0001513227-16-000009.txt : 20161026 0001513227-16-000009.hdr.sgml : 20161026 20161026140519 ACCESSION NUMBER: 0001513227-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161026 DATE AS OF CHANGE: 20161026 EFFECTIVENESS DATE: 20161026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 161952202 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001513227 XXXXXXXX 09-30-2016 09-30-2016 Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F HOLDINGS REPORT 028-14414 N Ron Thompson (206) 794-8119 Ronald Thompson Lake Forest Park WA 10-26-2016 1 45 87754 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC /ADV INFORMATION TABLE 2 smartport_13F_Holdings.xml ISHARES ETF 464286806 4898 186434 SH DFND 1 0 0 0 ISHARES TR ETF 46429B655 9682 190776 SH DFND 1 0 0 0 ISHARES TR ETF 464287184 4983 131096 SH DFND 1 0 0 0 FIRST TR EXCHANGE TRADED FD ETF 33734X135 4848 199486 SH DFND 1 0 0 0 PIMCO ETF TR ETF 72201R833 3910 38554 SH DFND 1 0 0 0 POWERSHARES QQQ TRUST ETF 73935A104 4203 35400 SH DFND 1 0 0 0 SCHWAB STRATEGIC TR ETF 808524862 9855 194029 SH DFND 1 0 0 0 POWERSHARES ETF TR II ETF 73937B654 4258 109422 SH DFND 1 0 0 0 POWERSHS DB US DOLLAR INDEX ETF 73936D107 2830 114671 SH DFND 1 0 0 0 VANGUARD INDEX FDS ETF 922908553 6281 72411 SH DFND 1 0 0 0 VANGUARD INTL EQUITY INDEX F ETF 922042858 4900 130202 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y209 5960 82657 SH DFND 1 0 0 0 ISHARES TR ETF 464288182 1156 19109 SH SOLE 0 0 0 0 ISHARES TR ETF 464287226 347 3090 SH SOLE 0 0 0 0 POWERSHS DB MULTI SECT COMM ETF 73936B408 303 15172 SH SOLE 0 0 0 0 DBX ETF TR ETF 233051200 1363 51677 SH SOLE 0 0 0 0 DBX ETF TR ETF 233051101 584 29025 SH SOLE 0 0 0 0 ISHARES TR ETF 46429B309 207 7813 SH SOLE 0 0 0 0 ISHARES TR ETF 46429B655 2127 41915 SH SOLE 0 0 0 0 SPDR GOLD TRUST ETF 78463V107 256 2039 SH SOLE 0 0 0 0 ISHARES GOLD TRUST ETF 464285105 202 15930 SH SOLE 0 0 0 0 ISHARES TR ETF 46429B598 340 11548 SH SOLE 0 0 0 0 ISHARES TR ETF 464287762 907 6038 SH SOLE 0 0 0 0 PIMCO ETF TR ETF 72201R833 1491 14702 SH SOLE 0 0 0 0 POWERSHARES ETF TR II ETF 73936T565 677 44765 SH SOLE 0 0 0 0 POWERSHARES ETF TRUST ETF 73935X286 208 4388 SH SOLE 0 0 0 0 OPPENHEIMER REV WEIGHTED ETF ETF 68386C104 1136 27183 SH SOLE 0 0 0 0 ISHARES TR ETF 464287457 3247 38184 SH SOLE 0 0 0 0 POWERSHARES ETF TR II ETF 73937B654 1375 35329 SH SOLE 0 0 0 0 UNITED STATES NATL GAS FUND ETF 912318201 133 15861 SH SOLE 0 0 0 0 POWERSHS DB US DOLLAR INDEX ETF 73936D107 265 10721 SH SOLE 0 0 0 0 VANECK VECTORS ETF TR ETF 92189F817 139 9178 SH SOLE 0 0 0 0 VANGUARD INDEX FDS ETF 922908553 405 4672 SH SOLE 0 0 0 0 SPDR SERIES TRUST ETF 78464A870 143 2163 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y506 208 2947 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y308 1337 25128 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y209 1574 21833 SH SOLE 0 0 0 0 FIRST TR EXCHANGE TRADED FD ETF 33734X135 162 6649 SH SOLE 0 0 0 0 ISHARES ETF 464286806 104 3961 SH SOLE 0 0 0 0 ISHARES TR ETF 464287184 221 5802 SH SOLE 0 0 0 0 ISHARES TR ETF 464287473 40 523 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUST ETF 73935A104 212 1786 SH SOLE 0 0 0 0 POWERSHARES INDIA ETF TR ETF 73935L100 115 5563 SH SOLE 0 0 0 0 POWERSHARES ETF TR II ETF 73937B647 58 1482 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F ETF 922042858 104 2766 SH SOLE 0 0 0 0