0001513227-20-000001.txt : 20200212 0001513227-20-000001.hdr.sgml : 20200212 20200211185335 ACCESSION NUMBER: 0001513227-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 20598682 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513227 XXXXXXXX 12-31-2019 12-31-2019 Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F COMBINATION REPORT 028-14414 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC N Kristin Copper 2066863636 Kristin Copper Seattle WA 02-11-2020 1 63 110979 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC INFORMATION TABLE 2 smartportfolios_2019Q4_13f.xml ISHARES TR S&P 500 VAL ETF 464287408 261 2010 SH SOLE 0 0 0 2010 ISHARES TR CORE S&P500 ETF 464287200 251 776 SH SOLE 0 0 0 776 ISHARES TR S&P 500 GRWT ETF 464287309 295 1524 SH SOLE 0 0 0 1524 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 297 791 SH SOLE 0 0 0 791 SPDR S&P 500 ETF TR TR UNIT 78462F103 746 2318 SH SOLE 0 0 0 2318 INVESCO QQQ TR UNIT SER 1 46090E103 459 2161 SH SOLE 0 0 0 2161 INTEL CORP COM 458140100 277 4633 SH SOLE 0 0 0 4633 MICROSOFT CORP COM 594918104 1321 8378 SH SOLE 0 0 0 8378 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2904 28513 SH DFND 0 0 0 28513 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 920 9035 SH SOLE 0 0 0 9035 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5571 44415 SH DFND 0 0 0 44415 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1242 9900 SH SOLE 0 0 0 9900 VANGUARD GROUP DIV APP ETF 921908844 262 2098 SH SOLE 0 0 0 2098 STARBUCKS CORP COM 855244109 503 5720 SH SOLE 0 0 0 5720 ANTHEM INC COM 036752103 221 732 SH SOLE 0 0 0 732 UNION PACIFIC CORP COM 907818108 341 1887 SH SOLE 0 0 0 1887 TEXAS INSTRS INC COM 882508104 205 1600 SH SOLE 0 0 0 1600 MERCK & CO INC COM 58933Y105 229 2514 SH SOLE 0 0 0 2514 MCDONALDS CORP COM 580135101 236 1195 SH SOLE 0 0 0 1195 ISHARES TR 1 3 YR TREAS BD 464287457 709 8374 SH SOLE 0 0 0 8374 ISHARES TR BARCLAYS 7 10 YR 464287440 1437 13040 SH SOLE 0 0 0 13040 UNITEDHEALTH GROUP INC COM 91324P102 294 1000 SH SOLE 0 0 0 1000 APPLE INC COM 037833100 235 800 SH SOLE 0 0 0 800 ISHARES TR MSCI EMG MKT ETF 464287234 4638 103360 SH DFND 0 0 0 103360 ISHARES TR MSCI EMG MKT ETF 464287234 858 19131 SH SOLE 0 0 0 19131 ISHARES TR EXPANDED TECH 464287515 280 1200 SH SOLE 0 0 0 1200 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1487 33433 SH SOLE 0 0 0 33433 ALPHABET INC CAP STK CL A 02079K305 449 335 SH SOLE 0 0 0 335 SPDR GOLD TRUST GOLD SHS 78463V107 1853 12970 SH DFND 0 0 0 12970 SPDR GOLD TRUST GOLD SHS 78463V107 1230 8610 SH SOLE 0 0 0 8610 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 538 5793 SH SOLE 0 0 0 5793 EVER GLORY INTL GRP INC COM NEW 299766204 32 21000 SH SOLE 0 0 0 21000 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1043 17798 SH SOLE 0 0 0 17798 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3659 26303 SH DFND 0 0 0 26303 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1411 10141 SH SOLE 0 0 0 10141 ISHARES TR JPMORGAN USD EMG 464288281 252 2200 SH SOLE 0 0 0 2200 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2798 55924 SH DFND 0 0 0 55924 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1233 24635 SH SOLE 0 0 0 24635 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 340 5835 SH SOLE 0 0 0 5835 PURECYCLE CORP COM NEW 746228303 198 15740 SH SOLE 0 0 0 15740 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3547 34911 SH SOLE 0 0 0 34911 CONCORD MED SVCS HLDGS LTD SPON ADR CL A 206277105 51 19000 SH SOLE 0 0 0 19000 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 202 5950 SH SOLE 0 0 0 5950 ALPS ETF TR ALERIAN MLP 00162Q866 168 19758 SH SOLE 0 0 0 19758 VANECK VECTORS ETF TRUST INVT GRADE FLTG 92189F486 4454 175959 SH DFND 0 0 0 175959 VANECK VECTORS ETF TRUST INVT GRADE FLTG 92189F486 1940 76661 SH SOLE 0 0 0 76661 DBX ETF TR XTRACK MSCI EMRG 233051101 754 31714 SH SOLE 0 0 0 31714 ISHARES TR FLTG RATE NT ETF 46429B655 909 17850 SH SOLE 0 0 0 17850 ISHARES TR MSCI MIN VOL ETF 46429B697 200 3053 SH SOLE 0 0 0 3053 WISDOMTREE TR US QTLY DIV GRT 97717X669 5688 117351 SH DFND 0 0 0 117351 WISDOMTREE TR US QTLY DIV GRT 97717X669 2491 51399 SH SOLE 0 0 0 51399 ISHARES TR USA QUALITY FCTR 46432F339 4852 48038 SH DFND 0 0 0 48038 ISHARES TR USA QUALITY FCTR 46432F339 1680 16633 SH SOLE 0 0 0 16633 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 8952 148975 SH DFND 0 0 0 148975 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 6027 100306 SH SOLE 0 0 0 100306 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 436 8898 SH SOLE 0 0 0 8898 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 4610 156972 SH DFND 0 0 0 156972 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1939 66030 SH SOLE 0 0 0 66030 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 4465 88532 SH DFND 0 0 0 88532 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 6035 119663 SH SOLE 0 0 0 119663 YAYYO INC COM 985294107 23 17000 SH SOLE 0 0 0 17000 JP MORGAN EXCHANGE TRADED FD US AGGREGATE 46641Q613 7059 265889 SH DFND 0 0 0 265889 JP MORGAN EXCHANGE TRADED FD US AGGREGATE 46641Q613 2982 112314 SH SOLE 0 0 0 112314