0001513227-11-000002.txt : 20110511
0001513227-11-000002.hdr.sgml : 20110511
20110511163949
ACCESSION NUMBER: 0001513227-11-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110511
DATE AS OF CHANGE: 20110511
EFFECTIVENESS DATE: 20110511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart Portfolios, LLC
CENTRAL INDEX KEY: 0001513227
IRS NUMBER: 753072032
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14414
FILM NUMBER: 11832371
BUSINESS ADDRESS:
STREET 1: 17865 BALLINGER WAY NE
CITY: SEATTLE
STATE: WA
ZIP: 98155
BUSINESS PHONE: 206-686-3644
MAIL ADDRESS:
STREET 1: 17865 BALLINGER WAY NE
CITY: SEATTLE
STATE: WA
ZIP: 98155
13F-HR
1
sp1q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Smart Portfolios, LLC
Address: 17865 Ballinger Way NE
Seattle, WA 98155-4234
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ron Thompson
Title: Chief Operating Officer
Phone: (206)-686-4840
Signature, Place, and Date of Signing:
/s/ Ron Thompson Seattle, WA May 09, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 34
Form13F Information Table Value Total: $161,141 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
SPDR Barclays Capital 1-3 Mont ETF 78464A680 33453 729629 SH SOLE 283780 445849
TIAA-CREF Bond Fund - Retireme ETF 886315720 192 18244 SH SOLE 18244
TIAA-CREF Inflation-Linked Bon ETF 886315696 195 17341 SH SOLE 17341
RevenueShares Large Cap ETF 761396100 331 13166 SH SOLE 13166
SPDR S&P Dividend ETF 78464A763 253 4679 SH SOLE 4679
SPDR S&P MidCap 400 ETF ETF 78467Y107 10841 60378 SH SOLE 17333 43045
TIAA-CREF Growth & Income Prem ETF 87245M103 171 17618 SH SOLE 17618
TIAA-CREF Mid-Cap Growth - Ret ETF 87244W888 858 41700 SH SOLE 41700
Vanguard Dividend Appreciation ETF 921908844 320 5758 SH SOLE 5758
iPath S&P 500 VIX Short-Term F ETF 06740C261 2802 95404 SH SOLE 95404
iShares Russell 1000 Growth In ETF 464287614 259 4276 SH SOLE 4276
iShares Russell 2000 Growth In ETF 464287648 10909 114418 SH SOLE 32681 81737
iShares Russell 2000 Index ETF 464287655 328 3895 SH SOLE 3895
iShares Russell 2000 Value Ind ETF 464287630 10845 143875 SH SOLE 41728 102147
iShares Russell Midcap Growth ETF 464287481 10817 177585 SH SOLE 50495 127090
iShares Russell Midcap Value I ETF 464287473 9340 193934 SH SOLE 53599 140335
iShares S&P SmallCap 600 Value ETF 464287879 326 4277 SH SOLE 4277
Claymore/SWM Canadian Energy I ETF 18383Q606 429 18748 SH SOLE 18748
SPDR DJ Global Titans ETF 78464A706 318 5202 SH SOLE 5202
iShares MSCI Canada Index ETF 464286509 7996 237913 SH SOLE 237913
iShares MSCI EAFE Index ETF 464287465 10531 175290 SH SOLE 50739 124551
iShares S&P Europe 350 Index ETF 464287861 285 6805 SH SOLE 6805
Vanguard REIT Index ETF ETF 922908553 10513 179803 SH SOLE 51837 127966
iShares Cohen & Steers Realty ETF 464287564 2019 28789 SH SOLE 28789
Market Vectors Coal ETF ETF 57060U837 6440 126972 SH SOLE 61283 65689
PowerShares DB Agriculture ETF 73936B408 2196 64141 SH SOLE 64141
PowerShares DB Energy ETF 73936B101 397 12614 SH SOLE 12614
SPDR Gold Shares ETF 78463V107 1413 10103 SH SOLE 10103
United States Natural Gas ETF 912318110 2876 250078 SH SOLE 250078
iPath Dow Jones-AIG Commodity ETF 06738C778 330 6417 SH SOLE 6417
iShares S&P GSCI Commodity-Ind ETF 46428R107 260 6959 SH SOLE 6959
Energy Select Sector SPDR ETF 81369Y506 6853 85928 SH SOLE 85928
Industrial Select Sector SPDR ETF 81369Y704 9022 239543 SH SOLE 68914 170629
Materials Select Sector SPDR ETF 81369Y100 7025 175542 SH SOLE 77616 97926