Counsel

0001513126-20-000001.txt : 20200204 0001513126-20-000001.hdr.sgml : 20200204 20200203181306 ACCESSION NUMBER: 0001513126-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200203 EFFECTIVENESS DATE: 20200204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wharton Business Group, LLC CENTRAL INDEX KEY: 0001513126 IRS NUMBER: 943489948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14403 FILM NUMBER: 20570014 BUSINESS ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-3590 MAIL ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513126 XXXXXXXX 12-31-2019 12-31-2019 Wharton Business Group, LLC

110 N. PHOENIXVILLE PIKE SUITE 300 MALVERN PA 19355

13F HOLDINGS REPORT 028-14403 N Ashleigh C. Swayze Counsel 6463953900 Ashleigh Swayze Yardley PA 02-03-2020 0 118 1076043 false INFORMATION TABLE 2 wharton4q19_13f.xml WHARTON INFORMATION TABLE 3M CO COM 88579Y101 454 2575 SH SOLE 0 0 2575 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 253 1200 SH SOLE 0 0 1200 ADOBE INC COM 00724F101 310 940 SH SOLE 0 0 940 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 674 3177 SH SOLE 0 0 3177 ALPHABET INC CAP STK CL A 02079K305 5291 3950 SH SOLE 0 0 3950 ALPHABET INC CAP STK CL C 02079K107 1340 1002 SH SOLE 0 0 1002 ALPS ETF TR ALERIAN MLP 00162Q866 4854 571105 SH SOLE 0 0 571105 AMAZON COM INC COM 023135106 771 417 SH SOLE 0 0 417 AMGEN INC COM 031162100 285 1183 SH SOLE 0 0 1183 APPLE INC COM 037833100 37897 129056 SH SOLE 0 0 129056 AUTODESK INC COM 052769106 298 1625 SH SOLE 0 0 1625 BANK AMER CORP COM 060505104 607 17240 SH SOLE 0 0 17240 BANK NEW YORK MELLON CORP COM 064058100 378 7520 SH SOLE 0 0 7520 BLACKROCK ENHANCED EQT DIV T COM 09251A104 1045 105315 SH SOLE 0 0 105315 BLACKROCK INC COM 09247X101 220 438 SH SOLE 0 0 438 BOOKING HLDGS INC COM 09857L108 236 115 SH SOLE 0 0 115 CATERPILLAR INC DEL COM 149123101 351 2380 SH SOLE 0 0 2380 CHARLES RIV LABS INTL INC COM 159864107 302 1975 SH SOLE 0 0 1975 CHEVRON CORP NEW COM 166764100 397 3298 SH SOLE 0 0 3298 CIGNA CORP NEW COM 125523100 333 1626 SH SOLE 0 0 1626 CINCINNATI FINL CORP COM 172062101 245 2328 SH SOLE 0 0 2328 CISCO SYS INC COM 17275R102 13370 278780 SH SOLE 0 0 278780 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 462 19675 SH SOLE 0 0 19675 COSTCO WHSL CORP NEW COM 22160K105 206 700 SH SOLE 0 0 700 CUMMINS INC COM 231021106 394 2199 SH SOLE 0 0 2199 DANAHER CORPORATION COM 235851102 479 3122 SH SOLE 0 0 3122 DISNEY WALT CO COM DISNEY 254687106 329 2273 SH SOLE 0 0 2273 ECOLAB INC COM 278865100 381 1974 SH SOLE 0 0 1974 EQT CORP COM 26884L109 218 20011 SH SOLE 0 0 20011 ETF SER SOLUTIONS US GLB JETS 26922A842 284 9025 SH SOLE 0 0 9025 EXXON MOBIL CORP COM 30231G102 398 5698 SH SOLE 0 0 5698 FACEBOOK INC CL A 30303M102 585 2852 SH SOLE 0 0 2852 FIRST COMWLTH FINL CORP PA COM 319829107 303 20855 SH SOLE 0 0 20855 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 2566 138697 SH SOLE 0 0 138697 GOLDMAN SACHS GROUP INC COM 38141G104 7808 33958 SH SOLE 0 0 33958 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 113 19395 SH SOLE 0 0 19395 INTEL CORP COM 458140100 15828 264463 SH SOLE 0 0 264463 INTERCONTINENTAL EXCHANGE IN COM 45866F104 416 4500 SH SOLE 0 0 4500 INTUIT COM 461202103 294 1122 SH SOLE 0 0 1122 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 546 9778 SH SOLE 0 0 9778 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 10344 201284 SH SOLE 0 0 201284 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 22270 538582 SH SOLE 0 0 538582 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 14262 112560 SH SOLE 0 0 112560 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 240 3800 SH SOLE 0 0 3800 INVESCO EXCHNG TRADED FD TR KBW BK ETF 46138E628 79605 1367084 SH SOLE 0 0 1367084 INVESCO EXCHNG TRADED FD TR S&P SMLCP INFO 46138E115 988 10299 SH SOLE 0 0 10299 INVESCO QQQ TR UNIT SER 1 46090E103 295 1388 SH SOLE 0 0 1388 ISHARES INC CORE MSCI EMKT 46434G103 115460 2147697 SH SOLE 0 0 2147697 ISHARES INC CUR HD MSCI EM 46434G509 10980 414645 SH SOLE 0 0 414645 ISHARES INC MSCI EM ASIA ETF 464286426 28137 397542 SH SOLE 0 0 397542 ISHARES INC MSCI HONG KG ETF 464286871 11919 489888 SH SOLE 0 0 489888 ISHARES INC MSCI PAC JP ETF 464286665 4609 99554 SH SOLE 0 0 99554 ISHARES INC MSCI SINGPOR ETF 46434G780 3956 163898 SH SOLE 0 0 163898 ISHARES TR MIN VOL EAFE ETF 46429B689 37698 505740 SH SOLE 0 0 505740 ISHARES TR CHINA LG-CAP ETF 464287184 809 62283 SH SOLE 0 0 62283 ISHARES TR CORE HIGH DV ETF 46429B663 38982 397489 SH SOLE 0 0 397489 ISHARES TR CORE MSCI EAFE 46432F842 21284 326237 SH SOLE 0 0 326237 ISHARES TR CORE S&P500 ETF 464287200 61356 189816 SH SOLE 0 0 189816 ISHARES TR HDG MSCI EAFE 46434V803 23229 761235 SH SOLE 0 0 761235 ISHARES TR EDGE MSCI USA VL 46432F388 30830 343582 SH SOLE 0 0 343582 ISHARES TR INTL SEL DIV ETF 464288448 422 12580 SH SOLE 0 0 12580 ISHARES TR JPMORGAN USD EMG 464288281 3904 34075 SH SOLE 0 0 34075 ISHARES TR MRNGSTR LG-CP GR 464287119 629 2994 SH SOLE 0 0 2994 ISHARES TR MSCI CHINA ETF 46429B671 11443 178550 SH SOLE 0 0 178550 ISHARES TR MSCI EAFE ETF 464287465 211 3045 SH SOLE 0 0 3045 ISHARES TR MSCI EMG MKT ETF 464287234 552 12296 SH SOLE 0 0 12296 ISHARES TR NASDAQ BIOTECH 464287556 484 4020 SH SOLE 0 0 4020 ISHARES TR PFD AND INCM SEC 464288687 14619 388918 SH SOLE 0 0 388918 ISHARES TR RUS TP200 GR ETF 464289438 24585 254551 SH SOLE 0 0 254551 ISHARES TR S&P 100 ETF 464287101 6774 47010 SH SOLE 0 0 47010 ISHARES TR US HLTHCR PR ETF 464288828 21441 106790 SH SOLE 0 0 106790 ISHARES TR U.S. MED DVC ETF 464288810 11020 41693 SH SOLE 0 0 41693 ISHARES TR USA QUALITY FCTR 46432F339 97605 966383 SH SOLE 0 0 966383 JOHNSON & JOHNSON COM 478160104 892 6113 SH SOLE 0 0 6113 JPMORGAN CHASE & CO COM 46625H100 12395 88920 SH SOLE 0 0 88920 LOCKHEED MARTIN CORP COM 539830109 855 2195 SH SOLE 0 0 2195 MASTERCARD INC CL A 57636Q104 239 800 SH SOLE 0 0 800 MCDONALDS CORP COM 580135101 395 2000 SH SOLE 0 0 2000 MICROSOFT CORP COM 594918104 4749 30116 SH SOLE 0 0 30116 MID PENN BANCORP INC COM 59540G107 881 30580 SH SOLE 0 0 30580 MORGAN STANLEY COM NEW 617446448 293 5737 SH SOLE 0 0 5737 NANOVIRICIDES INC COM 630087302 46 18176 SH SOLE 0 0 18176 NETFLIX INC COM 64110L106 324 1000 SH SOLE 0 0 1000 NORFOLK SOUTHERN CORP COM 655844108 228 1175 SH SOLE 0 0 1175 ORACLE CORP COM 68389X105 516 9738 SH SOLE 0 0 9738 PAYCHEX INC COM 704326107 384 4520 SH SOLE 0 0 4520 PEPSICO INC COM 713448108 686 5019 SH SOLE 0 0 5019 PFIZER INC COM 717081103 405 10331 SH SOLE 0 0 10331 PNC FINL SVCS GROUP INC COM 693475105 424 2656 SH SOLE 0 0 2656 PROCTER & GAMBLE CO COM 742718109 631 5050 SH SOLE 0 0 5050 RIVERVIEW FINL CORP NEW COM 76940Q105 252 20160 SH SOLE 0 0 20160 S & T BANCORP INC COM 783859101 729 18083 SH SOLE 0 0 18083 SELECT SECTOR SPDR TR ENERGY 81369Y506 21079 351081 SH SOLE 0 0 351081 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 32183 315953 SH SOLE 0 0 315953 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1307 16037 SH SOLE 0 0 16037 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1802 58538 SH SOLE 0 0 58538 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 58102 633820 SH SOLE 0 0 633820 SONOCO PRODS CO COM 835495102 9624 155925 SH SOLE 0 0 155925 SPDR S&P 500 ETF TR TR UNIT 78462F103 1457 4526 SH SOLE 0 0 4526 SPDR SERIES TRUST S&P BK ETF 78464A797 18402 389131 SH SOLE 0 0 389131 SPDR SERIES TRUST S&P PHARMAC 78464A722 6013 131671 SH SOLE 0 0 131671 TEXAS INSTRS INC COM 882508104 297 2315 SH SOLE 0 0 2315 UNITEDHEALTH GROUP INC COM 91324P102 305 1036 SH SOLE 0 0 1036 VANGUARD GROUP DIV APP ETF 921908844 5899 47318 SH SOLE 0 0 47318 VANGUARD INDEX FDS GROWTH ETF 922908736 329 1805 SH SOLE 0 0 1805 VANGUARD INDEX FDS SM CP VAL ETF 922908611 767 5595 SH SOLE 0 0 5595 VANGUARD INDEX FDS VALUE ETF 922908744 223 1858 SH SOLE 0 0 1858 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 33139 616544 SH SOLE 0 0 616544 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 31574 710015 SH SOLE 0 0 710015 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 9720 103726 SH SOLE 0 0 103726 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1796 9369 SH SOLE 0 0 9369 VISA INC COM CL A 92826C839 234 1246 SH SOLE 0 0 1246 WASTE MGMT INC DEL COM 94106L109 256 2250 SH SOLE 0 0 2250 WELLTOWER INC COM 95040Q104 209 2555 SH SOLE 0 0 2555 WISDOMTREE TR E MKTS CNSMR GR 97717W539 2423 103165 SH SOLE 0 0 103165 WISDOMTREE TR US QTLY DIV GRT 97717X669 533 10990 SH SOLE 0 0 10990 WISDOMTREE TR US QLT SHRHD YLD 97717W547 318 3355 SH SOLE 0 0 3355 ZOETIS INC CL A 98978V103 265 2000 SH SOLE 0 0 2000