM 532457108 371 9941 SH Shared-Defined 1,4,5 9941 LIMITED BRANDS INC COM 532716107 4 104 SH Shared-Defined 1,4 104 LINCOLN NATL CORP IND COM 534187109 3 107 SH Shared-Defined 1,4 107 LINEAR TECHNOLOGY CORP COM 535678106 2 72 SH Shared-Defined 1,4 72 LOCKHEED MARTIN CORP COM 539830109 10 125 SH Shared-Defined 1,4 125 LOEWS CORP COM 540424108 5 126 SH Shared-Defined 1,4 126 LORILLARD INC COM 544147101 5,986 54972 SH Shared-Defined 1,4 54972 LORILLARD INC COM 544147101 458 4208 SH Shared-Defined 1,4,5 4208 LOWES COS INC COM 548661107 11 463 SH Shared-Defined 1,4 463 LUBRIZOL CORP COM 549271104 387 2878 SH Shared-Defined 1,4 2878 MEMC ELECTR MATLS INC COM 552715104 6,272 735713 SH Shared-Defined 1,4 735713 MEMC ELECTR MATLS INC COM 552715104 8,527 1000184 SH Shared-Defined 1,4,5 1000184 MACERICH CO COM 554382101 0 1 SH Shared-Defined 1,3,2 1 MARATHON OIL CORP COM 565849106 1,308 24846 SH Shared-Defined 24846 MARATHON OIL CORP COM 565849106 1,986 37728 SH Shared-Defined 1,4 37728 MARSH & MCLENNAN COS INC COM 571748102 6 207 SH Shared-Defined 1,4 207 MARSH & MCLENNAN COS INC COM 571748102 962 30846 SH Shared-Defined 1 30846 MARSHALL & ILSLEY CORP NEW COM 571837103 1 174 SH Shared-Defined 1,4 174 MARRIOTT INTL INC NEW CL A 571903202 25 700 SH Shared-Defined 1,4 700 MASCO CORP COM 574599106 2 126 SH Shared-Defined 1,4 126 MATTEL INC COM 577081102 585 21271 SH Shared-Defined 1,4 21271 MATTEL INC COM 577081102 47 1710 SH Shared-Defined 1,4,5 1710 MCCORMICK & CO INC COM NON VTG 579780206 2 43 SH Shared-Defined 1,4 43 MCDONALDS CORP COM 580135101 610 7232 SH Shared-Defined 1,4 7232 MCDONALDS CORP COM 580135101 45 532 SH Shared-Defined 1,4,5 532 MCDONALDS CORP COM 580135101 97 1150 SH Shared-Defined 1 1150 MCGRAW HILL COS INC COM 580645109 606 14448 SH Shared-Defined 1,4 14448 MCGRAW HILL COS INC COM 580645109 47 1119 SH Shared-Defined 1,4,5 1119 MEAD JOHNSON NUTRITION CO COM 582839106 5 80 SH Shared-Defined 1,4 80 MEAD JOHNSON NUTRITION CO COM 582839106 127 1887 SH Shared-Defined 1 1887 MEADWESTVACO CORP COM 583334107 4,429 133117 SH Shared-Defined 1,4 133117 MEADWESTVACO CORP COM 583334107 320 9627 SH Shared-Defined 1,4,5 9627 MEDTRONIC INC COM 585055106 922 24206 SH Shared-Defined 24206 MEDTRONIC INC COM 585055106 19 500 SH Shared-Defined 1,3,2 500 MEDTRONIC INC COM 585055106 832 21844 SH Shared-Defined 1,4 21844 MEDTRONIC INC COM 585055106 62 1626 SH Shared-Defined 1,4,5 1626 MET PRO CORP COM 590876306 437 38382 SH Shared-Defined 1,4 38382 MET PRO CORP COM 590876306 188 16503 SH Shared-Defined 1,4,5 16503 METROPCS COMMUNICATIONS INC COM 591708102 1 84 SH Shared-Defined 1,4 84 MICROSOFT CORP COM 594918104 830 31910 SH Shared-Defined 31910 MICROSOFT CORP COM 594918104 1,162 44705 SH Shared-Defined 1,3,2 44705 MICROSOFT CORP COM 594918104 2,459 94562 SH Shared-Defined 1,4 94562 MICROSOFT CORP COM 594918104 147 5660 SH Shared-Defined 1,4,5 5660 MICROSOFT CORP COM 594918104 439 16895 SH Shared-Defined 1 16895 MICROCHIP TECHNOLOGY INC COM 595017104 1,131 29830 SH Shared-Defined 1,4 29830 MICROCHIP TECHNOLOGY INC COM 595017104 55 1464 SH Shared-Defined 1,4,5 1464 MICRON TECHNOLOGY INC COM 595112103 3 407 SH Shared-Defined 1,4 407 MOLEX INC COM 608554101 1 30 SH Shared-Defined 1,4 30 MONSTER WORLDWIDE INC COM 611742107 1 48 SH Shared-Defined 1,4 48 MOODYS CORP COM 615369105 3 79 SH Shared-Defined 1,4 79 MORGAN STANLEY COM NEW 617446448 11 475 SH Shared-Defined 1,4 475 MORGAN STANLEY COM NEW 617446448 6 276 SH Shared-Defined 1 276 MOTOROLA SOLUTIONS INC COM NEW 620076307 5 118 SH Shared-Defined 1,4 118 MOTOROLA MOBILITY HLDGS INC COM 620097105 2 104 SH Shared-Defined 1,4 104 MURPHY OIL CORP COM 626717102 4 68 SH Shared-Defined 1,4 68 MYLAN INC COM 628530107 4 145 SH Shared-Defined 1,4 145 NRG ENERGY INC COM NEW 629377508 3 104 SH Shared-Defined 1,4 104 NYSE EURONEXT COM 629491101 2,192 64001 SH Shared-Defined 1,4 64001 NYSE EURONEXT COM 629491101 113 3294 SH Shared-Defined 1,4,5 3294
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- NASDAQ OMX GROUP INC COM 631103108 1 45 SH Shared-Defined 1,4 45 NATIONAL OILWELL VARCO INC COM 637071101 11 140 SH Shared-Defined 1,4 140 NATIONAL SEMICONDUCTOR CORP COM 637640103 2 69 SH Shared-Defined 1,4 69 NEW YORK CMNTY BANCORP INC COM 649445103 2,683 178849 SH Shared-Defined 1,4 178849 NEW YORK CMNTY BANCORP INC COM 649445103 158 10521 SH Shared-Defined 1,4,5 10521 NEWELL RUBBERMAID INC COM 651229106 2 137 SH Shared-Defined 1,4 137 NEWFIELD EXPL CO COM 651290108 3 47 SH Shared-Defined 1,4 47 NEWMONT MINING CORP COM 651639106 9 159 SH Shared-Defined 1,4 159 NICOR INC COM 654086107 1 27 SH Shared-Defined 1,4 27 NIKE INC CL B 654106103 13 140 SH Shared-Defined 1,4 140 NOBLE ENERGY INC COM 655044105 6 63 SH Shared-Defined 1,4 63 NORDSTROM INC COM 655664100 3 56 SH Shared-Defined 1,4 56 NORFOLK SOUTHERN CORP COM 655844108 1,109 14801 SH Shared-Defined 1,4 14801 NORFOLK SOUTHERN CORP COM 655844108 46 616 SH Shared-Defined 1,4,5 616 NORTH AMERN PALLADIUM LTD COM 656912102 0 6.64 SH Shared-Defined 1 6.64 NORTHEAST UTILS COM 664397106 2 59 SH Shared-Defined 1,4 59 NORTHERN TR CORP COM 665859104 4 80 SH Shared-Defined 1,4 80 NORTHROP GRUMMAN CORP COM 666807102 924 13323 SH Shared-Defined 13323 NORTHROP GRUMMAN CORP COM 666807102 7 100 SH Shared-Defined 1,4 100 NORTHROP GRUMMAN CORP COM 666807102 42 600 SH Shared-Defined 1 600 NORTHWEST PIPE CO COM 667746101 3,061 117540 SH Shared-Defined 1,4 117540 NORTHWEST PIPE CO COM 667746101 1,677 64399 SH Shared-Defined 1,4,5 64399 NOVELLUS SYS INC COM 670008101 1 34 SH Shared-Defined 1,4 34 NUCOR CORP COM 670346105 5 124 SH Shared-Defined 1,4 124 OCCIDENTAL PETE CORP DEL COM 674599105 28 265 SH Shared-Defined 1,4 265 OLD REP INTL CORP COM 680223104 917 77967 SH Shared-Defined 1,4 77967 OMNICOM GROUP INC COM 681919106 1,021 21195 SH Shared-Defined 1,3,2 21195 OMNICOM GROUP INC COM 681919106 5 99 SH Shared-Defined 1,4 99 OMNICOM GROUP INC COM 681919106 105 2180 SH Shared-Defined 1 2180 ONEOK INC NEW COM 682680103 3 37 SH Shared-Defined 1,4 37 ORMAT TECHNOLOGIES INC COM 686688102 2,430 110353 SH Shared-Defined 1,4 110353 ORMAT TECHNOLOGIES INC COM 686688102 3,205 145529 SH Shared-Defined 1,4,5 145529 OWENS ILL INC COM NEW 690768403 1 55 SH Shared-Defined 1,4 55 PNC FINL SVCS GROUP INC COM 693475105 11 190 SH Shared-Defined 1,4 190 PPG INDS INC COM 693506107 3,268 36002 SH Shared-Defined 1,4 36002 PPG INDS INC COM 693506107 181 1992 SH Shared-Defined 1,4,5 1992 PACCAR INC COM 693718108 6 117 SH Shared-Defined 1,4 117 PALL CORP COM 696429307 9,697 172500 SH Shared-Defined 1,4 172500 PALL CORP COM 696429307 4,578 81429 SH Shared-Defined 1,4,5 81429 PARKER HANNIFIN CORP COM 701094104 5 57 SH Shared-Defined 1,4 57 PATTERSON COMPANIES INC COM 703395103 1 38 SH Shared-Defined 1,4 38 PAYCHEX INC COM 704326107 680 22152 SH Shared-Defined 1,4 22152 PAYCHEX INC COM 704326107 50 1631 SH Shared-Defined 1,4,5 1631 PEABODY ENERGY CORP COM 704549104 6 101 SH Shared-Defined 1,4 101 PENNEY J C INC COM 708160106 1,240 35916 SH Shared-Defined 1,4 35916 PENNEY J C INC COM 708160106 76 2194 SH Shared-Defined 1,4,5 2194 PENTAIR INC COM 709631105 13,205 327065 SH Shared-Defined 1,4 327065 PENTAIR INC COM 709631105 5,685 140814 SH Shared-Defined 1,4,5 140814 PEOPLES UNITED FINANCIAL INC COM 712704105 266 19805 SH Shared-Defined 1,4 19805 PEPCO HOLDINGS INC COM 713291102 95 4836 SH Shared-Defined 1,4 4836 PEPSICO INC COM 713448108 194 2751 SH Shared-Defined 1,4 2751 PERKINELMER INC COM 714046109 1 54 SH Shared-Defined 1,4 54 PFIZER INC COM 717081103 722 35064 SH Shared-Defined 1,3,2 35064 PFIZER INC COM 717081103 2,149 104328 SH Shared-Defined 1,4 104328 PFIZER INC COM 717081103 158 7658 SH Shared-Defined 1,4,5 7658 PFIZER INC COM 717081103 35 1708 SH Shared-Defined 1 1708 PHARMACEUTICAL PROD DEV INC COM 717124101 1,199 44663 SH Shared-Defined 1,4 44663 PHARMACEUTICAL PROD DEV INC COM 717124101 68 2526 SH Shared-Defined 1,4,5 2526 PHILIP MORRIS INTL INC COM 718172109 938 14050 SH Shared-Defined 14050 PHILIP MORRIS INTL INC COM 718172109 10,738 160814 SH Shared-Defined 1,3,2 160814 PHILIP MORRIS INTL INC COM 718172109 40 606 SH Shared-Defined 1,4 606 PHILIP MORRIS INTL INC COM 718172109 579 8675 SH Shared-Defined 1 8675 PINNACLE WEST CAP CORP COM 723484101 591 13268 SH Shared-Defined 1,4 13268 PINNACLE WEST CAP CORP COM 723484101 44 996 SH Shared-Defined 1,4,5 996 PIONEER NAT RES CO COM 723787107 4 41 SH Shared-Defined 1,4 41 PITNEY BOWES INC COM 724479100 1,795 78124 SH Shared-Defined 1,4 78124 PITNEY BOWES INC COM 724479100 137 5961 SH Shared-Defined 1,4,5 5961 PLUM CREEK TIMBER CO INC COM 729251108 2 60 SH Shared-Defined 1,4 60 POLO RALPH LAUREN CORP CL A 731572103 3 26 SH Shared-Defined 1,4 26 PRECISION CASTPARTS CORP COM 740189105 8 48 SH Shared-Defined 1,4 48 PRICELINE COM INC COM NEW 741503403 9 18 SH Shared-Defined 1,4 18 PROCTER & GAMBLE CO COM 742718109 5,828 91677 SH Shared-Defined 1,3,2 91677 PROCTER & GAMBLE CO COM 742718109 2,130 33508 SH Shared-Defined 1,4 33508 PROCTER & GAMBLE CO COM 742718109 158 2490 SH Shared-Defined 1,4,5 2490 PROCTER & GAMBLE CO COM 742718109 415 6525 SH Shared-Defined 1 6525 PROGRESS ENERGY INC COM 743263105 1,068 22238 SH Shared-Defined 1,4 22238 PROGRESS ENERGY INC COM 743263105 83 1733 SH Shared-Defined 1,4,5 1733 PROGRESSIVE CORP OHIO COM 743315103 5 246 SH Shared-Defined 1,4 246 PRUDENTIAL FINL INC COM 744320102 11 177 SH Shared-Defined 1,4 177 PUBLIC SVC ENTERPRISE GROUP COM 744573106 6 180 SH Shared-Defined 1,4 180 PULTE GROUP INC COM 745867101 1 109 SH Shared-Defined 1,4 109 QUALCOMM INC COM 747525103 1,424 25078 SH Shared-Defined 1,4 25078 QUALCOMM INC COM 747525103 43 754 SH Shared-Defined 1,4,5 754 RADIOSHACK CORP COM 750438103 1 41 SH Shared-Defined 1,4 41 RALCORP HLDGS INC NEW COM 751028101 0 3 SH Shared-Defined 1,3,2 3 RAYONIER INC COM 754907103 1,553 23761 SH Shared-Defined 1,4 23761 RAYONIER INC COM 754907103 118 1805 SH Shared-Defined 1,4,5 1805 RAYTHEON CO COM NEW 755111507 6 130 SH Shared-Defined 1,4 130
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- RED HAT INC COM 756577102 3 73 SH Shared-Defined 1,4 73 RENTECH INC COM 760112102 491 461011 SH Shared-Defined 1,4 461011 RENTECH INC COM 760112102 29 27540 SH Shared-Defined 1,4,5 27540 REPUBLIC SVCS INC COM 760759100 1,057 34294 SH Shared-Defined 1,4 34294 REPUBLIC SVCS INC COM 760759100 52 1686 SH Shared-Defined 1,4,5 1686 RESEARCH IN MOTION LTD COM 760975102 3 100 SH Shared-Defined 1,3,2 100 REYNOLDS AMERICAN INC COM 761713106 3,426 92536 SH Shared-Defined 1,4 92536 REYNOLDS AMERICAN INC COM 761713106 262 7078 SH Shared-Defined 1,4,5 7078 ROBERT HALF INTL INC COM 770323103 1 52 SH Shared-Defined 1,4 52 ROCKWELL AUTOMATION INC COM 773903109 4 48 SH Shared-Defined 1,4 48 ROCKWELL COLLINS INC COM 774341101 579 9386 SH Shared-Defined 1,4 9386 ROCKWELL COLLINS INC COM 774341101 45 723 SH Shared-Defined 1,4,5 723 ROGERS COMMUNICATIONS INC CL B 775109200 595 15593 SH Shared-Defined 1,4 15593 ROGERS COMMUNICATIONS INC CL B 775109200 42 1092 SH Shared-Defined 1,4,5 1092 ROPER INDS INC NEW COM 776696106 3 39 SH Shared-Defined 1,4 39 ROPER INDS INC NEW COM 776696106 821 9850 SH Shared-Defined 1 9850 ROSS STORES INC COM 778296103 4 46 SH Shared-Defined 1,4 46 ROWAN COS INC COM 779382100 2 59 SH Shared-Defined 1,4 59 ROYAL BK CDA MONTREAL QUE COM 780087102 1,306 22959 SH Shared-Defined 1,4 22959 ROYAL BK CDA MONTREAL QUE COM 780087102 119 2098 SH Shared-Defined 1,4,5 2098 ROYAL BK CDA MONTREAL QUE COM 780087102 370 6504 SH Shared-Defined 1 6504 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 46 666 SH Shared-Defined 1,3,2 666 RYDER SYS INC COM 783549108 1 18 SH Shared-Defined 1,4 18 SPX CORP COM 784635104 144 1742 SH Shared-Defined 1,4 1742 SAFEWAY INC COM NEW 786514208 201 8617 SH Shared-Defined 1,4 8617 SAFEWAY INC COM NEW 786514208 6 250 SH Shared-Defined 1 250 ST JUDE MED INC COM 790849103 6 126 SH Shared-Defined 1,4 126 SARA LEE CORP COM 803111103 203 10687 SH Shared-Defined 1,4 10687 SATCON TECHNOLOGY CORP COM 803893106 2,782 1161623 SH Shared-Defined 1,4 1161623 SATCON TECHNOLOGY CORP COM 803893106 3,700 1544881 SH Shared-Defined 1,4,5 1544881 SCHLUMBERGER LTD COM 806857108 9,150 105904 SH Shared-Defined 1,3,2 105904 SCHLUMBERGER LTD COM 806857108 40 461 SH Shared-Defined 1,4 461 SCHLUMBERGER LTD COM 806857108 338 3910 SH Shared-Defined 1 3910 SCHWAB CHARLES CORP NEW COM 808513105 6 352 SH Shared-Defined 1,4 352 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 2 38 SH Shared-Defined 1,4 38 SEARS HLDGS CORP COM 812350106 1 12 SH Shared-Defined 1,4 12 SEARS HLDGS CORP COM 812350106 428 5992 SH Shared-Defined 1 5992 SEMPRA ENERGY COM 816851109 4 73 SH Shared-Defined 1,4 73 SERVICE CORP INTL COM 817565104 57 4864 SH Shared-Defined 1 4864 SHERWIN WILLIAMS CO COM 824348106 3 31 SH Shared-Defined 1,4 31 SIGMA ALDRICH CORP COM 826552101 3 40 SH Shared-Defined 1,4 40 SIMON PPTY GROUP INC NEW COM 828806109 0 3 SH Shared-Defined 1,3,2 3 SIMON PPTY GROUP INC NEW COM 828806109 11 98 SH Shared-Defined 1,4 98 SMITH & WESSON HLDG CORP COM 831756101 1 420 SH Shared-Defined 1 420 SMITH A O COM 831865209 12,690 300188 SH Shared-Defined 1,4 300188 SMITH A O COM 831865209 5,142 121637 SH Shared-Defined 1,4,5 121637 SMITHFIELD FOODS INC COM 832248108 1,335 60996 SH Shared-Defined 1,4 60996 SMUCKER J M CO COM NEW 832696405 4 51 SH Shared-Defined 1,4 51 SNAP ON INC COM 833034101 1 19 SH Shared-Defined 1,4 19 SOTHEBYS COM 835898107 22 500 SH Shared-Defined 1 500 SOUTHERN CO COM 842587107 12 305 SH Shared-Defined 1,4 305 SOUTHWEST AIRLS CO COM 844741108 4 312 SH Shared-Defined 1,4 312 SOUTHWESTERN ENERGY CO COM 845467109 6 130 SH Shared-Defined 1,4 130 SPECTRA ENERGY CORP COM 847560109 4,144 151231 SH Shared-Defined 1,4 151231 SPECTRA ENERGY CORP COM 847560109 211 7702 SH Shared-Defined 1,4,5 7702 SPRINT NEXTEL CORP COM SER 1 852061100 5 956 SH Shared-Defined 1,4 956 STANLEY BLACK & DECKER INC COM 854502101 4 55 SH Shared-Defined 1,4 55 STAPLES INC COM 855030102 4 283 SH Shared-Defined 1,4 283 STARBUCKS CORP COM 855244109 1,051 26619 SH Shared-Defined 26619 STARBUCKS CORP COM 855244109 9,051 229185 SH Shared-Defined 1,3,2 229185 STARBUCKS CORP COM 855244109 10 254 SH Shared-Defined 1,4 254 STARBUCKS CORP COM 855244109 319 8090 SH Shared-Defined 1 8090 STATE STR CORP COM 857477103 8 185 SH Shared-Defined 1,4 185 STERICYCLE INC COM 858912108 3 29 SH Shared-Defined 1,4 29 STRYKER CORP COM 863667101 6 105 SH Shared-Defined 1,4 105 SUN LIFE FINL INC COM 866796105 4,196 144655 SH Shared-Defined 1,4 144655 SUN LIFE FINL INC COM 866796105 206 7112 SH Shared-Defined 1,4,5 7112 SUNCOR ENERGY INC NEW COM 867224107 5,692 145585 SH Shared-Defined 1,3,2 145585 SUNCOR ENERGY INC NEW COM 867224107 65 1670 SH Shared-Defined 1 1670 SUNPOWER CORP COM CL A 867652109 159 8235 SH Shared-Defined 1,4 8235 SUNPOWER CORP COM CL A 867652109 341 17669 SH Shared-Defined 1,4,5 17669 SUNTRUST BKS INC COM 867914103 5 196 SH Shared-Defined 1,4 196 SUPERVALU INC COM 868536103 1 75 SH Shared-Defined 1,4 75 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 497 53978 SH Shared-Defined 1,4 53978 SYMANTEC CORP COM 871503108 6 283 SH Shared-Defined 1,4 283 SYSCO CORP COM 871829107 1,329 42607 SH Shared-Defined 1,4 42607 SYSCO CORP COM 871829107 105 3361 SH Shared-Defined 1,4,5 3361 TECO ENERGY INC COM 872375100 1 51 SH Shared-Defined 1,4 51 TJX COS INC NEW COM 872540109 340 6470 SH Shared-Defined 1,4 6470 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 22 1720 SH Shared-Defined 1,4 1720 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 16 1000 SH Shared-Defined 1,4 1000 TELEFONICA S A SPONSORED ADR 879382208 24 999 SH Shared-Defined 1 999 TELLABS INC COM 879664100 1 205 SH Shared-Defined 1,4 205 TERADYNE INC COM 880770102 1 76 SH Shared-Defined 1,4 76 TESORO CORP COM 881609101 2 82 SH Shared-Defined 1,4 82 TEXAS INSTRS INC COM 882508104 13 399 SH Shared-Defined 1,4 399 TEXTRON INC COM 883203101 2 94 SH Shared-Defined 1,4 94 THERMO FISHER SCIENTIFIC INC COM 883556102 10 148 SH Shared-Defined 1,4 148
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- --------- --- ---- -------------- ------- ----------- ------ ----- THOMSON REUTERS CORP COM 884903105 148 3950 SH Shared-Defined 1 3950 TIFFANY & CO NEW COM 886547108 4 45 SH Shared-Defined 1,4 45 TIME WARNER INC COM NEW 887317303 14 393 SH Shared-Defined 1,4 393 TITANIUM METALS CORP COM NEW 888339207 1 52 SH Shared-Defined 1,4 52 TORCHMARK CORP COM 891027104 2 25 SH Shared-Defined 1,4 25 TOREADOR RES CORP COM 891050106 0 30 SH Shared-Defined 1 30 TORONTO DOMINION BK ONT COM NEW 891160509 1,014 12015 SH Shared-Defined 1,4 12015 TORONTO DOMINION BK ONT COM NEW 891160509 61 719 SH Shared-Defined 1,4,5 719 TORONTO DOMINION BK ONT COM NEW 891160509 526 6235 SH Shared-Defined 1 6235 TOTAL SYS SVCS INC COM 891906109 235 12640.0002 SH Shared-Defined 1,4 12640.0002 TYSON FOODS INC CL A 902494103 2 115 SH Shared-Defined 1,4 115 US BANCORP DEL COM NEW 902973304 18 697 SH Shared-Defined 1,4 697 UNION PAC CORP COM 907818108 6,471 61985 SH Shared-Defined 1,3,2 61985 UNION PAC CORP COM 907818108 1,125 10775 SH Shared-Defined 1,4 10775 UNION PAC CORP COM 907818108 177 1700 SH Shared-Defined 1 1700 UNITED PARCEL SERVICE INC CL B 911312106 822 11267 SH Shared-Defined 1,4 11267 UNITED PARCEL SERVICE INC CL B 911312106 61 836 SH Shared-Defined 1,4,5 836 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 86 1350 SH Shared-Defined 1 1350 UNITED STATES STL CORP NEW COM 912909108 3 60 SH Shared-Defined 1,4 60 UNITED TECHNOLOGIES CORP COM 913017109 9,083 102626 SH Shared-Defined 1,3,2 102626 UNITED TECHNOLOGIES CORP COM 913017109 28 317 SH Shared-Defined 1,4 317 UNITED TECHNOLOGIES CORP COM 913017109 64 720 SH Shared-Defined 1 720 URBAN OUTFITTERS INC COM 917047102 1 43 SH Shared-Defined 1,4 43 V F CORP COM 918204108 5 48 SH Shared-Defined 1,4 48 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,945 40000 SH Shared-Defined 40000 VORNADO RLTY TR SH BEN INT 929042109 6 67 SH Shared-Defined 1,4 67 VULCAN MATLS CO COM 929160109 2 50 SH Shared-Defined 1,4 50 WAL MART STORES INC COM 931142103 823 15480 SH Shared-Defined 15480 WAL MART STORES INC COM 931142103 3,889 73180 SH Shared-Defined 1,3,2 73180 WAL MART STORES INC COM 931142103 665 12513 SH Shared-Defined 1,4 12513 WAL MART STORES INC COM 931142103 46 860 SH Shared-Defined 1,4,5 860 WAL MART STORES INC COM 931142103 68 1280 SH Shared-Defined 1 1280 WALGREEN CO COM 931422109 3 62 SH Shared-Defined 1,3,2 62 WALGREEN CO COM 931422109 13 307 SH Shared-Defined 1,4 307 WASHINGTON POST CO CL B 939640108 1 2 SH Shared-Defined 1,4 2 WATERS CORP COM 941848103 3 30 SH Shared-Defined 1,4 30 WATERS CORP COM 941848103 48 500 SH Shared-Defined 1 500 WATSON PHARMACEUTICALS INC COM 942683103 3 39 SH Shared-Defined 1,4 39 WATTS WATER TECHNOLOGIES INC CL A 942749102 6,500 183647 SH Shared-Defined 1,4 183647 WATTS WATER TECHNOLOGIES INC CL A 942749102 3,291 92979 SH Shared-Defined 1,4,5 92979 WELLS FARGO & CO NEW COM 949746101 854 30438 SH Shared-Defined 30438 WELLS FARGO & CO NEW COM 949746101 1,445 51500 SH Shared-Defined 1,3,2 51500 WELLS FARGO & CO NEW COM 949746101 51 1826 SH Shared-Defined 1,4 1826 WELLS FARGO & CO NEW COM 949746101 67 2400 SH Shared-Defined 1 2400 WESTERN DIGITAL CORP COM 958102105 3 84 SH Shared-Defined 1,4 84 WESTERN UN CO COM 959802109 1,630 81404 SH Shared-Defined 1,4 81404 WESTERN UN CO COM 959802109 124 6179 SH Shared-Defined 1,4,5 6179 WEYERHAEUSER CO COM 962166104 382 18000 SH Shared-Defined 1,3,2 18000 WEYERHAEUSER CO COM 962166104 4 211 SH Shared-Defined 1,4 211 WHIRLPOOL CORP COM 963320106 527 6486 SH Shared-Defined 1,4 6486 WHIRLPOOL CORP COM 963320106 41 499 SH Shared-Defined 1,4,5 499 WHOLE FOODS MKT INC COM 966837106 4 58 SH Shared-Defined 1,4 58 WILLIAMS COS INC DEL COM 969457100 7 219 SH Shared-Defined 1,4 219 WISCONSIN ENERGY CORP COM 976657106 2 77 SH Shared-Defined 1,4 77 WYNN RESORTS LTD COM 983134107 4 26 SH Shared-Defined 1,4 26 XILINX INC COM 983919101 4 101 SH Shared-Defined 1,4 101 XEROX CORP COM 984121103 1,267 121609 SH Shared-Defined 1,4 121609 XEROX CORP COM 984121103 72 6894 SH Shared-Defined 1,4,5 6894 YAHOO INC COM 984332106 6 396 SH Shared-Defined 1,4 396 YUM BRANDS INC COM 988498101 9 165 SH Shared-Defined 1,4 165 ZIONS BANCORPORATION COM 989701107 2 77 SH Shared-Defined 1,4 77 TALISMAN ENERGY INC COM 87425E103 7 336 SH Shared-Defined 1 336 DR PEPPER SNAPPLE GROUP INC COM 26138E109 0 1 SH Shared-Defined 1,3,2 1 DR PEPPER SNAPPLE GROUP INC COM 26138E109 3,264 77846 SH Shared-Defined 1 77846 TOTAL S A SPONSORED ADR 89151E109 39 695 SH Shared-Defined 1,3,2 695 TRAVELERS COMPANIES INC COM 89417E109 869 14888 SH Shared-Defined 14888 TRAVELERS COMPANIES INC COM 89417E109 10 170 SH Shared-Defined 1 170 NEWS CORP CL B 65248E203 4,765 263550 SH Shared-Defined 1,3,2 263550 NEWS CORP CL B 65248E203 238 13175 SH Shared-Defined 1 13175 AES CORP COM 00130H105 3 258 SH Shared-Defined 1,4 258 AT&T INC COM 00206R102 9 300 SH Shared-Defined 1,3,2 300 AT&T INC COM 00206R102 3,411 109080 SH Shared-Defined 1,4 109080 AT&T INC COM 00206R102 257 8230 SH Shared-Defined 1,4,5 8230 ACTIVE POWER INC COM 00504W100 69 28000 SH Shared-Defined 1 28000 ACTIVISION BLIZZARD INC COM 00507V109 429 36716 SH Shared-Defined 1,4 36716 ADOBE SYS INC COM 00724F101 6 193 SH Shared-Defined 1,4 193 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 5,375 196428 SH Shared-Defined 1,4 196428 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 2,711 99050 SH Shared-Defined 1,4,5 99050 AETNA INC NEW COM 00817Y108 884 20071 SH Shared-Defined 1,4 20071 AGILENT TECHNOLOGIES INC COM 00846U101 6 121 SH Shared-Defined 1,4 121 AKAMAI TECHNOLOGIES INC COM 00971T101 4,610 146500 SH Shared-Defined 1,3,2 146500 AKAMAI TECHNOLOGIES INC COM 00971T101 2 66 SH Shared-Defined 1,4 66 AKAMAI TECHNOLOGIES INC COM 00971T101 71 2250 SH Shared-Defined 1 2250 ALLEGHENY TECHNOLOGIES INC COM 01741R102 3 47 SH Shared-Defined 1,4 47 ALPHA NATURAL RESOURCES INC COM 02076X102 2 41 SH Shared-Defined 1,4 41 ALTRIA GROUP INC COM 02209S103 19 715 SH Shared-Defined 1,4 715 ALTRIA GROUP INC COM 02209S103 7 275 SH Shared-Defined 1 275 AMERIPRISE FINL INC COM 03076C106 161 2799 SH Shared-Defined 1,4 2799
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- AMERIPRISE FINL INC COM 03076C106 5 80 SH Shared-Defined 1 80 APARTMENT INVT & MGMT CO CL A 03748R101 1 34 SH Shared-Defined 1,4 34 AQUA AMERICA INC COM 03836W103 2,683 122042 SH Shared-Defined 1,4 122042 AQUA AMERICA INC COM 03836W103 1,388 63155 SH Shared-Defined 1,4,5 63155 ARCH CHEMICALS INC COM 03937R102 2,765 80299 SH Shared-Defined 1,4 80299 ARCH CHEMICALS INC COM 03937R102 1,400 40650 SH Shared-Defined 1,4,5 40650 ARES CAP CORP COM 04010L103 1,527 95020 SH Shared-Defined 1,3,2 95020 ARES CAP CORP COM 04010L103 41 2541 SH Shared-Defined 1 2541 ASSURANT INC COM 04621X108 2 47 SH Shared-Defined 1,4 47 AUTONATION INC COM 05329W102 1 25 SH Shared-Defined 1,4 25 BCE INC COM NEW 05534B760 541 14304 SH Shared-Defined 1,4 14304 BCE INC COM NEW 05534B760 36 961 SH Shared-Defined 1,4,5 961 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 5,491 78971 SH Shared-Defined 1,4 78971 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 1,756 25256 SH Shared-Defined 1,4,5 25256 BIOGEN IDEC INC COM 09062X103 9 82 SH Shared-Defined 1,4 82 BLACKROCK INC COM 09247X101 581 3030 SH Shared-Defined 1,4 3030 BLACKROCK INC COM 09247X101 46 240 SH Shared-Defined 1,4,5 240 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 14 600 SH Shared-Defined 1 600 CB RICHARD ELLIS GROUP INC CL A 12497T101 2 92 SH Shared-Defined 1,4 92 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 5 58 SH Shared-Defined 1,4 58 CME GROUP INC COM 12572Q105 171 585 SH Shared-Defined 1,4 585 CA INC COM 12673P105 239 10470 SH Shared-Defined 1,4 10470 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3 91 SH Shared-Defined 1,4 91 CAMECO CORP COM 13321L108 65 2480 SH Shared-Defined 1 2480 CAMERON INTERNATIONAL CORP COM 13342B105 4 85 SH Shared-Defined 1,4 85 CAPITAL ONE FINL CORP COM 14040H105 9 170 SH Shared-Defined 1,4 170 CARDINAL HEALTH INC COM 14149Y108 1,737 38248 SH Shared-Defined 1,4 38248 CARDINAL HEALTH INC COM 14149Y108 132 2904 SH Shared-Defined 1,4,5 2904 CAREFUSION CORP COM 14170T101 3 100 SH Shared-Defined 1,3,2 100 CAREFUSION CORP COM 14170T101 2 90 SH Shared-Defined 1,4 90 CENOVUS ENERGY INC COM 15135U109 189 5040 SH Shared-Defined 1,4 5040 CENOVUS ENERGY INC COM 15135U109 60 1584 SH Shared-Defined 1 1584 CENTERPOINT ENERGY INC COM 15189T107 4 192 SH Shared-Defined 1,4 192 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 208 50600 SH Shared-Defined 1,4 50600 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 406 98800 SH Shared-Defined 1,4,5 98800 CISCO SYS INC COM 17275R102 2,297 147150 SH Shared-Defined 1,3,2 147150 CISCO SYS INC COM 17275R102 30 1914 SH Shared-Defined 1,4 1914 CISCO SYS INC COM 17275R102 91 5848 SH Shared-Defined 1 5848 CLIFFS NATURAL RESOURCES INC COM 18683K101 5 52 SH Shared-Defined 1,4 52 COCA COLA ENTERPRISES INC NE COM 19122T109 4 128 SH Shared-Defined 1,4 128 COMCAST CORP NEW CL A 20030N101 919 36289 SH Shared-Defined 1,4 36289 COMCAST CORP NEW CL A 20030N101 80 3144 SH Shared-Defined 1,4,5 3144 CONOCOPHILLIPS COM 20825C104 23 310 SH Shared-Defined 1,3,2 310 CONOCOPHILLIPS COM 20825C104 7,167 96817 SH Shared-Defined 1,4 96817 CONOCOPHILLIPS COM 20825C104 404 5451 SH Shared-Defined 1,4,5 5451 CONSOL ENERGY INC COM 20854P109 5 93 SH Shared-Defined 1,4 93 CONSTELLATION BRANDS INC CL A 21036P108 1 47 SH Shared-Defined 1,4 47 COSTCO WHSL CORP NEW COM 22160K105 13 156 SH Shared-Defined 1,4 156 D R HORTON INC COM 23331A109 1 122 SH Shared-Defined 1,4 122 DAVITA INC COM 23918K108 4 41 SH Shared-Defined 1,4 41 DELL INC COM 24702R101 10 586 SH Shared-Defined 1,4 586 DEVON ENERGY CORP NEW COM 25179M103 11 137 SH Shared-Defined 1,4 137 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2 26 SH Shared-Defined 1,4 26 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 3 73 SH Shared-Defined 1,4 73 DIRECTV COM CL A 25490A101 13 260 SH Shared-Defined 1,4 260 DOMINION RES INC VA NEW COM 25746U109 936 19395 SH Shared-Defined 1,3,2 19395 DOMINION RES INC VA NEW COM 25746U109 10 198 SH Shared-Defined 1,4 198 DOMINION RES INC VA NEW COM 25746U109 181 3750 SH Shared-Defined 1 3750 DUKE ENERGY CORP NEW COM 26441C105 9 459 SH Shared-Defined 1,4 459 EOG RES INC COM 26875P101 10 91 SH Shared-Defined 1,4 91 EQT CORP COM 26884L109 3 61 SH Shared-Defined 1,4 61 EL PASO CORP COM 28336L109 5 271 SH Shared-Defined 1,4 271 ENBRIDGE INC COM 29250N105 151 4808 SH Shared-Defined 1,4 4808 ENERGY RECOVERY INC COM 29270J100 2,293 702262 SH Shared-Defined 1,4 702262 ENERGY RECOVERY INC COM 29270J100 1,195 365950 SH Shared-Defined 1,4,5 365950 ENERSIS S A SPONSORED ADR 29274F104 810 35100 SH Shared-Defined 1,4 35100 ENERSIS S A SPONSORED ADR 29274F104 1,507 65296 SH Shared-Defined 1,4,5 65296 ENTERGY CORP NEW COM 29364G103 1,726 25273 SH Shared-Defined 1,4 25273 ENTERGY CORP NEW COM 29364G103 139 2029 SH Shared-Defined 1,4,5 2029 EQUITY RESIDENTIAL SH BEN INT 29476L107 6 107 SH Shared-Defined 1,4 107 EXELON CORP COM 30161N101 11 250 SH Shared-Defined 1,3,2 250 EXELON CORP COM 30161N101 10 240 SH Shared-Defined 1,4 240 EXPEDIA INC DEL COM 30212P105 2 65 SH Shared-Defined 1,4 65 EXXON MOBIL CORP COM 30231G102 1,887 23190 SH Shared-Defined 1,3,2 23190 EXXON MOBIL CORP COM 30231G102 8,579 105413 SH Shared-Defined 1,4 105413 EXXON MOBIL CORP COM 30231G102 661 8120 SH Shared-Defined 1,4,5 8120 EXXON MOBIL CORP COM 30231G102 321 3945 SH Shared-Defined 1 3945 FMC TECHNOLOGIES INC COM 30249U101 4 90 SH Shared-Defined 1,4 90 FEDEX CORP COM 31428X106 4,698 49530 SH Shared-Defined 1,3,2 49530 FEDEX CORP COM 31428X106 10 103 SH Shared-Defined 1,4 103 FEDEX CORP COM 31428X106 68 720 SH Shared-Defined 1 720 FIDELITY NATL INFORMATION SV COM 31620M106 1,579 51296 SH Shared-Defined 1,4 51296 FLOWSERVE CORP COM 34354P105 3,342 30413 SH Shared-Defined 1,4 30413 FLOWSERVE CORP COM 34354P105 1,433 13042 SH Shared-Defined 1,4,5 13042 FREEPORT-MCMORAN COPPER & GO COM 35671D857 611 11561 SH Shared-Defined 1,4 11561 FREEPORT-MCMORAN COPPER & GO COM 35671D857 46 863 SH Shared-Defined 1,4,5 863 FRONTIER COMMUNICATIONS CORP COM 35906A108 3 391 SH Shared-Defined 1,4 391 FUELCELL ENERGY INC COM 35952H106 271 205732 SH Shared-Defined 1,4 205732
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- FUELCELL ENERGY INC COM 35952H106 490 372617 SH Shared-Defined 1,4,5 372617 GAMESTOP CORP NEW CL A 36467W109 1 45 SH Shared-Defined 1,4 45 GENWORTH FINL INC COM CL A 37247D106 2 192 SH Shared-Defined 1,4 192 GOLDMAN SACHS GROUP INC COM 38141G104 186 1400 SH Shared-Defined 1,3,2 1400 GOLDMAN SACHS GROUP INC COM 38141G104 23 170 SH Shared-Defined 1,4 170 GOLDMAN SACHS GROUP INC COM 38141G104 167 1255 SH Shared-Defined 1 1255 GOOGLE INC CL A 38259P508 668 1320 SH Shared-Defined 1320 GOOGLE INC CL A 38259P508 7,864 15529 SH Shared-Defined 1,3,2 15529 GOOGLE INC CL A 38259P508 45 88 SH Shared-Defined 1,4 88 GOOGLE INC CL A 38259P508 353 698 SH Shared-Defined 1 698 HCP INC COM 40414L109 5 130 SH Shared-Defined 1,4 130 HEALTH CARE REIT INC COM 42217K106 3 57 SH Shared-Defined 1,4 57 HESS CORP COM 42809H107 8 107 SH Shared-Defined 1,4 107 HOST HOTELS & RESORTS INC COM 44107P104 4 234 SH Shared-Defined 1,4 234 ICON PUB LTD CO SPONSORED ADR 45103T107 705 29908 SH Shared-Defined 1,4 29908 INTEGRYS ENERGY GROUP INC COM 45822P105 1,052 20306 SH Shared-Defined 1,4 20306 INTEGRYS ENERGY GROUP INC COM 45822P105 44 844 SH Shared-Defined 1,4,5 844 INTERCONTINENTALEXCHANGE INC COM 45865V100 3 26 SH Shared-Defined 1,4 26 INTUITIVE SURGICAL INC COM NEW 46120E602 6 15 SH Shared-Defined 1,4 15 ISHARES SILVER TRUST ISHARES 46428Q109 416 12300 SH Shared-Defined 1 12300 IVANHOE MINES LTD COM 46579N103 26 1035 SH Shared-Defined 1 1035 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1 72 SH Shared-Defined 1,4 72 JPMORGAN CHASE & CO COM 46625H100 208 5091 SH Shared-Defined 1,4 5091 JPMORGAN CHASE & CO COM 46625H100 2,891 70610 SH Shared-Defined 1 70610 JANUS CAP GROUP INC COM 47102X105 1 60 SH Shared-Defined 1,4 60 JUNIPER NETWORKS INC COM 48203R104 3,968 125875 SH Shared-Defined 1,3,2 125875 JUNIPER NETWORKS INC COM 48203R104 6 190 SH Shared-Defined 1,4 190 JUNIPER NETWORKS INC COM 48203R104 176 5570 SH Shared-Defined 1 5570 KIMCO RLTY CORP COM 49446R109 2 133 SH Shared-Defined 1,4 133 KRAFT FOODS INC CL A 50075N104 3,449 97896 SH Shared-Defined 1,3,2 97896 KRAFT FOODS INC CL A 50075N104 22 619 SH Shared-Defined 1,4 619 KRAFT FOODS INC CL A 50075N104 285 8090 SH Shared-Defined 1 8090 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4 37 SH Shared-Defined 1,4 37 LIFE TECHNOLOGIES CORP COM 53217V109 3 63 SH Shared-Defined 1,4 63 M & T BK CORP COM 55261F104 4 41 SH Shared-Defined 1,4 41 MF GLOBAL HLDGS LTD COM 55277J108 49 6300 SH Shared-Defined 1 6300 MACYS INC COM 55616P104 4 141 SH Shared-Defined 1,4 141 MASTERCARD INC CL A 57636Q104 12 41 SH Shared-Defined 1,4 41 MAXIM INTEGRATED PRODS INC COM 57772K101 1,279 50032 SH Shared-Defined 1,4 50032 MAXIM INTEGRATED PRODS INC COM 57772K101 99 3859 SH Shared-Defined 1,4,5 3859 MCKESSON CORP COM 58155Q103 362 4324 SH Shared-Defined 1,4 4324 MEDCO HEALTH SOLUTIONS INC COM 58405U102 8 146 SH Shared-Defined 1,4 146 MERCK & CO INC NEW COM 58933Y105 2,012 57021 SH Shared-Defined 1,4 57021 MERCK & CO INC NEW COM 58933Y105 147 4173 SH Shared-Defined 1,4,5 4173 MERCK & CO INC NEW COM 58933Y105 78 2200 SH Shared-Defined 1 2200 METLIFE INC COM 59156R108 12 268 SH Shared-Defined 1,4 268 MOLSON COORS BREWING CO CL B 60871R209 2 54 SH Shared-Defined 1,4 54 MONSANTO CO NEW COM 61166W101 3,779 52099 SH Shared-Defined 1,4 52099 MONSANTO CO NEW COM 61166W101 66 908 SH Shared-Defined 1,4,5 908 MOSAIC CO NEW COM 61945C103 1,646 24299 SH Shared-Defined 1,4 24299 MOSAIC CO NEW COM 61945C103 18 260 SH Shared-Defined 1 260 NALCO HOLDING COMPANY COM 62985Q101 8,945 321922 SH Shared-Defined 1,4 321922 NALCO HOLDING COMPANY COM 62985Q101 4,162 149780 SH Shared-Defined 1,4,5 149780 NETAPP INC COM 64110D104 7 130 SH Shared-Defined 1,4 130 NETFLIX INC COM 64110L106 5 20 SH Shared-Defined 1,4 20 NEXEN INC COM 65334H102 22 990 SH Shared-Defined 1 990 NEXTERA ENERGY INC COM 65339F101 2,675 46575 SH Shared-Defined 1,4 46575 NEXTERA ENERGY INC COM 65339F101 5,114 89043 SH Shared-Defined 1,4,5 89043 NISOURCE INC COM 65473P105 775 38277 SH Shared-Defined 1,4 38277 NISOURCE INC COM 65473P105 50 2446 SH Shared-Defined 1,4,5 2446 NVIDIA CORP COM 67066G104 3 190 SH Shared-Defined 1,4 190 O REILLY AUTOMOTIVE INC NEW COM 67103H107 3 45 SH Shared-Defined 1,4 45 ORACLE CORP COM 68389X105 45 1378 SH Shared-Defined 1,4 1378 PG&E CORP COM 69331C108 6 141 SH Shared-Defined 1,4 141 PPL CORP COM 69351T106 5 178 SH Shared-Defined 1,4 178 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 27 800 SH Shared-Defined 1,4 800 POLYCOM INC COM 73172K104 548 17040 SH Shared-Defined 17040 POTASH CORP SASK INC COM 73755L107 3,009 52760 SH Shared-Defined 1,4 52760 POTASH CORP SASK INC COM 73755L107 58 1012 SH Shared-Defined 1,4,5 1012 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 887 15540 SH Shared-Defined 1 15540 PRAXAIR INC COM 74005P104 5,717 52745 SH Shared-Defined 1,3,2 52745 PRAXAIR INC COM 74005P104 12 109 SH Shared-Defined 1,4 109 PRAXAIR INC COM 74005P104 65 600 SH Shared-Defined 1 600 PRICE T ROWE GROUP INC COM 74144T108 751 12444 SH Shared-Defined 1,4 12444 PRICE T ROWE GROUP INC COM 74144T108 42 699 SH Shared-Defined 1,4,5 699 PRINCIPAL FINL GROUP INC COM 74251V102 4 123 SH Shared-Defined 1,4 123 PROLOGIS INC COM 74340W103 4 108 SH Shared-Defined 1,4 108 PUBLIC STORAGE COM 74460D109 6 52 SH Shared-Defined 1,4 52 QEP RES INC COM 74733V100 3 64 SH Shared-Defined 1,4 64 QUEST DIAGNOSTICS INC COM 74834L100 273 4624 SH Shared-Defined 1,4 4624 RANGE RES CORP COM 75281A109 3 50 SH Shared-Defined 1,4 50 REGIONS FINANCIAL CORP NEW COM 7591EP100 3 442 SH Shared-Defined 1,4 442 RENESOLA LTD SPONS ADS 75971T103 2,370 453512 SH Shared-Defined 1,4 453512 RENESOLA LTD SPONS ADS 75971T103 2,958 566108 SH Shared-Defined 1,4,5 566108 SAIC INC COM 78390X101 2 127 SH Shared-Defined 1,4 127 SLM CORP COM 78442P106 4 229 SH Shared-Defined 1,4 229 SPDR S&P 500 ETF TR TR UNIT 78462F103 356 2700 SH Shared-Defined 1,3,2 2700 SPDR S&P 500 ETF TR TR UNIT 78462F103 2,375 18000 SH Shared-Defined 1 18000
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ---------------------------- ---------------- --------- --------- ------- --- ---- -------------- ------- ----------- ------ ----- STR HLDGS INC COM 78478V100 197 13213 SH Shared-Defined 1,4 13213 STR HLDGS INC COM 78478V100 416 27957 SH Shared-Defined 1,4,5 27957 SALESFORCE COM INC COM 79466L302 6 42 SH Shared-Defined 1,4 42 SANDISK CORP COM 80004C101 4 86 SH Shared-Defined 1,4 86 SCANA CORP NEW COM 80589M102 2 54 SH Shared-Defined 1,4 54 SEALED AIR CORP NEW COM 81211K100 1 39 SH Shared-Defined 1,4 39 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1,889 85890 SH Shared-Defined 1,4 85890 SHAW COMMUNICATIONS INC CL B CONV 82028K200 110 5012 SH Shared-Defined 1,4,5 5012 STANTEC INC COM 85472N109 5,205 186090 SH Shared-Defined 1,4 186090 STANTEC INC COM 85472N109 2,833 101280 SH Shared-Defined 1,4,5 101280 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 4 74 SH Shared-Defined 1,4 74 SUNOCO INC COM 86764P109 169 4054 SH Shared-Defined 1,4 4054 TELUS CORP NON-VTG SHS 87971M202 285 5612 SH Shared-Defined 1,4 5612 TENET HEALTHCARE CORP COM 88033G100 1 234 SH Shared-Defined 1,4 234 TERADATA CORP DEL COM 88076W103 4 71 SH Shared-Defined 1,4 71 TETRA TECH INC NEW COM 88162G103 5,043 224250 SH Shared-Defined 1,4 224250 TETRA TECH INC NEW COM 88162G103 6,263 278499 SH Shared-Defined 1,4,5 278499 3M CO COM 88579Y101 24 252 SH Shared-Defined 1,4 252 TIME WARNER CABLE INC COM 88732J207 9 115 SH Shared-Defined 1,4 115 UNITEDHEALTH GROUP INC COM 91324P102 20 383 SH Shared-Defined 1,4 383 UNUM GROUP COM 91529Y106 3 126 SH Shared-Defined 1,4 126 VALERO ENERGY CORP NEW COM 91913Y100 5 213 SH Shared-Defined 1,4 213 VARIAN MED SYS INC COM 92220P105 818 11680 SH Shared-Defined 11680 VARIAN MED SYS INC COM 92220P105 3 48 SH Shared-Defined 1,4 48 VENTAS INC COM 92276F100 3 62 SH Shared-Defined 1,4 62 VERIZON COMMUNICATIONS INC COM 92343V104 597 16045 SH Shared-Defined 1,3,2 16045 VERIZON COMMUNICATIONS INC COM 92343V104 1,532 41150 SH Shared-Defined 1,4 41150 VERIZON COMMUNICATIONS INC COM 92343V104 116 3117 SH Shared-Defined 1,4,5 3117 VERIZON COMMUNICATIONS INC COM 92343V104 166 4450 SH Shared-Defined 1 4450 VIACOM INC NEW CL B 92553P201 10 203 SH Shared-Defined 1,4 203 VISA INC COM CL A 92826C839 15 181 SH Shared-Defined 1,4 181 VISTEON CORP COM NEW 92839U206 0 2 SH Shared-Defined 1 2 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 94 3500 SH Shared-Defined 1 3500 WASTE MGMT INC DEL COM 94106L109 558 14964 SH Shared-Defined 1,4 14964 WELLPOINT INC COM 94973V107 11 137 SH Shared-Defined 1,4 137 WINDSTREAM CORP COM 97381W104 280 21625 SH Shared-Defined 1,4 21625 WYNDHAM WORLDWIDE CORP COM 98310W108 2 62 SH Shared-Defined 1,4 62 XCEL ENERGY INC COM 98389B100 5 191 SH Shared-Defined 1,4 191 YONGYE INTL INC COM 98607B106 921 175505 SH Shared-Defined 1,4 175505 YONGYE INTL INC COM 98607B106 24 4506 SH Shared-Defined 1,4,5 4506 ZIMMER HLDGS INC COM 98956P102 4 67 SH Shared-Defined 1,4 67 ZIMMER HLDGS INC COM 98956P102 35 554 SH Shared-Defined 1 554 AXIS CAPITAL HOLDINGS SHS G0692U109 1,480 47800 SH Shared-Defined 1,4 47800 AXIS CAPITAL HOLDINGS SHS G0692U109 113 3660 SH Shared-Defined 1,4,5 3660 BUNGE LIMITED COM G16962105 2,356 34165 SH Shared-Defined 1,3,2 34165 BUNGE LIMITED COM G16962105 1,354 19633 SH Shared-Defined 1,4 19633 BUNGE LIMITED COM G16962105 38 550 SH Shared-Defined 1,4,5 550 BUNGE LIMITED COM G16962105 26 380 SH Shared-Defined 1 380 CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 8 47143 SH Shared-Defined 1,4 47143 CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 16 98800 SH Shared-Defined 1,4,5 98800 COSAN LTD SHS A G25343107 6,091 495000 SH Shared-Defined 1,4 495000 COSAN LTD SHS A G25343107 5,335 433600 SH Shared-Defined 1,4,5 433600 INVESCO LTD SHS G491BT108 1,705 72900 SH Shared-Defined 1,4 72900 INVESCO LTD SHS G491BT108 124 5302 SH Shared-Defined 1,4,5 5302 NABORS INDUSTRIES LTD SHS G6359F103 2 95 SH Shared-Defined 1,4 95 SEADRILL LIMITED SHS G7945E105 27,480 144745 SH Shared-Defined 1,4 144745 SEADRILL LIMITED SHS G7945E105 44,519 234496 SH Shared-Defined 1,4,5 234496 SIGNET JEWELERS LIMITED SHS G81276100 6 188 SH Shared-Defined 1 188 TRI-TECH HOLDING INC SHS G9103F106 2,017 251708 SH Shared-Defined 1,4 251708 TRI-TECH HOLDING INC SHS G9103F106 959 119659 SH Shared-Defined 1,4,5 119659 VALIDUS HOLDINGS LTD COM SHS G9319H102 319 10000 SH Shared-Defined 1 10000 SEASPAN CORP SHS Y75638109 273 18700 SH Shared-Defined 1,3,2 18700 SEASPAN CORP SHS Y75638109 137 9350 SH Shared-Defined 1 9350 891,716