Counsel

0001513126-20-000003.txt : 20200427 0001513126-20-000003.hdr.sgml : 20200427 20200427094605 ACCESSION NUMBER: 0001513126-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200427 DATE AS OF CHANGE: 20200427 EFFECTIVENESS DATE: 20200427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wharton Business Group, LLC CENTRAL INDEX KEY: 0001513126 IRS NUMBER: 943489948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14403 FILM NUMBER: 20817522 BUSINESS ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-3590 MAIL ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513126 XXXXXXXX 03-31-2020 03-31-2020 Wharton Business Group, LLC

110 N. PHOENIXVILLE PIKE SUITE 300 MALVERN PA 19355

13F HOLDINGS REPORT 028-14403 N Ashleigh Swayze Counsel 6463953900 Ashleigh C. Swayze Newtown PA 04-27-2020 0 101 884696 false INFORMATION TABLE 2 wharton1q2020_13f.xml WHARTON INFORMATION TABLE FIRST COMWLTH FINL CORP PA COM 319829107 107 11685 SH SOLE 0 0 11685 3M CO COM 88579Y101 276 2025 SH SOLE 0 0 2025 ADOBE INC COM 00724F101 299 940 SH SOLE 0 0 940 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 727 3740 SH SOLE 0 0 3740 ALPHABET INC CAP STK CL A 02079K305 4559 3924 SH SOLE 0 0 3924 ALPHABET INC CAP STK CL C 02079K107 1167 1004 SH SOLE 0 0 1004 ALPS ETF TR ALERIAN MLP 00162Q866 1689 491105 SH SOLE 0 0 491105 AMAZON COM INC COM 023135106 1246 639 SH SOLE 0 0 639 AMGEN INC COM 031162100 280 1383 SH SOLE 0 0 1383 APPLE INC COM 037833100 32295 126999 SH SOLE 0 0 126999 AUTODESK INC COM 052769106 254 1625 SH SOLE 0 0 1625 BK OF AMERICA CORP COM 060505104 465 21912 SH SOLE 0 0 21912 BLACKROCK ENHANCED EQUITY DI COM 09251A104 710 108705 SH SOLE 0 0 108705 CATERPILLAR INC DEL COM 149123101 276 2380 SH SOLE 0 0 2380 CIGNA CORP NEW COM 125523100 288 1626 SH SOLE 0 0 1626 CISCO SYS INC COM 17275R102 10960 278818 SH SOLE 0 0 278818 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 265 13590 SH SOLE 0 0 13590 COSTCO WHSL CORP NEW COM 22160K105 230 808 SH SOLE 0 0 808 CUMMINS INC COM 231021106 298 2199 SH SOLE 0 0 2199 DANAHER CORPORATION COM 235851102 435 3141 SH SOLE 0 0 3141 ECOLAB INC COM 278865100 308 1974 SH SOLE 0 0 1974 SELECT SECTOR SPDR TR ENERGY 81369Y506 9846 338801 SH SOLE 0 0 338801 EQT CORPORATION COM 26884L109 141 20011 SH SOLE 0 0 20011 FACEBOOK INC CL A 30303M102 478 2865 SH SOLE 0 0 2865 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 2243 138697 SH SOLE 0 0 138697 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 62 19395 SH SOLE 0 0 19395 INTEL CORP COM 458140100 14255 263393 SH SOLE 0 0 263393 INTERCONTINENTAL EXCHANGE IN COM 45866F104 363 4500 SH SOLE 0 0 4500 INTUIT COM 461202103 258 1122 SH SOLE 0 0 1122 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 221 4752 SH SOLE 0 0 4752 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 8750 199999 SH SOLE 0 0 199999 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 15868 526662 SH SOLE 0 0 526662 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 10405 112560 SH SOLE 0 0 112560 INVESCO EXCHANGE-TRADED FD T KBW BK ETF 46138E628 47597 1419948 SH SOLE 0 0 1419948 INVESCO QQQ TR UNIT SER 1 46090E103 376 1974 SH SOLE 0 0 1974 INVESCO EXCHANGE-TRADED FD T S&P SMLCP INFO 46138E115 495 6979 SH SOLE 0 0 6979 ISHARES TR MIN VOL EAFE ETF 46429B689 63793 1028088 SH SOLE 0 0 1028088 ISHARES TR CHINA LG-CAP ETF 464287184 2286 60908 SH SOLE 0 0 60908 ISHARES TR CORE HIGH DV ETF 46429B663 28515 398539 SH SOLE 0 0 398539 ISHARES INC CORE MSCI EMKT 46434G103 90506 2236373 SH SOLE 0 0 2236373 ISHARES TR CORE MSCI EAFE 46432F842 2248 45067 SH SOLE 0 0 45067 ISHARES TR CORE S&P500 ETF 464287200 49248 190587 SH SOLE 0 0 190587 ISHARES TR HDG MSCI EAFE 46434V803 18098 747525 SH SOLE 0 0 747525 ISHARES INC CUR HD MSCI EM 46434G509 8844 414645 SH SOLE 0 0 414645 ISHARES TR EDGE MSCI USA VL 46432F388 27087 429952 SH SOLE 0 0 429952 ISHARES TR INTL SEL DIV ETF 464288448 284 12580 SH SOLE 0 0 12580 ISHARES TR JPMORGAN USD EMG 464288281 3294 34075 SH SOLE 0 0 34075 ISHARES TR MRNGSTR LG-CP GR 464287119 297 1597 SH SOLE 0 0 1597 ISHARES TR MSCI CHINA ETF 46429B671 10222 178550 SH SOLE 0 0 178550 ISHARES INC MSCI EM ASIA ETF 464286426 20211 354892 SH SOLE 0 0 354892 ISHARES TR MSCI EMG MKT ETF 464287234 338 9916 SH SOLE 0 0 9916 ISHARES INC MSCI HONG KG ETF 464286871 9768 489888 SH SOLE 0 0 489888 ISHARES INC MSCI PAC JP ETF 464286665 3344 98601 SH SOLE 0 0 98601 ISHARES TR NASDAQ BIOTECH 464287556 257 2385 SH SOLE 0 0 2385 ISHARES TR PFD AND INCM SEC 464288687 10675 335278 SH SOLE 0 0 335278 ISHARES TR RUS TP200 GR ETF 464289438 21325 253241 SH SOLE 0 0 253241 ISHARES TR S&P 100 ETF 464287101 4920 41475 SH SOLE 0 0 41475 ISHARES TR SH TR CRPORT ETF 464288646 2214 42285 SH SOLE 0 0 42285 ISHARES TR US HLTHCR PR ETF 464288828 17855 107105 SH SOLE 0 0 107105 ISHARES TR U.S. MED DVC ETF 464288810 8770 38917 SH SOLE 0 0 38917 ISHARES TR USA QUALITY FCTR 46432F339 90926 1121990 SH SOLE 0 0 1121990 ISHARES INC MIN VOL EMRG MKT 464286533 26464 564018 SH SOLE 0 0 564018 JPMORGAN CHASE & CO COM 46625H100 10136 112582 SH SOLE 0 0 112582 JOHNSON & JOHNSON COM 478160104 803 6126 SH SOLE 0 0 6126 LOCKHEED MARTIN CORP COM 539830109 594 1753 SH SOLE 0 0 1753 MCDONALDS CORP COM 580135101 332 2006 SH SOLE 0 0 2006 MICROSOFT CORP COM 594918104 4633 29379 SH SOLE 0 0 29379 MID PENN BANCORP INC COM 59540G107 776 38330 SH SOLE 0 0 38330 NANOVIRICIDES INC COM 630087302 104 18176 SH SOLE 0 0 18176 NETFLIX INC COM 64110L106 376 1000 SH SOLE 0 0 1000 ORACLE CORP COM 68389X105 332 6866 SH SOLE 0 0 6866 PAYCHEX INC COM 704326107 284 4520 SH SOLE 0 0 4520 PEPSICO INC COM 713448108 473 3941 SH SOLE 0 0 3941 PFIZER INC COM 717081103 304 9306 SH SOLE 0 0 9306 PNC FINL SVCS GROUP INC COM 693475105 254 2656 SH SOLE 0 0 2656 PROCTER & GAMBLE CO COM 742718109 557 5062 SH SOLE 0 0 5062 RIVERVIEW FINL CORP NEW COM 76940Q105 130 20160 SH SOLE 0 0 20160 S & T BANCORP INC COM 783859101 494 18083 SH SOLE 0 0 18083 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 28076 316957 SH SOLE 0 0 316957 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1043 17682 SH SOLE 0 0 17682 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1158 55618 SH SOLE 0 0 55618 SONOCO PRODS CO COM 835495102 7227 155925 SH SOLE 0 0 155925 SPDR S&P 500 ETF TR TR UNIT 78462F103 1167 4526 SH SOLE 0 0 4526 SPDR SER TR S&P BK ETF 78464A797 11214 415966 SH SOLE 0 0 415966 SPDR SER TR S&P PHARMAC 78464A722 4591 127281 SH SOLE 0 0 127281 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 51973 646673 SH SOLE 0 0 646673 TEXAS INSTRS INC COM 882508104 231 2315 SH SOLE 0 0 2315 UNITEDHEALTH GROUP INC COM 91324P102 253 1014 SH SOLE 0 0 1014 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5523 53418 SH SOLE 0 0 53418 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 23977 584522 SH SOLE 0 0 584522 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 23234 692523 SH SOLE 0 0 692523 VANGUARD INDEX FDS GROWTH ETF 922908736 283 1805 SH SOLE 0 0 1805 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1549 9326 SH SOLE 0 0 9326 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 8946 126452 SH SOLE 0 0 126452 VANGUARD INDEX FDS SM CP VAL ETF 922908611 281 3165 SH SOLE 0 0 3165 VISA INC COM CL A 92826C839 201 1246 SH SOLE 0 0 1246 DISNEY WALT CO COM DISNEY 254687106 221 2283 SH SOLE 0 0 2283 WASTE MGMT INC DEL COM 94106L109 208 2250 SH SOLE 0 0 2250 WISDOMTREE TR E MKTS CNSMR GR 97717W539 1832 103165 SH SOLE 0 0 103165 WISDOMTREE TR US QTLY DIV GRT 97717X669 428 10990 SH SOLE 0 0 10990 WISDOMTREE TR US QLT SHRHD YLD 97717W547 217 3355 SH SOLE 0 0 3355