0001062993-14-000966.txt : 20140219
0001062993-14-000966.hdr.sgml : 20140219
20140219172154
ACCESSION NUMBER: 0001062993-14-000966
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
EFFECTIVENESS DATE: 20140219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arbiter Partners Capital Management LLC
CENTRAL INDEX KEY: 0001513193
IRS NUMBER: 273380922
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14499
FILM NUMBER: 14626812
BUSINESS ADDRESS:
STREET 1: 11 E 44TH STREET, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-452-9119
MAIL ADDRESS:
STREET 1: 11 E 44TH STREET, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Fort Hoosac Management, LLC
DATE OF NAME CHANGE: 20110215
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001513193
XXXXXXXX
12-31-2013
12-31-2013
true
1
RESTATEMENT
Arbiter Partners Capital Management LLC
11 E 44TH STREET, SUITE 700
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-14499
N
Paul J. Isaac
Manager
212-650-4670
Paul J. Isaac
New York
NY
02-19-2014
2
109
726620
false
1
028-14377
Arbiter Partners QP, LP
2
028-12808
Arbiter Partners LP
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AMBAC FINL GROUP INC
COM
023139884
20218
823198
SH
DFND
1, 2
823198
0
0
AMBAC FINL GROUP INC
WTS
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436
29200
SH
DFND
1, 2
0
0
29200
AMERIANA BANCORP
COM
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201
15167
SH
DFND
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15167
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0
AMKOR TECHNOLOGY INC
COM
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3970
647711
SH
DFND
1, 2
647711
0
0
ANADARKO PETE CORP
COM
032511107
7932
100000
SH
Call
DFND
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0
100000
APACHE CORP
COM
037411105
859
10000
SH
DFND
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10000
0
0
APACHE CORP
COM
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11172
130000
SH
Call
DFND
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0
0
130000
ASB BANCORP INC N C
COM
00213T109
550
31900
SH
DFND
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31900
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0
ASSURED GUARANTY LTD
COM
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ASSURED GUARANTY LTD
COM
G0585R106
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SH
Call
DFND
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200000
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COM
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750000
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DFND
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COM
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94955
SH
DFND
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0
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100000
SH
Call
DFND
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100000
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COM
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0
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COM
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1617
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DFND
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0
CITIGROUP INC
COM
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5576
107000
SH
DFND
1, 2
107000
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0
CITIGROUP INC
COM
172967424
20844
400000
SH
Call
DFND
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CLEAR CHANNEL OUTDOOR HLDGS
COM
18451C109
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625494
SH
DFND
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625494
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CLIFFS NAT RES INC
COM
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4849
185000
SH
Put
DFND
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0
185000
COOPER TIRE & RUBR CO
COM
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2404
100000
SH
Call
DFND
1, 2
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0
100000
COWEN GROUP INC NEW
COM
223622101
12865
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SH
DFND
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3290375
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0
DEVON ENERGY CORP NEW
COM
25179M103
5289
85490
SH
DFND
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85490
0
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COM
25179M103
49694
803200
SH
Call
DFND
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0
803200
EASTERN VA BANKSHARES INC
COM
277196101
337
48200
SH
DFND
1, 2
48200
0
0
EMERITUS CORP
COM
291005106
1000
46200
SH
DFND
1, 2
46200
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EQUINIX INC
COM
29444U502
763
4300
SH
DFND
1, 2
4300
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0
EQUINIX INC
COM
29444U502
36377
205000
SH
Call
DFND
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205000
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1054
15000
SH
DFND
1, 2
15000
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0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
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SH
Call
DFND
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EXXON MOBIL CORP
COM
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304
3000
SH
DFND
1, 2
3000
0
0
EXXON MOBIL CORP
COM
30231G102
36432
360000
SH
Call
DFND
1, 2
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360000
FOREST CITY ENTERPRISES INC
COM
345550107
18417
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SH
DFND
1, 2
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0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
177
1000
SH
DFND
1, 2
1000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3545
20000
SH
Call
DFND
1, 2
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0
20000
GREIF INC
COM
397624206
49452
841459
SH
DFND
1, 2
841459
0
0
GROUPON INC
COM
399473107
15699
1334400
SH
Put
DFND
1, 2
0
0
1334400
HARTFORD FINL SVCS GROUP INC
COM
416515104
145
4000
SH
DFND
1, 2
4000
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
22658
625400
SH
Call
DFND
1, 2
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0
625400
HESS CORP
COM
42809H107
4150
50000
SH
Call
DFND
1, 2
0
0
50000
HOPFED BANCORP INC
COM
439734104
407
35753
SH
DFND
1, 2
35753
0
0
INDEPENDENT BANK CORP MICH
COM
453838609
612
51000
SH
DFND
1, 2
51000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
9379
50000
SH
Call
DFND
1, 2
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0
50000
INTERVEST BANCSHARES CORP
COM
460927106
2606
346949
SH
DFND
1, 2
346949
0
0
IRON MTN INC
COM
462846106
205
6741
SH
DFND
1, 2
6741
0
0
IRON MTN INC
COM
462846106
11876
391300
SH
Call
DFND
1, 2
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0
391300
KENTUCKY FIRST FED BANCORP
COM
491292108
422
52717
SH
DFND
1, 2
52717
0
0
LAKE SHORE BANCORP INC
COM
510700107
2339
191692
SH
DFND
1, 2
191692
0
0
LAPORTE BANCORP INC MD
COM
516651106
167
15052
SH
DFND
1, 2
15052
0
0
LEAPFROG ENTERPRISES INC
COM
52186N106
794
100000
SH
Call
DFND
1, 2
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0
100000
LENNAR CORP
COM
526057302
6433
190774
SH
DFND
1, 2
190774
0
0
LEVEL 3 COMMUNICATIONS INC
COM
52729N308
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50000
SH
DFND
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LIBERTY INTERACTIVE CORP
COM
53071M104
17279
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SH
DFND
1, 2
588700
0
0
LIBERTY INTERACTIVE CORP
COM
53071M104
5870
200000
SH
Call
DFND
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0
200000
LORAL SPACE & COMMUNICATNS I
COM
543881106
8409
103831
SH
DFND
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103831
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LUXFER HLDGS PLC
COM
550678106
209
10000
SH
DFND
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10000
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COM
595112103
6525
300000
SH
Call
DFND
1, 2
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0
300000
MTR GAMING GROUP INC
COM
553769100
8763
1698220
SH
DFND
1, 2
1698220
0
0
NATIONAL WESTN LIFE INS CO
COM
638522102
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SH
DFND
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58363
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COM
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274
11900
SH
DFND
1, 2
11900
0
0
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COM
651639106
8325
361500
SH
Call
DFND
1, 2
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0
361500
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COM
66611T108
7922
600140
SH
DFND
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600140
0
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OCONEE FED FINL CORP
COM
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SH
DFND
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1725
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SH
DFND
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0
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COM
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366
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SH
DFND
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COM
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1016
59200
SH
DFND
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COM
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174
12314
SH
DFND
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COM
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13278
98400
SH
Call
DFND
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0
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COM
69360W108
406
63582
SH
DFND
1, 2
63582
0
0
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COM
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1837
111111
SH
DFND
1, 2
111111
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COM
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459
56007
SH
DFND
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0
0
TEXAS PAC LD TR
COM
882610108
11444
114598
SH
DFND
1, 2
114598
0
0
THE ADT CORPORATION
COM
00101J106
4047
100000
SH
Call
DFND
1, 2
0
0
100000
TIVO INC
COM
888706108
656
50000
SH
DFND
1, 2
50000
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
339
23710
SH
DFND
1, 2
23710
0
0
UT/100 INGERSOLL-RAND PLC UT/33 ALLEGION
COM
9EQ3CNI21
7632
100000
SH
Call
DFND
1, 2
0
0
100000
UT/25 IPATH S&P 500 VIX SHORT- TERM FUTUR
COM
9EQ3BZRQ2
5054
118750
SH
Put
DFND
1, 2
0
0
118750
WESTERN DIGITAL CORP
COM
958102105
11746
140000
SH
Call
DFND
1, 2
0
0
140000
WESTERN UN CO
COM
959802109
4313
250000
SH
Call
DFND
1, 2
0
0
250000
WOLVERINE BANCORP INC
COM
977880103
284
13318
SH
DFND
1, 2
13318
0
0
WPX ENERGY INC
COM
98212B103
5299
260000
SH
DFND
1, 2
260000
0
0
WRIGHT MED GROUP INC
COM
98235T115
426
1320074
SH
DFND
1, 2
1320074
0
0
XEROX CORP
COM
984121103
19219
1535300
SH
DFND
1, 2
1535300
0
0
XEROX CORP
COM
984121103
18758
1541300
SH
Call
DFND
1, 2
0
0
1541300
AERCAP HOLDINGS NV
COM
N00985106
384
10000
SH
SOLE
10000
0
0
APOLLO GLOBAL MANAGEMENT - A
COM
037612306
790
25000
SH
SOLE
25000
0
0
APOLLO COMMERCIAL REAL ESTAT
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03762U105
163
10000
SH
SOLE
10000
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315101
401
100000
SH
SOLE
100000
0
0
AMREP CORP
COM
032159105
398
56902
SH
SOLE
56902
0
0
BLACKSTONE GROUP LP/THE
COM
09253U108
630
20000
SH
SOLE
20000
0
0
COSI INC
COM
22122P200
40
23544
SH
SOLE
23544
0
0
DOUBLE EAGLE PETROLEUM CO
COM
258570209
46
19908
SH
SOLE
19908
0
0
DEX MEDIA INC
COM
25213A107
83
12206
SH
SOLE
12206
0
0
ELDORADO GOLD CORP
COM
284902103
87
15300
SH
SOLE
15300
0
0
FOREST CITY ENTERPRISES-CL B
COM
345550305
290
15300
SH
SOLE
15300
0
0
FERRO CORP
COM
315405100
345
26902
SH
SOLE
26902
0
0
ROYCE FOCUS TRUST INC
COM
78080N108
90
11859
SH
SOLE
11859
0
0
U.S. GLOBAL INVESTORS INC-A
COM
902952100
104
40969
SH
SOLE
40969
0
0
LIMONEIRA CO
COM
532746104
722
27168
SH
SOLE
27168
0
0
SPARK NETWORKS INC
COM
84651P100
276
44800
SH
SOLE
44800
0
0
MAG SILVER CORP
COM
55903Q104
612
111300
SH
SOLE
111300
0
0
MDC PARTNERS INC-A
COM
552697104
274
10744
SH
SOLE
10744
0
0
MICROSOFT CORP
COM
594918104
599
16000
SH
SOLE
16000
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
249
25000
SH
SOLE
25000
0
0
ROSETTA RESOURCES INC
COM
777779307
865
18000
SH
SOLE
18000
0
0
SALEM COMMUNICATIONS -CL A
COM
794093104
401
46099
SH
SOLE
46099
0
0
SEALED AIR CORP
COM
81211K100
4628
135920
SH
SOLE
135920
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
562
10000
SH
SOLE
10000
0
0
ADVSHRS TRIMTAB FLOAT SHRINK
COM
00768Y818
890
18352
SH
SOLE
18352
0
0
ZAZA ENERGY CORP
COM
98919T100
33
34300
SH
SOLE
34300
0
0