0001513227-16-000006.txt : 20160308 0001513227-16-000006.hdr.sgml : 20160308 20160307183140 ACCESSION NUMBER: 0001513227-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160307 EFFECTIVENESS DATE: 20160308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 161489853 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001513227 XXXXXXXX 12-31-2015 12-31-2015 true 1 RESTATEMENT Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F COMBINATION REPORT 028-14414 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC /ADV N Ronald Thompson (206) 686-4840 Ronald J Thompson Lake Forest Park WA 03-07-2016 1 34 138263 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC /ADV INFORMATION TABLE 2 2015Q4_SMP_13F_2.xml DBX ETF TR ETF 233051200 1999 73608 SH SOLE 0 0 0 0 DBX ETF TR ETF 233051200 7225 266028 SH DFND 1 0 0 0 ISHARES TR ETF 464287184 1167 33084 SH SOLE 0 0 0 0 ISHARES TR ETF 464287184 4688 132849 SH DFND 1 0 0 0 ISHARES TR ETF 464287473 939 13678 SH SOLE 0 0 0 0 ISHARES TR ETF 464287473 3756 54699 SH DFND 1 0 0 0 ISHARES TR ETF 464287556 1520 4491 SH SOLE 0 0 0 0 ISHARES TR ETF 464287556 6461 19097 SH DFND 1 0 0 0 ISHARES TR ETF 46429B655 5366 106382 SH SOLE 0 0 0 0 ISHARES TR ETF 46429B655 19357 383766 SH DFND 1 0 0 0 PIMCO ETF TR ETF 72201R833 1346 13374 SH SOLE 0 0 0 0 PIMCO ETF TR ETF 72201R833 5109 50777 SH DFND 1 0 0 0 POWERSHARES QQQ TRUST ETF 73935A104 1991 17799 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUST ETF 73935A104 7849 70164 SH DFND 1 0 0 0 POWERSHS DB US DOLLAR INDEX ETF 73936D107 1745 68016 SH SOLE 0 0 0 0 POWERSHS DB US DOLLAR INDEX ETF 73936D107 6573 256271 SH DFND 1 0 0 0 POWERSHARES GLOBAL ETF TRUST ETF 73936T565 1699 113635 SH SOLE 0 0 0 0 POWERSHARES GLOBAL ETF TRUST ETF 73936T565 6352 424879 SH DFND 1 0 0 0 SPDR SERIES TRUST ETF 78464A359 1184 27367 SH SOLE 0 0 0 0 SPDR SERIES TRUST ETF 78464A359 4758 109942 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y209 1892 26273 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y209 7677 106585 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y308 1961 38839 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y308 6521 129161 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y407 951 12157 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y407 3870 49510 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y605 1041 43671 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y605 3697 155155 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y803 1433 33472 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ETF 81369Y803 5226 122019 SH DFND 1 0 0 0 VANGUARD INTL EQUITY INDEX F ETF 922042874 623 12484 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F ETF 922042874 2417 48464 SH DFND 1 0 0 0 VANGUARD INDEX FDS ETF 922908553 2064 25883 SH SOLE 0 0 0 0 VANGUARD INDEX FDS ETF 922908553 7806 97911 SH DFND 1 0 0 0