0001513227-11-000002.txt : 20110511 0001513227-11-000002.hdr.sgml : 20110511 20110511163949 ACCESSION NUMBER: 0001513227-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 EFFECTIVENESS DATE: 20110511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 11832371 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR 1 sp1q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Smart Portfolios, LLC Address: 17865 Ballinger Way NE Seattle, WA 98155-4234 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ron Thompson Title: Chief Operating Officer Phone: (206)-686-4840 Signature, Place, and Date of Signing: /s/ Ron Thompson Seattle, WA May 09, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 34 Form13F Information Table Value Total: $161,141 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SPDR Barclays Capital 1-3 Mont ETF 78464A680 33453 729629 SH SOLE 283780 445849 TIAA-CREF Bond Fund - Retireme ETF 886315720 192 18244 SH SOLE 18244 TIAA-CREF Inflation-Linked Bon ETF 886315696 195 17341 SH SOLE 17341 RevenueShares Large Cap ETF 761396100 331 13166 SH SOLE 13166 SPDR S&P Dividend ETF 78464A763 253 4679 SH SOLE 4679 SPDR S&P MidCap 400 ETF ETF 78467Y107 10841 60378 SH SOLE 17333 43045 TIAA-CREF Growth & Income Prem ETF 87245M103 171 17618 SH SOLE 17618 TIAA-CREF Mid-Cap Growth - Ret ETF 87244W888 858 41700 SH SOLE 41700 Vanguard Dividend Appreciation ETF 921908844 320 5758 SH SOLE 5758 iPath S&P 500 VIX Short-Term F ETF 06740C261 2802 95404 SH SOLE 95404 iShares Russell 1000 Growth In ETF 464287614 259 4276 SH SOLE 4276 iShares Russell 2000 Growth In ETF 464287648 10909 114418 SH SOLE 32681 81737 iShares Russell 2000 Index ETF 464287655 328 3895 SH SOLE 3895 iShares Russell 2000 Value Ind ETF 464287630 10845 143875 SH SOLE 41728 102147 iShares Russell Midcap Growth ETF 464287481 10817 177585 SH SOLE 50495 127090 iShares Russell Midcap Value I ETF 464287473 9340 193934 SH SOLE 53599 140335 iShares S&P SmallCap 600 Value ETF 464287879 326 4277 SH SOLE 4277 Claymore/SWM Canadian Energy I ETF 18383Q606 429 18748 SH SOLE 18748 SPDR DJ Global Titans ETF 78464A706 318 5202 SH SOLE 5202 iShares MSCI Canada Index ETF 464286509 7996 237913 SH SOLE 237913 iShares MSCI EAFE Index ETF 464287465 10531 175290 SH SOLE 50739 124551 iShares S&P Europe 350 Index ETF 464287861 285 6805 SH SOLE 6805 Vanguard REIT Index ETF ETF 922908553 10513 179803 SH SOLE 51837 127966 iShares Cohen & Steers Realty ETF 464287564 2019 28789 SH SOLE 28789 Market Vectors Coal ETF ETF 57060U837 6440 126972 SH SOLE 61283 65689 PowerShares DB Agriculture ETF 73936B408 2196 64141 SH SOLE 64141 PowerShares DB Energy ETF 73936B101 397 12614 SH SOLE 12614 SPDR Gold Shares ETF 78463V107 1413 10103 SH SOLE 10103 United States Natural Gas ETF 912318110 2876 250078 SH SOLE 250078 iPath Dow Jones-AIG Commodity ETF 06738C778 330 6417 SH SOLE 6417 iShares S&P GSCI Commodity-Ind ETF 46428R107 260 6959 SH SOLE 6959 Energy Select Sector SPDR ETF 81369Y506 6853 85928 SH SOLE 85928 Industrial Select Sector SPDR ETF 81369Y704 9022 239543 SH SOLE 68914 170629 Materials Select Sector SPDR ETF 81369Y100 7025 175542 SH SOLE 77616 97926