0001513227-17-000001.txt : 20170130 0001513227-17-000001.hdr.sgml : 20170130 20170130161556 ACCESSION NUMBER: 0001513227-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 EFFECTIVENESS DATE: 20170130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 17557652 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001513227 XXXXXXXX 12-31-2016 12-31-2016 Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F HOLDINGS REPORT 028-14414 N Bryce James (206) 686-3644 Bryce A James Lake Forest Park WA 01-30-2017 1 57 114930 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC /ADV INFORMATION TABLE 2 smartportfolios_2016Q4_13f.xml SMART PORTFOLIOS 13F 4Q 2016 DBX ETF TR ETF 233051200 5018 178818 SH DFND 1 0 0 0 FIRST TR EXCHANGE TRADED FD ETF 33733E302 4716 59074 SH DFND 1 0 0 0 ISHARES TR ETF 46429B655 9413 185542 SH DFND 1 0 0 0 ISHARES TR ETF 464287184 4450 128194 SH DFND 1 0 0 0 FIRST TR EXCHANGE TRADED FD ETF 33734X135 5264 194744 SH DFND 1 0 0 0 SPDR GOLD TRUST ETF 78463V107 4261 38873 SH DFND 1 0 0 0 ISHARES TR ETF 464287630 6509 54721 SH DFND 1 0 0 0 SPDR S&P MIDCAP 400 ETF TR ETF 78467Y107 5124 16981 SH DFND 1 0 0 0 PIMCO ETF TR ETF 72201R833 3797 37469 SH DFND 1 0 0 0 POWERSHARES QQQ TRUST ETF 73935A104 4093 34547 SH DFND 1 0 0 0 SCHWAB STRATEGIC TR ETF 808524862 9558 189690 SH DFND 1 0 0 0 VANECK VECTORS ETF TR ETF 92189F676 2874 40119 SH DFND 1 0 0 0 POWERSHARES ETF TR II ETF 73937B654 4151 105936 SH DFND 1 0 0 0 POWERSHS DB US DOLLAR INDEX ETF 73936D107 2966 112109 SH DFND 1 0 0 0 VANGUARD INDEX FDS ETF 922908553 5787 70118 SH DFND 1 0 0 0 VANGUARD INTL EQUITY INDEX F ETF 922042858 4556 127331 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y506 3943 52347 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y209 2756 39975 SH DFND 1 0 0 0 ISHARES TR ETF 464288182 1296 23594 SH SOLE 0 0 0 0 DBX ETF TR ETF 233051200 1876 66869 SH SOLE 0 0 0 0 DBX ETF TR ETF 233051101 559 29047 SH SOLE 0 0 0 0 ISHARES TR ETF 46429B655 1776 35018 SH SOLE 0 0 0 0 SPDR GOLD TRUST ETF 78463V107 1142 10420 SH SOLE 0 0 0 0 ISHARES TR ETF 464287630 2674 22481 SH SOLE 0 0 0 0 ISHARES TR ETF 464287762 1082 7505 SH SOLE 0 0 0 0 PIMCO ETF TR ETF 72201R833 1507 14875 SH SOLE 0 0 0 0 POWERSHARES ETF TR II ETF 73936T565 794 55769 SH SOLE 0 0 0 0 OPPENHEIMER REV WEIGHTED ETF ETF 68386C104 1462 33659 SH SOLE 0 0 0 0 SPDR SERIES TRUST ETF 78464A763 1403 16399 SH SOLE 0 0 0 0 ISHARES TR ETF 464287457 3167 37499 SH SOLE 0 0 0 0 POWERSHARES ETF TR II ETF 73937B654 1391 35491 SH SOLE 0 0 0 0 VANGUARD SPECIALIZED PORTFOL ETF 921908844 2289 26876 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y308 1064 20577 SH SOLE 0 0 0 0 FIRST TR EXCHANGE TRADED FD ETF 33733E302 239 2998 SH SOLE 0 0 0 0 FIRST TR EXCHANGE TRADED FD ETF 33734X135 161 5969 SH SOLE 0 0 0 0 ISHARES GOLD TRUST ETF 464285105 28 2492 SH SOLE 0 0 0 0 ISHARES ETF 464286822 19 431 SH SOLE 0 0 0 0 ISHARES TR ETF 464287184 186 5356 SH SOLE 0 0 0 0 ISHARES TR ETF 464287226 50 467 SH SOLE 0 0 0 0 ISHARES TR ETF 464287473 42 523 SH SOLE 0 0 0 0 ISHARES TR ETF 46429B309 29 1183 SH SOLE 0 0 0 0 ISHARES TR ETF 46429B598 47 1761 SH SOLE 0 0 0 0 ISHARES TR ETF 46429B697 115 2551 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUST ETF 73935A104 239 2018 SH SOLE 0 0 0 0 POWERSHARES INDIA ETF TR ETF 73935L100 107 5563 SH SOLE 0 0 0 0 POWERSHARES ETF TRUST ETF 73935X286 34 665 SH SOLE 0 0 0 0 POWERSHS DB US DOLLAR INDEX ETF 73936D107 88 3335 SH SOLE 0 0 0 0 POWERSHARES ETF TR II ETF 73937B647 60 1482 SH SOLE 0 0 0 0 SPDR SERIES TRUST ETF 78464A870 20 331 SH SOLE 0 0 0 0 SPDR S&P MIDCAP 400 ETF TR ETF 78467Y107 93 307 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y209 138 2008 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y506 127 1680 SH SOLE 0 0 0 0 VANECK VECTORS ETF TR ETF 92189F676 52 726 SH SOLE 0 0 0 0 VANECK VECTORS ETF TR ETF 92189F817 18 1407 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F ETF 922042858 83 2323 SH SOLE 0 0 0 0 VANGUARD INDEX FDS ETF 922908553 193 2341 SH SOLE 0 0 0 0 VANGUARD INDEX FDS ETF 922908751 44 340 SH SOLE 0 0 0 0