Manager

0001062993-14-004851.txt : 20140814 0001062993-14-004851.hdr.sgml : 20140814 20140814091559 ACCESSION NUMBER: 0001062993-14-004851 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arbiter Partners Capital Management LLC CENTRAL INDEX KEY: 0001513193 IRS NUMBER: 273380922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14499 FILM NUMBER: 141039742 BUSINESS ADDRESS: STREET 1: 11 E 44TH STREET, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-452-9119 MAIL ADDRESS: STREET 1: 11 E 44TH STREET, SUITE 700 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Fort Hoosac Management, LLC DATE OF NAME CHANGE: 20110215 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513193 XXXXXXXX 06-30-2014 06-30-2014 Arbiter Partners Capital Management LLC

11 E 44TH STREET, SUITE 700 NEW YORK NY 10017

13F HOLDINGS REPORT 028-14499 N Paul J. Isaac Manager 212-650-4670 Paul J. Isaac New York NY 08-14-2014 4 125 1012609 false 1 0001609286 Broken Clock Management, L.L.C. 2 0001502826 Arbiter Partners QP, LP 3 0001156950 ARBITER PARTNERS LP 4 0001597558 ARBITER PARTNERS OFFSHORE LTD INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE Active Power Inc COM 00504W308 47 16900 SH DFND 1, 2, 3, 4 16900 0 0 TrimTabs Float Shrink ETF COM 00768Y818 256 5000 SH DFND 1, 2, 3, 4 5000 0 0 Ambac Financial Group Inc COM 023139884 7983 292327 SH DFND 1, 2, 3, 4 292327 0 0 Ambac Financial Group Inc WTS 023139116 511 29200 SH DFND 1, 2, 3, 4 0 0 29200 Ameriana Bancorp COM 023613102 225 15167 SH DFND 1, 2, 3, 4 15167 0 0 American Homes 4 Rent COM 02665T306 178 10000 SH DFND 1, 2, 3, 4 10000 0 0 American Realty Capital Proper COM 02917T104 7552 602700 SH DFND 1, 2, 3, 4 602700 0 0 Amkor Technology Inc COM 031652100 1540 137711 SH DFND 1, 2, 3, 4 137711 0 0 AMREP Corp COM 032159105 366 59638 SH DFND 1, 2, 3, 4 59638 0 0 Apache Corp COM 037411105 1006 10000 SH DFND 1, 2, 3, 4 10000 0 0 Apache Corp COM 037411105 43267 430000 SH Call DFND 1, 2, 3, 4 0 0 430000 Anadarko Petroleum Corp COM 032511107 10947 100000 SH Call DFND 1, 2, 3, 4 0 0 100000 Apollo Global Management LLC COM 037612306 693 25000 SH DFND 1, 2, 3, 4 25000 0 0 ARMOUR Residential REIT Inc COM 042315101 173 40000 SH DFND 1, 2, 3, 4 40000 0 0 ASB Bancorp Inc COM 00213T109 677 32300 SH DFND 1, 2, 3, 4 32300 0 0 Assured Guaranty Ltd COM G0585R106 7028 286837 SH DFND 1, 2, 3, 4 286837 0 0 athenahealth Inc COM 04685W103 10361 82800 SH Put DFND 1, 2, 3, 4 0 0 82800 Atlantic Coast Financial Corp COM 048426100 3045 750000 SH DFND 1, 2, 3, 4 750000 0 0 Blackstone Group LP/The COM 09253U108 669 20000 SH DFND 1, 2, 3, 4 20000 0 0 Citigroup Inc COM 172967424 11728 249000 SH DFND 1, 2, 3, 4 249000 0 0 Citigroup Inc COM 172967424 32970 700000 SH Call DFND 1, 2, 3, 4 0 0 700000 Capital One Financial Corp COM 14040H105 991 12000 SH DFND 1, 2, 3, 4 12000 0 0 Capital Senior Living Corp COM 140475104 39458 1655137 SH DFND 1, 2, 3, 4 1655137 0 0 Carnival Corp COM 143658300 1694 45000 SH DFND 1, 2, 3, 4 45000 0 0 Carnival Corp COM 143658300 25978 690000 SH Call DFND 1, 2, 3, 4 0 0 690000 Charter Financial Corp/MD COM 16122W108 1666 150124 SH DFND 1, 2, 3, 4 150124 0 0 Clear Channel Outdoor Holdings COM 18451C109 4505 550694 SH DFND 1, 2, 3, 4 550694 0 0 Clifton Bancorp Inc COM 186873105 1553 122576 SH DFND 1, 2, 3, 4 122576 0 0 Cosi Inc COM 22122P200 27 23544 SH DFND 1, 2, 3, 4 23544 0 0 Cowen Group Inc COM 223622101 13767 3262375 SH DFND 1, 2, 3, 4 3262375 0 0 salesforce.com inc COM 79466L302 10454 180000 SH Put DFND 1, 2, 3, 4 0 0 180000 Devon Energy Corp COM 25179M103 6788 85490 SH DFND 1, 2, 3, 4 85490 0 0 Devon Energy Corp COM 25179M103 63774 803200 SH Call DFND 1, 2, 3, 4 0 0 803200 Dex Media Inc COM 25213A107 136 12206 SH DFND 1, 2, 3, 4 12206 0 0 Dow Chemical Co/The COM 260543103 10292 200000 SH Call DFND 1, 2, 3, 4 0 0 200000 Eastern Virginia Bankshares In COM 277196101 308 48200 SH DFND 1, 2, 3, 4 48200 0 0 Eldorado Gold Corp COM 284902103 117 15300 SH DFND 1, 2, 3, 4 15300 0 0 Emeritus Corp COM 291005106 703 22200 SH DFND 1, 2, 3, 4 22200 0 0 Equinix Inc COM 29444U502 16240 77300 SH DFND 1, 2, 3, 4 77300 0 0 Equinix Inc COM 29444U502 53615 255200 SH Call DFND 1, 2, 3, 4 0 0 255200 Erie Indemnity Co COM 29530P102 271 3599 SH DFND 1, 2, 3, 4 3599 0 0 Escalera Resources Co COM 296064108 52 19908 SH DFND 1, 2, 3, 4 19908 0 0 Express Scripts Holding Co COM 30219G108 347 5000 SH DFND 1, 2, 3, 4 5000 0 0 Express Scripts Holding Co COM 30219G108 48531 700000 SH Call DFND 1, 2, 3, 4 0 0 700000 Extreme Networks Inc COM 30226D106 6451 1452840 SH DFND 1, 2, 3, 4 1452840 0 0 Exxon Mobil Corp COM 30231G102 302 3000 SH DFND 1, 2, 3, 4 3000 0 0 Forest City Enterprises Inc COM 345550107 19159 964208 SH DFND 1, 2, 3, 4 964208 0 0 Forest City Enterprises Inc COM 345550305 358 18000 SH DFND 1, 2, 3, 4 18000 0 0 General Electric Co COM 369604103 1 46 SH DFND 1, 2, 3, 4 46 0 0 General Electric Co COM 369604103 7884 300000 SH Call DFND 1, 2, 3, 4 0 0 300000 Goldman Sachs Group Inc/The COM 38141G104 167 1000 SH DFND 1, 2, 3, 4 1000 0 0 Goldman Sachs Group Inc/The COM 38141G104 3349 20000 SH Call DFND 1, 2, 3, 4 0 0 20000 Greenlight Capital Re Ltd COM G4095J109 231 7000 SH DFND 1, 2, 3, 4 7000 0 0 Greif Inc COM 397624206 50643 845459 SH DFND 1, 2, 3, 4 845459 0 0 Groupon Inc COM 399473107 8834 1334400 SH Put DFND 1, 2, 3, 4 0 0 1334400 Halliburton Co COM 406216101 14202 200000 SH Call DFND 1, 2, 3, 4 0 0 200000 Hartford Financial Services Gr COM 416515104 1218 34000 SH DFND 1, 2, 3, 4 34000 0 0 Hartford Financial Services Gr COM 416515104 43882 1225400 SH Call DFND 1, 2, 3, 4 0 0 1225400 Hennessy Advisors Inc COM 425885100 186 12493 SH DFND 1, 2, 3, 4 12493 0 0 Herbalife Ltd COM G4412G901 968 15000 SH Call DFND 1, 2, 3, 4 0 0 15000 Herbalife Ltd COM G4412G951 1291 20000 SH Put DFND 1, 2, 3, 4 0 0 20000 HopFed Bancorp Inc COM 439734104 1096 94328 SH DFND 1, 2, 3, 4 94328 0 0 iShares iBoxx $ High Yield Cor COM 464288513 7254 76200 SH Put DFND 1, 2, 3, 4 0 0 76200 Imperial Oil Ltd COM 453038408 316 6000 SH DFND 1, 2, 3, 4 6000 0 0 Independent Bank Corp/MI COM 453838609 656 51000 SH DFND 1, 2, 3, 4 51000 0 0 Intelsat SA COM L5140P101 5727 304000 SH DFND 1, 2, 3, 4 304000 0 0 Intervest Bancshares Corp COM 460927106 3492 451168 SH DFND 1, 2, 3, 4 451168 0 0 Ingersoll-Rand PLC COM G47791901 6251 100000 SH Call DFND 1, 2, 3, 4 0 0 100000 Kentucky First Federal Bancorp COM 491292108 504 57583 SH DFND 1, 2, 3, 4 57583 0 0 Lake Shore Bancorp Inc COM 510700107 2445 196377 SH DFND 1, 2, 3, 4 196377 0 0 Lands' End Inc COM 51509F105 818 24350 SH DFND 1, 2, 3, 4 24350 0 0 LaPorte Bancorp Inc COM 516651106 166 15052 SH DFND 1, 2, 3, 4 15052 0 0 LeapFrog Enterprises Inc COM 52186N106 735 100000 SH DFND 1, 2, 3, 4 100000 0 0 Lennar Corp COM 526057302 6817 191874 SH DFND 1, 2, 3, 4 191874 0 0 Liberty Interactive Corp COM 53071M104 17284 588700 SH DFND 1, 2, 3, 4 588700 0 0 Liberty Interactive Corp COM 53071M104 5872 200000 SH Call DFND 1, 2, 3, 4 0 0 200000 Liberty Ventures COM 53071M880 1055 14298 SH DFND 1, 2, 3, 4 14298 0 0 Limoneira Co COM 532746104 608 27668 SH DFND 1, 2, 3, 4 27668 0 0 Loral Space & Communications I COM 543881106 6949 95600 SH DFND 1, 2, 3, 4 95600 0 0 Luxfer Holdings PLC COM 550678106 190 10000 SH DFND 1, 2, 3, 4 10000 0 0 MAG Silver Corp COM 55903Q104 1052 111300 SH DFND 1, 2, 3, 4 111300 0 0 MDC Partners Inc COM 552697104 231 10744 SH DFND 1, 2, 3, 4 10744 0 0 Microsoft Corp COM 594918104 667 16000 SH DFND 1, 2, 3, 4 16000 0 0 MTR Gaming Group Inc COM 553769100 9085 1698220 SH DFND 1, 2, 3, 4 1698220 0 0 Micron Technology Inc COM 595112103 9885 300000 SH Call DFND 1, 2, 3, 4 0 0 300000 National Western Life Insuranc COM 638522102 14609 58576 SH DFND 1, 2, 3, 4 58576 0 0 Newmont Mining Corp COM 651639106 247 9700 SH DFND 1, 2, 3, 4 9700 0 0 Newmont Mining Corp COM 651639106 6780 266500 SH Call DFND 1, 2, 3, 4 0 0 266500 Netflix Inc COM 64110L106 43531 98800 SH Put DFND 1, 2, 3, 4 0 0 98800 Oconee Federal Financial Corp COM 675607105 766 42388 SH DFND 1, 2, 3, 4 42388 0 0 Oppenheimer Holdings Inc COM 683797104 2067 86159 SH DFND 1, 2, 3, 4 86159 0 0 Peoples Bancorp of North Carol COM 710577107 413 25794 SH DFND 1, 2, 3, 4 25794 0 0 Permian Basin Royalty Trust COM 714236106 3495 245268 SH DFND 1, 2, 3, 4 245268 0 0 PowerShares Buyback Achievers COM 73935X286 4485 100000 SH Call DFND 1, 2, 3, 4 0 0 100000 PowerSecure International Inc COM 73936N105 697 71600 SH DFND 1, 2, 3, 4 71600 0 0 Premier Financial Bancorp Inc COM 74050M105 198 12314 SH DFND 1, 2, 3, 4 12314 0 0 PSB Holdings Inc/CT COM 69360W108 476 70862 SH DFND 1, 2, 3, 4 70862 0 0 Public Storage COM 74460D109 566 3306 SH DFND 1, 2, 3, 4 3306 0 0 Radio One Inc COM 75040P405 1769 358892 SH DFND 1, 2, 3, 4 358892 0 0 ResMed Inc COM 761152107 2532 50000 SH Put DFND 1, 2, 3, 4 0 0 50000 Rosetta Resources Inc COM 777779307 987 18000 SH DFND 1, 2, 3, 4 18000 0 0 Royce Focus Trust Inc COM 78080N108 101 11859 SH DFND 1, 2, 3, 4 11859 0 0 Salem Communications Corp COM 794093104 436 46099 SH DFND 1, 2, 3, 4 46099 0 0 Sealed Air Corp COM 81211K100 3781 110657 SH DFND 1, 2, 3, 4 110657 0 0 Seneca Foods Corp COM 817070501 283 9250 SH DFND 1, 2, 3, 4 9250 0 0 Seneca Foods Corp COM 817070105 233 7500 SH DFND 1, 2, 3, 4 7500 0 0 Sears Holdings Corp COM 812350106 9970 249500 SH Put DFND 1, 2, 3, 4 0 0 249500 Shore Bancshares Inc COM 825107105 676 75000 SH DFND 1, 2, 3, 4 75000 0 0 Spark Networks Inc COM 84651P100 298 52539 SH DFND 1, 2, 3, 4 52539 0 0 Stonegate Mortgage Corp COM 86181Q300 1550 111111 SH DFND 1, 2, 3, 4 111111 0 0 Straight Path Communications I COM 862578101 571 56007 SH DFND 1, 2, 3, 4 56007 0 0 ProShares Short VIX Short-Term COM 74347W627 12940 146600 SH Call DFND 1, 2, 3, 4 0 0 146600 Southwestern Energy Co COM 845467109 4549 100000 SH Call DFND 1, 2, 3, 4 0 0 100000 Texas Pacific Land Trust COM 882610108 18348 114598 SH DFND 1, 2, 3, 4 114598 0 0 Tesla Motors Inc COM 88160R101 132969 553900 SH Put DFND 1, 2, 3, 4 0 0 553900 US Global Investors Inc COM 902952100 144 40969 SH DFND 1, 2, 3, 4 40969 0 0 United Bancshares Inc/OH COM 909458101 317 23710 SH DFND 1, 2, 3, 4 23710 0 0 iPATH S&P 500 VIX Short-Term F COM 06742E711 812 28400 SH Put DFND 1, 2, 3, 4 0 0 28400 Wolverine Bancorp Inc COM 977880103 317 13946 SH DFND 1, 2, 3, 4 13946 0 0 WPX Energy Inc COM 98212B103 6217 260000 SH DFND 1, 2, 3, 4 260000 0 0 Wright Medical Group Inc COM 98235T115 2750 1845787 SH DFND 1, 2, 3, 4 1845787 0 0 Western Union Co/The COM 959802109 1734 100000 SH Call DFND 1, 2, 3, 4 0 0 100000 Xerox Corp COM 984121103 20020 1609300 SH DFND 1, 2, 3, 4 1609300 0 0 Xerox Corp COM 984121103 19174 1541300 SH Call DFND 1, 2, 3, 4 0 0 1541300 ZaZa Energy Corp COM 98919T100 30 34300 SH DFND 1, 2, 3, 4 34300 0 0