0001761645-19-000003.txt : 20190501 0001761645-19-000003.hdr.sgml : 20190501 20190501150838 ACCESSION NUMBER: 0001761645-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190501 DATE AS OF CHANGE: 20190501 EFFECTIVENESS DATE: 20190501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wharton Business Group, LLC CENTRAL INDEX KEY: 0001513126 IRS NUMBER: 943489948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14403 FILM NUMBER: 19786972 BUSINESS ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-3590 MAIL ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513126 XXXXXXXX 03-31-2019 03-31-2019 Wharton Business Group, LLC

110 N. PHOENIXVILLE PIKE SUITE 300 MALVERN PA 19355

13F HOLDINGS REPORT 028-14403 N Ashleigh C. Swayze 6463953900 Ashleigh C. Swayze Newtown PA 05-01-2019 0 100 966175 false INFORMATION TABLE 2 wharton1q19_13f.xml WHARTON INFORMATION TABLE FIRST COMWLTH FINL CORP PA COM 319829107 263 20855 SH SOLE 0 0 20855 3M CO COM 88579Y101 416 2000 SH SOLE 0 0 2000 ALPHABET INC CAP STK CL A 02079K305 4438 3771 SH SOLE 0 0 3771 ALPHABET INC CAP STK CL C 02079K107 1411 1203 SH SOLE 0 0 1203 ALPS ETF TR ALERIAN MLP 00162Q866 5079 506340 SH SOLE 0 0 506340 AMAZON COM INC COM 023135106 361 203 SH SOLE 0 0 203 APPLE INC COM 037833100 31143 163956 SH SOLE 0 0 163956 BANK AMER CORP COM 060505104 459 16630 SH SOLE 0 0 16630 BANK NEW YORK MELLON CORP COM 064058100 554 10990 SH SOLE 0 0 10990 BLACKROCK ENHANCED EQT DIV T COM 09251A104 892 104275 SH SOLE 0 0 104275 CATERPILLAR INC DEL COM 149123101 322 2380 SH SOLE 0 0 2380 CHEVRON CORP NEW COM 166764100 1138 9238 SH SOLE 0 0 9238 CINCINNATI FINL CORP COM 172062101 200 2328 SH SOLE 0 0 2328 CISCO SYS INC COM 17275R102 15020 278205 SH SOLE 0 0 278205 COLUMBIA ETF TR II BEYOND BRICS ETF 19762B103 3702 222670 SH SOLE 0 0 222670 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 549 24315 SH SOLE 0 0 24315 CONOCOPHILLIPS COM 20825C104 886 13275 SH SOLE 0 0 13275 DANAHER CORPORATION COM 235851102 412 3122 SH SOLE 0 0 3122 DOWDUPONT INC COM 26078J100 491 9217 SH SOLE 0 0 9217 SELECT SECTOR SPDR TR ENERGY 81369Y506 25279 382316 SH SOLE 0 0 382316 EXXON MOBIL CORP COM 30231G102 1466 18143 SH SOLE 0 0 18143 GENERAL MTRS CO COM 37045V100 207 5575 SH SOLE 0 0 5575 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 3540 212367 SH SOLE 0 0 212367 GOLDMAN SACHS GROUP INC COM 38141G104 6422 33449 SH SOLE 0 0 33449 INTERNATIONAL BUSINESS MACHS COM 459200101 233 1654 SH SOLE 0 0 1654 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 58 19395 SH SOLE 0 0 19395 INTEL CORP COM 458140100 14099 262558 SH SOLE 0 0 262558 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 574 10406 SH SOLE 0 0 10406 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 9795 206384 SH SOLE 0 0 206384 INVESCO EXCHANGE TRADED 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ISHARES TR EDGE MSCI USA VL 46432F388 27376 342802 SH SOLE 0 0 342802 ISHARES TR INTL SEL DIV ETF 464288448 388 12580 SH SOLE 0 0 12580 ISHARES TR JPMORGAN USD EMG 464288281 3750 34075 SH SOLE 0 0 34075 ISHARES TR MRNGSTR LG-CP GR 464287119 547 2994 SH SOLE 0 0 2994 ISHARES TR MSCI CHINA ETF 46429B671 11147 178550 SH SOLE 0 0 178550 ISHARES TR EAFE GRWTH ETF 464288885 519 6699 SH SOLE 0 0 6699 ISHARES INC MSCI EM ASIA ETF 464286426 27489 406342 SH SOLE 0 0 406342 ISHARES TR MSCI EMG MKT ETF 464287234 441 10278 SH SOLE 0 0 10278 ISHARES INC MSCI HONG KG ETF 464286871 12840 489888 SH SOLE 0 0 489888 ISHARES INC MSCI PAC JP ETF 464286665 5106 111240 SH SOLE 0 0 111240 ISHARES INC MSCI SINGPOR ETF 46434G780 3889 163898 SH SOLE 0 0 163898 ISHARES TR NASDAQ BIOTECH 464287556 210 1875 SH SOLE 0 0 1875 ISHARES TR PFD AND INCM SEC 464288687 14287 390898 SH SOLE 0 0 390898 ISHARES TR RUS TP200 GR ETF 464289438 20981 255156 SH SOLE 0 0 255156 ISHARES TR S&P 100 ETF 464287101 7853 62681 SH SOLE 0 0 62681 ISHARES TR US HLTHCR PR ETF 464288828 17250 102745 SH SOLE 0 0 102745 ISHARES TR U.S. MED DVC ETF 464288810 9836 42483 SH SOLE 0 0 42483 ISHARES TR USA QUALITY FCTR 46432F339 85951 970644 SH SOLE 0 0 970644 JPMORGAN CHASE & CO COM 46625H100 8778 86716 SH SOLE 0 0 86716 JOHNSON & JOHNSON COM 478160104 736 5267 SH SOLE 0 0 5267 LOCKHEED MARTIN CORP COM 539830109 737 2455 SH SOLE 0 0 2455 MCDONALDS CORP COM 580135101 400 2108 SH SOLE 0 0 2108 MICROSOFT CORP COM 594918104 4588 38898 SH SOLE 0 0 38898 MID PENN BANCORP INC COM 59540G107 749 30580 SH SOLE 0 0 30580 MORGAN STANLEY COM NEW 617446448 248 5887 SH SOLE 0 0 5887 NANOVIRICIDES INC COM NEW 630087203 98 363513 SH SOLE 0 0 363513 NETFLIX INC COM 64110L106 357 1000 SH SOLE 0 0 1000 ORACLE CORP COM 68389X105 528 9833 SH SOLE 0 0 9833 PEPSICO INC COM 713448108 478 3900 SH SOLE 0 0 3900 PFIZER INC COM 717081103 439 10331 SH SOLE 0 0 10331 PNC FINL SVCS GROUP INC COM 693475105 326 2656 SH SOLE 0 0 2656 PROCTER AND GAMBLE CO COM 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