0001513227-20-000005.txt : 20200513 0001513227-20-000005.hdr.sgml : 20200513 20200513150413 ACCESSION NUMBER: 0001513227-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 EFFECTIVENESS DATE: 20200513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 20872662 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001513227 XXXXXXXX 03-31-2020 03-31-2020 true 1 RESTATEMENT Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F COMBINATION REPORT 028-14414 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC N Keith Campbell 2066863634 Keith Campbell Seattle WA 05-13-2020 1 42 69647 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC INFORMATION TABLE 2 SmartPortfolios_13f_2020Q1.xml ISHARES TR S&P 500 GRWT ETF 464287309 252 1524 SH SOLE 0 0 0 1524 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 208 791 SH SOLE 0 0 0 791 SPDR S&P 500 ETF TR TR UNIT 78462F103 1640 6362 SH DFND 0 0 0 6362 SPDR S&P 500 ETF TR TR UNIT 78462F103 1263 4901 SH SOLE 0 0 0 4901 INVESCO QQQ TR UNIT SER 1 46090E103 3177 16685 SH DFND 0 0 0 16685 INVESCO QQQ TR UNIT SER 1 46090E103 1838 9655 SH SOLE 0 0 0 9655 INTEL CORP COM 458140100 251 4633 SH SOLE 0 0 0 4633 MICROSOFT CORP COM 594918104 1324 8392 SH SOLE 0 0 0 8392 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5072 51715 SH DFND 0 0 0 51715 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2163 22055 SH SOLE 0 0 0 22055 STARBUCKS CORP COM 855244109 380 5774 SH SOLE 0 0 0 5774 UNION PAC CORP COM 907818108 266 1887 SH SOLE 0 0 0 1887 ISHARES TR 1 3 YR TREAS BD 464287457 726 8374 SH SOLE 0 0 0 8374 ISHARES TR BARCLAYS 7 10 YR 464287440 1412 11627 SH SOLE 0 0 0 11627 APPLE INC COM 037833100 203 800 SH SOLE 0 0 0 800 ISHARES TR MSCI EMG MKT ETF 464287234 312 9131 SH SOLE 0 0 0 9131 ISHARES TR EXPANDED TECH 464287515 252 1200 SH SOLE 0 0 0 1200 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1311 39068 SH SOLE 0 0 0 39068 ALPHABET INC CAP STK CL A 02079K305 424 365 SH SOLE 0 0 0 365 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 309 4425 SH SOLE 0 0 0 4425 EVER GLORY INTL GRP INC COM NEW 299766204 22 21000 SH SOLE 0 0 0 21000 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 756 17473 SH SOLE 0 0 0 17473 ISHARES TR MSCI USA ESG SLC 464288802 229 2085 SH SOLE 0 0 0 2085 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 6506 52583 SH DFND 0 0 0 52583 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 2714 21935 SH SOLE 0 0 0 21935 ISHARES TR JPMORGAN USD EMG 464288281 213 2200 SH SOLE 0 0 0 2200 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2051 51309 SH DFND 0 0 0 51309 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 934 23362 SH SOLE 0 0 0 23362 INVESCO EXCHANGE-TRADED FD T S&P 500 REVENUE 46138G698 222 5049 SH SOLE 0 0 0 5049 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3262 32954 SH SOLE 0 0 0 32954 CONCORD MED SVCS HLDGS LTD SPON ADR CL A 206277105 31 19000 SH SOLE 0 0 0 19000 ALPS ETF TR ALERIAN MLP 00162Q866 65 19034 SH SOLE 0 0 0 19034 WISDOMTREE TR US QTLY DIV GRT 97717X669 3987 102466 SH DFND 0 0 0 102466 WISDOMTREE TR US QTLY DIV GRT 97717X669 1684 43286 SH SOLE 0 0 0 43286 FIDELITY COVINGTON TR MSCI CONSM DIS 316092204 2007 53167 SH DFND 0 0 0 53167 FIDELITY COVINGTON TR MSCI CONSM DIS 316092204 720 19090 SH SOLE 0 0 0 19090 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 4667 79062 SH DFND 0 0 0 79062 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 6679 113153 SH SOLE 0 0 0 113153 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 390 8124 SH SOLE 0 0 0 8124 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 5392 108551 SH SOLE 0 0 0 108551 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q613 2976 110233 SH DFND 0 0 0 110233 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q613 1357 50277 SH SOLE 0 0 0 50277