0001062993-15-006031.txt : 20151113
0001062993-15-006031.hdr.sgml : 20151113
20151113095502
ACCESSION NUMBER: 0001062993-15-006031
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arbiter Partners Capital Management LLC
CENTRAL INDEX KEY: 0001513193
IRS NUMBER: 273380922
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14499
FILM NUMBER: 151227269
BUSINESS ADDRESS:
STREET 1: 530 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-452-9119
MAIL ADDRESS:
STREET 1: 530 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: Fort Hoosac Management, LLC
DATE OF NAME CHANGE: 20110215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001513193
XXXXXXXX
09-30-2015
09-30-2015
Arbiter Partners Capital Management LLC
530 FIFTH AVENUE, 20TH FLOOR
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-14499
N
Paul J. Isaac
Manager
212-650-4670
Paul J. Isaac
New York
NY
11-13-2015
4
124
1020859
false
1
0001609286
028-16232
Broken Clock Management, L.L.C.
2
0001502826
028-14377
Arbiter Partners QP, LP
3
0001156950
028-12808
ARBITER PARTNERS LP
4
0001597558
028-16233
ARBITER PARTNERS OFFSHORE LTD
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AMERICAN INTERNATIONAL GROUP
COM
026874784
5682
100000
SH
Call
DFND
1, 2, 3, 4
0
0
100000
AMBAC FINANCIAL GROUP-CW23
WTS
023139116
906
131946
SH
DFND
1, 2, 3, 4
0
0
131946
AMERICAN NATIONAL INSURANCE
COM
028591105
8314
85153
SH
DFND
1, 2, 3, 4
85153
0
0
AMKOR TECHNOLOGY INC
COM
031652100
18171
4056135
SH
DFND
1, 2, 3, 4
4056135
0
0
AMKOR TECHNOLOGY INC
COM
031652100
449
100000
SH
Call
DFND
1, 2, 3, 4
0
0
100000
AMREP CORP
COM
032159105
554
113095
SH
DFND
1, 2, 3, 4
113095
0
0
AMAZON.COM INC
COM
023135106
199688
390100
SH
Put
DFND
1, 2, 3, 4
0
0
390100
ANWORTH MORTGAGE ASSET CORP
COM
037347101
3727
754538
SH
DFND
1, 2, 3, 4
754538
0
0
APACHE CORP
COM
037411105
196
5000
SH
DFND
1, 2, 3, 4
5000
0
0
APACHE CORP
COM
037411105
12923
330000
SH
Call
DFND
1, 2, 3, 4
0
0
330000
APOLLO GLOBAL MANAGEMENT - A
COM
037612306
258
15000
SH
DFND
1, 2, 3, 4
15000
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315507
248
12400
SH
DFND
1, 2, 3, 4
12400
0
0
ASB BANCORP INC
COM
00213T109
809
32300
SH
DFND
1, 2, 3, 4
32300
0
0
DEUTSCHE X-TRACKERS HARVEST
COM
233051879
16215
501400
SH
Put
DFND
1, 2, 3, 4
0
0
501400
ATHENAHEALTH INC
COM
04685W103
11041
82800
SH
Put
DFND
1, 2, 3, 4
0
0
82800
ATLANTIC COAST FINANCIAL COR
COM
048426100
4103
741889
SH
DFND
1, 2, 3, 4
741889
0
0
BANK OF COMMERCE HOLDINGS
COM
06424J103
252
43640
SH
DFND
1, 2, 3, 4
43640
0
0
BAY BANCORP INC
COM
07203T106
535
104879
SH
DFND
1, 2, 3, 4
104879
0
0
BENEFICIAL BANCORP INC
COM
08171T102
8940
673709
SH
DFND
1, 2, 3, 4
673709
0
0
BAKER HUGHES INC
COM
057224107
3122
60000
SH
Call
DFND
1, 2, 3, 4
0
0
60000
BLACKSTONE GROUP LP/THE
COM
09253U108
633
20000
SH
DFND
1, 2, 3, 4
20000
0
0
BLUE HILLS BANCORP INC
COM
095573101
1379
99600
SH
DFND
1, 2, 3, 4
99600
0
0
BUFFALO WILD WINGS INC
COM
119848109
11606
60000
SH
Put
DFND
1, 2, 3, 4
0
0
60000
CITIGROUP INC
COM
172967424
3423
69000
SH
DFND
1, 2, 3, 4
69000
0
0
CITIGROUP INC
COM
172967424
38448
775000
SH
Call
DFND
1, 2, 3, 4
0
0
775000
CAPITAL SENIOR LIVING CORP
COM
140475104
46913
2339825
SH
DFND
1, 2, 3, 4
2339825
0
0
CARNIVAL CORP
COM
143658300
447
9000
SH
DFND
1, 2, 3, 4
9000
0
0
CHICAGO BRIDGE & IRON CO NV
COM
167250109
7932
200000
SH
Call
DFND
1, 2, 3, 4
0
0
200000
CHARTER FINANCIAL CORP
COM
16122W108
1904
150124
SH
DFND
1, 2, 3, 4
150124
0
0
CITIZENS COMMUNITY BANCORP I
COM
174903104
1050
118792
SH
DFND
1, 2, 3, 4
118792
0
0
CLEAR CHANNEL OUTDOOR-CL A
COM
18451C109
569
79844
SH
DFND
1, 2, 3, 4
79844
0
0
COMMUNITY BANKERS TRUST CORP
COM
203612106
56
11228
SH
DFND
1, 2, 3, 4
11228
0
0
COWEN GROUP INC-CLASS A
COM
223622101
166
36375
SH
DFND
1, 2, 3, 4
36375
0
0
SALESFORCE.COM INC
COM
79466L302
5554
80000
SH
Put
DFND
1, 2, 3, 4
0
0
80000
WISDOMTREE CHINESE YUAN STRA
COM
97717W182
8996
361000
SH
Put
DFND
1, 2, 3, 4
0
0
361000
DATARAM CORP
COM
238108302
46
37425
SH
DFND
1, 2, 3, 4
37425
0
0
DEVON ENERGY CORP
COM
25179M103
3171
85490
SH
DFND
1, 2, 3, 4
85490
0
0
DEVON ENERGY CORP
COM
25179M103
17384
468700
SH
Call
DFND
1, 2, 3, 4
0
0
468700
DIREXION DAILY GOLD MINERS I
COM
25459W235
3114
125000
SH
Call
DFND
1, 2, 3, 4
0
0
125000
EASTERN VIRGINIA BANKSHARES
COM
277196101
325
48200
SH
DFND
1, 2, 3, 4
48200
0
0
ELDORADO GOLD CORP
COM
284902103
49
15300
SH
DFND
1, 2, 3, 4
15300
0
0
EMERSON ELECTRIC CO
COM
291011104
8834
200000
SH
Call
DFND
1, 2, 3, 4
0
0
200000
EQUINIX INC
COM
29444U700
471
1723
SH
DFND
1, 2, 3, 4
1723
0
0
EQUITABLE FINANCIAL CORP
COM
29448T105
1328
161600
SH
DFND
1, 2, 3, 4
161600
0
0
ERIE INDEMNITY COMPANY-CL A
COM
29530P102
755
9099
SH
DFND
1, 2, 3, 4
9099
0
0
ESCALERA RESOURCES CO
COM
296064108
3
19908
SH
DFND
1, 2, 3, 4
19908
0
0
ESSA BANCORP INC
COM
29667D104
3550
273953
SH
DFND
1, 2, 3, 4
273953
0
0
EXTREME NETWORKS INC
COM
30226D106
16464
4900000
SH
DFND
1, 2, 3, 4
4900000
0
0
FIRST CITIZENS BCSHS -CL A
COM
31946M103
12762
56470
SH
DFND
1, 2, 3, 4
56470
0
0
FIRST NORTHWEST BANCORP
COM
335834107
2671
215726
SH
DFND
1, 2, 3, 4
215726
0
0
FMC CORP
COM
302491303
2282
67289
SH
DFND
1, 2, 3, 4
67289
0
0
FOREST CITY ENTERPRISES-CL A
COM
345550107
19450
966208
SH
DFND
1, 2, 3, 4
966208
0
0
FOREST CITY ENTERPRISES-CL B
COM
345550305
348
16600
SH
DFND
1, 2, 3, 4
16600
0
0
FORTRESS INVESTMENT GRP-CL A
COM
34958B106
56
10000
SH
DFND
1, 2, 3, 4
10000
0
0
CURRENCYSHARES EURO TRUST
COM
23130C108
822
7500
SH
Put
DFND
1, 2, 3, 4
0
0
7500
ISHARES CHINA LARGE-CAP ETF
COM
464287184
3547
100000
SH
Put
DFND
1, 2, 3, 4
0
0
100000
GENWORTH FINANCIAL INC-CL A
COM
37247D106
924
200000
SH
Call
DFND
1, 2, 3, 4
0
0
200000
GREENLIGHT CAPITAL RE LTD-A
COM
G4095J109
905
40600
SH
DFND
1, 2, 3, 4
40600
0
0
GREIF INC-CL B
COM
397624206
35200
910265
SH
DFND
1, 2, 3, 4
910265
0
0
HALLIBURTON CO
COM
406216101
13080
370000
SH
Call
DFND
1, 2, 3, 4
0
0
370000
HAMILTON BANCORP INC/MD
COM
407015106
167
11960
SH
DFND
1, 2, 3, 4
11960
0
0
HENNESSY ADVISORS INC
COM
425885100
309
12993
SH
DFND
1, 2, 3, 4
12993
0
0
HERBALIFE LTD
COM
G4412G901
818
15000
SH
Call
DFND
1, 2, 3, 4
0
0
15000
HERBALIFE LTD
COM
G4412G951
1090
20000
SH
Put
DFND
1, 2, 3, 4
0
0
20000
HOPFED BANCORP INC
COM
439734104
1127
94328
SH
DFND
1, 2, 3, 4
94328
0
0
HUNTSMAN CORP
COM
447011107
5330
550000
SH
Call
DFND
1, 2, 3, 4
0
0
550000
INTELSAT SA
COM
L5140P101
29118
4528405
SH
DFND
1, 2, 3, 4
4528405
0
0
JAVELIN MORTGAGE INVESTMENT
COM
47200B104
131
21750
SH
DFND
1, 2, 3, 4
21750
0
0
JMP GROUP LLC
COM
46629U107
68
11000
SH
DFND
1, 2, 3, 4
11000
0
0
JOHNSON & JOHNSON
COM
478160104
4668
50000
SH
Call
DFND
1, 2, 3, 4
0
0
50000
KEARNY FINANCIAL CORP/MD
COM
48716P108
4944
431035
SH
DFND
1, 2, 3, 4
431035
0
0
KENTUCKY FIRST FEDERAL BANCO
COM
491292108
665
78178
SH
DFND
1, 2, 3, 4
78178
0
0
KOPPERS HOLDINGS INC
COM
50060P106
4620
229031
SH
DFND
1, 2, 3, 4
229031
0
0
LAKE SHORE BANCORP INC
COM
510700107
2712
200877
SH
DFND
1, 2, 3, 4
200877
0
0
LAPORTE BANCORP INC
COM
516651106
253
17171
SH
DFND
1, 2, 3, 4
17171
0
0
LENNAR CORP - B SHS
COM
526057302
16713
422036
SH
DFND
1, 2, 3, 4
422036
0
0
LEXMARK INTERNATIONAL INC-A
COM
529771107
3459
119350
SH
DFND
1, 2, 3, 4
119350
0
0
LIBERTY INTERACTIVE CORP Q-A
COM
53071M104
15179
578700
SH
DFND
1, 2, 3, 4
578700
0
0
LIBERTY VENTURES - SER A
COM
53071M880
886
21969
SH
DFND
1, 2, 3, 4
21969
0
0
LIMONEIRA CO
COM
532746104
212
12668
SH
DFND
1, 2, 3, 4
12668
0
0
LUXFER HOLDINGS PLC-ADR
COM
550678106
1792
166094
SH
DFND
1, 2, 3, 4
166094
0
0
MERIDIAN BANCORP INC
COM
58958U103
687
50244
SH
DFND
1, 2, 3, 4
50244
0
0
MICRON TECHNOLOGY INC
COM
595112103
20672
1380000
SH
DFND
1, 2, 3, 4
1380000
0
0
MVC CAPITAL INC
COM
553829102
1567
190854
SH
DFND
1, 2, 3, 4
190854
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
3800
385000
SH
Call
DFND
1, 2, 3, 4
0
0
385000
NOBLE ENERGY INC
COM
655044105
294
9756
SH
DFND
1, 2, 3, 4
9756
0
0
NORTHERN DYNASTY MINERALS
COM
66510M204
261
843348
SH
DFND
1, 2, 3, 4
843348
0
0
OCONEE FEDERAL FINANCIAL COR
COM
675607105
868
43399
SH
DFND
1, 2, 3, 4
43399
0
0
OPPENHEIMER HOLDINGS-CL A
COM
683797104
6245
312075
SH
DFND
1, 2, 3, 4
312075
0
0
PEOPLES BANCORP OF NC
COM
710577107
451
25794
SH
DFND
1, 2, 3, 4
25794
0
0
PERMIAN BASIN ROYALTY TRUST
COM
714236106
5902
965889
SH
DFND
1, 2, 3, 4
965889
0
0
PFIZER INC
COM
717081103
12564
400000
SH
Call
DFND
1, 2, 3, 4
0
0
400000
PHOENIX COMPANIES INC
COM
71902E604
877
26569
SH
DFND
1, 2, 3, 4
26569
0
0
POWERSECURE INTERNATIONAL IN
COM
73936N105
226
19606
SH
DFND
1, 2, 3, 4
19606
0
0
PREMIER FINANCIAL BANCORP
COM
74050M105
175
12314
SH
DFND
1, 2, 3, 4
12314
0
0
PSB HOLDINGS INC
COM
69360W108
679
71059
SH
DFND
1, 2, 3, 4
71059
0
0
RACKSPACE HOSTING INC
COM
750086100
247
10000
SH
Put
DFND
1, 2, 3, 4
0
0
10000
SALEM MEDIA GROUP INC
COM
794093104
506
82697
SH
DFND
1, 2, 3, 4
82697
0
0
SEALED AIR CORP
COM
81211K100
2238
47729
SH
DFND
1, 2, 3, 4
47729
0
0
SENECA FOODS CORP - CL A
COM
817070501
244
9250
SH
DFND
1, 2, 3, 4
9250
0
0
SENECA FOODS CORP - CL B
COM
817070105
242
7500
SH
DFND
1, 2, 3, 4
7500
0
0
SERITAGE GROWTH PROP- A REIT
COM
81752R100
14418
387052
SH
DFND
1, 2, 3, 4
387052
0
0
SEARS HOLDINGS CORP
COM
812350106
11673
516500
SH
Put
DFND
1, 2, 3, 4
0
0
516500
SHORE BANCSHARES INC
COM
825107105
729
75000
SH
DFND
1, 2, 3, 4
75000
0
0
SPARK NETWORKS INC
COM
84651P100
333
115525
SH
DFND
1, 2, 3, 4
115525
0
0
SPROTT FOCUS TRUST INC
COM
85208J109
73
12317
SH
DFND
1, 2, 3, 4
12317
0
0
STONEGATE MORTGAGE CORP
COM
86181Q300
790
111111
SH
DFND
1, 2, 3, 4
111111
0
0
PROSHARES SHORT VIX ST FUTUR
COM
74347W627
4469
93800
SH
Call
DFND
1, 2, 3, 4
0
0
93800
SOUTHWESTERN ENERGY CO
COM
845467109
1269
100000
SH
Call
DFND
1, 2, 3, 4
0
0
100000
TECK RESOURCES LTD-CLS B
COM
878742204
961
200240
SH
DFND
1, 2, 3, 4
200240
0
0
TEXAS PACIFIC LAND TRUST
COM
882610108
16072
114598
SH
DFND
1, 2, 3, 4
114598
0
0
THIRD POINT REINSURANCE LTD
COM
G8827U100
679
50500
SH
DFND
1, 2, 3, 4
50500
0
0
TESLA MOTORS INC
COM
88160R101
199291
802300
SH
Put
DFND
1, 2, 3, 4
0
0
802300
TUTOR PERINI CORP
COM
901109108
3972
241320
SH
DFND
1, 2, 3, 4
241320
0
0
U.S. GLOBAL INVESTORS INC-A
COM
902952100
68
40969
SH
DFND
1, 2, 3, 4
40969
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
654
41681
SH
DFND
1, 2, 3, 4
41681
0
0
VIACOM INC-CLASS B
COM
92553P201
9493
220000
SH
Call
DFND
1, 2, 3, 4
0
0
220000
VIACOM INC-CLASS A
COM
92553P102
1028
23221
SH
DFND
1, 2, 3, 4
23221
0
0
IPATH S&P 500 VIX S/T FU ETN
COM
06742E711
20742
809300
SH
Put
DFND
1, 2, 3, 4
0
0
809300
WHITING PETROLEUM CORP
COM
966387102
1527
100000
SH
Call
DFND
1, 2, 3, 4
0
0
100000
WMIH CORP
COM
92936P100
43
16712
SH
DFND
1, 2, 3, 4
16712
0
0
WOLVERINE BANCORP INC
COM
977880103
356
13946
SH
DFND
1, 2, 3, 4
13946
0
0
XEROX CORP
COM
984121103
584
60000
SH
DFND
1, 2, 3, 4
60000
0
0
XEROX CORP
COM
984121103
5877
604000
SH
Call
DFND
1, 2, 3, 4
0
0
604000