Manager

0001062993-14-006169.txt : 20141029 0001062993-14-006169.hdr.sgml : 20141029 20141029090802 ACCESSION NUMBER: 0001062993-14-006169 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141029 DATE AS OF CHANGE: 20141029 EFFECTIVENESS DATE: 20141029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arbiter Partners Capital Management LLC CENTRAL INDEX KEY: 0001513193 IRS NUMBER: 273380922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14499 FILM NUMBER: 141178790 BUSINESS ADDRESS: STREET 1: 11 E 44TH STREET, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-452-9119 MAIL ADDRESS: STREET 1: 11 E 44TH STREET, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Fort Hoosac Management, LLC DATE OF NAME CHANGE: 20110215 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513193 XXXXXXXX 09-30-2014 09-30-2014 Arbiter Partners Capital Management LLC

11 E 44TH STREET, SUITE 700 NEW YORK NY 10017

13F HOLDINGS REPORT 028-14499 N Paul J. Isaac Manager 212-650-4670 Paul J. Isaac NEW YORK NY 10-29-2014 4 121 1014039 false 1 Broken Clock Management LLC 2 Arbiter Partners QP LP 4 Arbiter Partners Offshore LTD 3 Arbiter Partners LP INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ACTIVE POWER INC COM 00504W308 34 16900 SH DFND 1, 2, 3, 4 16900 0 0 AMBAC FINANCIAL GROUP-CW23 WTS 023139116 406 29200 SH DFND 1, 2, 3, 4 0 0 29200 AMERICAN HOMES 4 RENT- A COM 02665T306 169 10000 SH DFND 1, 2, 3, 4 10000 0 0 AMERICAN REALTY CAPITAL PROP COM 02917T104 7269 602700 SH DFND 1, 2, 3, 4 602700 0 0 AMKOR TECHNOLOGY INC COM 031652100 1108 131711 SH DFND 1, 2, 3, 4 131711 0 0 AMREP CORP COM 032159105 278 59638 SH DFND 1, 2, 3, 4 59638 0 0 AMAZON.COM INC COM 023135106 24344 75500 SH Put DFND 1, 2, 3, 4 0 0 75500 APACHE CORP COM 037411105 939 10000 SH DFND 1, 2, 3, 4 10000 0 0 APACHE CORP COM 037411105 45058 480000 SH Call DFND 1, 2, 3, 4 0 0 480000 ANADARKO PETROLEUM CORP COM 032511107 10144 100000 SH Call DFND 1, 2, 3, 4 0 0 100000 APOLLO GLOBAL MANAGEMENT - A COM 037612306 596 25000 SH DFND 1, 2, 3, 4 25000 0 0 ASB BANCORP INC COM 00213T109 651 32300 SH DFND 1, 2, 3, 4 32300 0 0 ASSURED GUARANTY LTD COM G0585R106 228 10300 SH DFND 1, 2, 3, 4 10300 0 0 ATHENAHEALTH INC COM 04685W103 10904 82800 SH Put DFND 1, 2, 3, 4 0 0 82800 ATLANTIC COAST FINANCIAL COR COM 048426100 3060 750000 SH DFND 1, 2, 3, 4 750000 0 0 BLACKSTONE GROUP LP/THE COM 09253U108 630 20000 SH DFND 1, 2, 3, 4 20000 0 0 BLUE HILLS BANCORP INC COM 095573101 1307 99600 SH DFND 1, 2, 3, 4 99600 0 0 BROOKDALE SENIOR LIVING INC COM 112463104 680 21090 SH DFND 1, 2, 3, 4 21090 0 0 CITIGROUP INC COM 172967424 12903 249000 SH DFND 1, 2, 3, 4 249000 0 0 CITIGROUP INC COM 172967424 36274 700000 SH Call DFND 1, 2, 3, 4 0 0 700000 CAPITAL SENIOR LIVING CORP COM 140475104 38368 1807270 SH DFND 1, 2, 3, 4 1807270 0 0 CARNIVAL CORP COM 143658300 1808 45000 SH DFND 1, 2, 3, 4 45000 0 0 CARNIVAL CORP COM 143658300 27717 690000 SH Call DFND 1, 2, 3, 4 0 0 690000 CHARTER FINANCIAL CORP COM 16122W108 1606 150124 SH DFND 1, 2, 3, 4 150124 0 0 CHC GROUP LTD COM G07021101 265 47300 SH DFND 1, 2, 3, 4 47300 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 1004 113490 SH DFND 1, 2, 3, 4 113490 0 0 CLEAR CHANNEL OUTDOOR-CL A COM 18451C109 3712 550694 SH DFND 1, 2, 3, 4 550694 0 0 CLIFTON BANCORP INC COM 186873105 1543 122576 SH DFND 1, 2, 3, 4 122576 0 0 COWEN GROUP INC-CLASS A COM 223622101 12234 3262375 SH DFND 1, 2, 3, 4 3262375 0 0 SALESFORCE.COM INC COM 79466L302 10355 180000 SH Put DFND 1, 2, 3, 4 0 0 180000 DEVON ENERGY CORP COM 25179M103 5829 85490 SH DFND 1, 2, 3, 4 85490 0 0 DEVON ENERGY CORP COM 25179M103 54762 803200 SH Call DFND 1, 2, 3, 4 0 0 803200 DEX MEDIA INC COM 25213A107 117 12206 SH DFND 1, 2, 3, 4 12206 0 0 DOW CHEMICAL CO/THE COM 260543103 10488 200000 SH Call DFND 1, 2, 3, 4 0 0 200000 EASTERN VIRGINIA BANKSHARES COM 277196101 300 48200 SH DFND 1, 2, 3, 4 48200 0 0 ELDORADO GOLD CORP COM 284902103 103 15300 SH DFND 1, 2, 3, 4 15300 0 0 ELDORADO RESORTS INC COM 28470R102 5394 1281289 SH DFND 1, 2, 3, 4 1281289 0 0 EQUINIX INC COM 29444U502 16425 77300 SH DFND 1, 2, 3, 4 77300 0 0 EQUINIX INC COM 29444U502 33019 155400 SH Call DFND 1, 2, 3, 4 0 0 155400 ERIE INDEMNITY COMPANY-CL A COM 29530P102 690 9099 SH DFND 1, 2, 3, 4 9099 0 0 ESCALERA RESOURCES CO COM 296064108 38 19908 SH DFND 1, 2, 3, 4 19908 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 353 5000 SH DFND 1, 2, 3, 4 5000 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 42378 600000 SH Call DFND 1, 2, 3, 4 0 0 600000 EXTREME NETWORKS INC COM 30226D106 9981 2083674 SH DFND 1, 2, 3, 4 2083674 0 0 EXXON MOBIL CORP COM 30231G102 282 3000 SH DFND 1, 2, 3, 4 3000 0 0 FIRST CITIZENS BCSHS -CL A COM 31946M103 6684 30856 SH DFND 1, 2, 3, 4 30856 0 0 FOREST CITY ENTERPRISES-CL A COM 345550107 18860 964208 SH DFND 1, 2, 3, 4 964208 0 0 FOREST CITY ENTERPRISES-CL B COM 345550305 357 18000 SH DFND 1, 2, 3, 4 18000 0 0 GENERAL ELECTRIC CO COM 369604103 1 46 SH DFND 1, 2, 3, 4 46 0 0 GENERAL ELECTRIC CO COM 369604103 12810 500000 SH Call DFND 1, 2, 3, 4 0 0 500000 GREENLIGHT CAPITAL RE LTD-A COM G4095J109 227 7000 SH DFND 1, 2, 3, 4 7000 0 0 GREIF INC-CL B COM 397624206 41900 846459 SH DFND 1, 2, 3, 4 846459 0 0 HALLIBURTON CO COM 406216101 12902 200000 SH Call DFND 1, 2, 3, 4 0 0 200000 HARTFORD FINANCIAL SVCS GRP COM 416515104 2012 54000 SH DFND 1, 2, 3, 4 54000 0 0 HARTFORD FINANCIAL SVCS GRP COM 416515104 45646 1225400 SH Call DFND 1, 2, 3, 4 0 0 1225400 HENNESSY ADVISORS INC COM 425885100 248 12493 SH DFND 1, 2, 3, 4 12493 0 0 HERBALIFE LTD COM G4412G901 656 15000 SH Call DFND 1, 2, 3, 4 0 0 15000 HERBALIFE LTD COM G4412G951 875 20000 SH Put DFND 1, 2, 3, 4 0 0 20000 HOPFED BANCORP INC COM 439734104 1085 94328 SH DFND 1, 2, 3, 4 94328 0 0 ISHARES IBOXX HIGH YIELD COR COM 464288513 7007 76200 SH Put DFND 1, 2, 3, 4 0 0 76200 IMPERIAL OIL LTD COM 453038408 283 6000 SH DFND 1, 2, 3, 4 6000 0 0 INDEPENDENT BANK CORP - MICH COM 453838609 608 51000 SH DFND 1, 2, 3, 4 51000 0 0 INTELSAT SA COM L5140P101 6403 373588 SH DFND 1, 2, 3, 4 373588 0 0 INTERVEST BANCSHARES CORP COM 460927106 4435 463868 SH DFND 1, 2, 3, 4 463868 0 0 KENTUCKY FIRST FEDERAL BANCO COM 491292108 464 57583 SH DFND 1, 2, 3, 4 57583 0 0 LAKE SHORE BANCORP INC COM 510700107 2478 196677 SH DFND 1, 2, 3, 4 196677 0 0 LANDS' END INC COM 51509F105 426 10350 SH DFND 1, 2, 3, 4 10350 0 0 LAPORTE BANCORP INC COM 516651106 169 15052 SH DFND 1, 2, 3, 4 15052 0 0 LEAPFROG ENTERPRISES INC COM 52186N106 599 100000 SH DFND 1, 2, 3, 4 100000 0 0 LENNAR CORP - B SHS COM 526057302 7139 223032 SH DFND 1, 2, 3, 4 223032 0 0 LIBERTY INTERACTIVE CORP-A COM 53071M104 16505 578700 SH DFND 1, 2, 3, 4 578700 0 0 LIBERTY INTERACTIVE CORP-A COM 53071M104 5704 200000 SH Call DFND 1, 2, 3, 4 0 0 200000 LIBERTY TRIPADVISOR HDG-A COM 531465102 251 7416 SH DFND 1, 2, 3, 4 7416 0 0 LIBERTY VENTURES - SER A COM 53071M880 282 7416 SH DFND 1, 2, 3, 4 7416 0 0 LIMONEIRA CO COM 532746104 655 27668 SH DFND 1, 2, 3, 4 27668 0 0 LORAL SPACE & COMMUNICATIONS COM 543881106 6865 95600 SH DFND 1, 2, 3, 4 95600 0 0 LUXFER HOLDINGS PLC-ADR COM 550678106 173 10000 SH DFND 1, 2, 3, 4 10000 0 0 MAG SILVER CORP COM 55903Q104 828 111300 SH DFND 1, 2, 3, 4 111300 0 0 MDC PARTNERS INC-A COM 552697104 206 10744 SH DFND 1, 2, 3, 4 10744 0 0 MERIDIAN BANCORP INC COM 58958U103 531 50244 SH DFND 1, 2, 3, 4 50244 0 0 MICRON TECHNOLOGY INC COM 595112103 10278 300000 SH Call DFND 1, 2, 3, 4 0 0 300000 NATL WESTERN LIFE INS-CL A COM 638522102 14469 58576 SH DFND 1, 2, 3, 4 58576 0 0 NEWMONT MINING CORP COM 651639106 154 6700 SH DFND 1, 2, 3, 4 6700 0 0 NEWMONT MINING CORP COM 651639106 6143 266500 SH Call DFND 1, 2, 3, 4 0 0 266500 NETFLIX INC COM 64110L106 44577 98800 SH Put DFND 1, 2, 3, 4 0 0 98800 OCONEE FEDERAL FINANCIAL COR COM 675607105 784 42388 SH DFND 1, 2, 3, 4 42388 0 0 OPPENHEIMER HOLDINGS-CL A COM 683797104 3107 153444 SH DFND 1, 2, 3, 4 153444 0 0 PAR PETROLEUM CORP COM 69888T207 2054 121912 SH DFND 1, 2, 3, 4 121912 0 0 PBF ENERGY INC-CLASS A COM 69318G106 18074 753100 SH DFND 1, 2, 3, 4 753100 0 0 PEOPLES BANCORP OF NC COM 710577107 437 25794 SH DFND 1, 2, 3, 4 25794 0 0 PERMIAN BASIN ROYALTY TRUST COM 714236106 3331 245268 SH DFND 1, 2, 3, 4 245268 0 0 POWERSECURE INTERNATIONAL IN COM 73936N105 686 71600 SH DFND 1, 2, 3, 4 71600 0 0 PREMIER FINANCIAL BANCORP COM 74050M105 180 12314 SH DFND 1, 2, 3, 4 12314 0 0 PSB HOLDINGS INC COM 69360W108 516 70862 SH DFND 1, 2, 3, 4 70862 0 0 PUBLIC STORAGE COM 74460D109 548 3306 SH DFND 1, 2, 3, 4 3306 0 0 RADIO ONE INC -CL D COM 75040P405 1691 531792 SH DFND 1, 2, 3, 4 531792 0 0 ROSETTA RESOURCES INC COM 777779307 802 18000 SH DFND 1, 2, 3, 4 18000 0 0 ROYCE FOCUS TRUST INC COM 78080N108 93 11859 SH DFND 1, 2, 3, 4 11859 0 0 SALEM COMMUNICATIONS -CL A COM 794093104 521 68399 SH DFND 1, 2, 3, 4 68399 0 0 SEALED AIR CORP COM 81211K100 2538 72777 SH DFND 1, 2, 3, 4 72777 0 0 SENECA FOODS CORP - CL A COM 817070501 265 9250 SH DFND 1, 2, 3, 4 9250 0 0 SENECA FOODS CORP - CL B COM 817070105 229 7500 SH DFND 1, 2, 3, 4 7500 0 0 SEARS HOLDINGS CORP COM 812350106 6295 249500 SH Put DFND 1, 2, 3, 4 0 0 249500 SHORE BANCSHARES INC COM 825107105 675 75000 SH DFND 1, 2, 3, 4 75000 0 0 SPARK NETWORKS INC COM 84651P100 244 52539 SH DFND 1, 2, 3, 4 52539 0 0 STONEGATE MORTGAGE CORP COM 86181Q300 1441 111111 SH DFND 1, 2, 3, 4 111111 0 0 STRAIGHT PATH COMM- B COM 862578101 882 56007 SH DFND 1, 2, 3, 4 56007 0 0 PROSHARES SHORT VIX ST FUTUR COM 74347W627 10986 146600 SH Call DFND 1, 2, 3, 4 0 0 146600 SOUTHWESTERN ENERGY CO COM 845467109 3495 100000 SH Call DFND 1, 2, 3, 4 0 0 100000 TEXAS PACIFIC LAND TRUST COM 882610108 22053 114598 SH DFND 1, 2, 3, 4 114598 0 0 THIRD POINT REINSURANCE LTD COM G8827U100 160 11000 SH DFND 1, 2, 3, 4 11000 0 0 TRIBUNE PUBLISHING CO COM 896082104 6344 314394 SH DFND 1, 2, 3, 4 314394 0 0 TESLA MOTORS INC COM 88160R101 176186 726000 SH Put DFND 1, 2, 3, 4 0 0 726000 U.S. GLOBAL INVESTORS INC-A COM 902952100 145 40969 SH DFND 1, 2, 3, 4 40969 0 0 UNITED BANCSHARES INC/OHIO COM 909458101 355 23710 SH DFND 1, 2, 3, 4 23710 0 0 IPATH S&P 500 VIX S/T FU ETN COM 06742E711 9042 290000 SH Put DFND 1, 2, 3, 4 0 0 290000 WOLVERINE BANCORP INC COM 977880103 314 13946 SH DFND 1, 2, 3, 4 13946 0 0 WPX ENERGY INC COM 98212B103 6256 260000 SH DFND 1, 2, 3, 4 260000 0 0 WRIGHT MEDICAL GROUP INC-CVR COM 98235T115 3968 1845787 SH DFND 1, 2, 3, 4 1845787 0 0 XEROX CORP COM 984121103 397 30000 SH DFND 1, 2, 3, 4 30000 0 0 XEROX CORP COM 984121103 11298 854000 SH Call DFND 1, 2, 3, 4 0 0 854000