0001513126-19-000003.txt : 20191030 0001513126-19-000003.hdr.sgml : 20191030 20191030114228 ACCESSION NUMBER: 0001513126-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191030 EFFECTIVENESS DATE: 20191030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wharton Business Group, LLC CENTRAL INDEX KEY: 0001513126 IRS NUMBER: 943489948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14403 FILM NUMBER: 191178581 BUSINESS ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-3590 MAIL ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513126 XXXXXXXX 09-30-2019 09-30-2019 Wharton Business Group, LLC

110 N. PHOENIXVILLE PIKE SUITE 300 MALVERN PA 19355

13F HOLDINGS REPORT 028-14403 N Ashleigh C. Swayze 6463953900 Ashleigh C. Swayze Newtown PA 10-30-2019 0 100 997830 false INFORMATION TABLE 2 wharton3q19_13f.xml WHARTON INFORMATION TABLE FIRST COMWLTH FINL CORP PA COM 319829107 277 20855 SH SOLE 0 0 20855 3M CO COM 88579Y101 329 2000 SH SOLE 0 0 2000 ALPHABET INC CAP STK CL A 02079K305 4496 3682 SH SOLE 0 0 3682 ALPHABET INC CAP STK CL C 02079K107 1471 1207 SH SOLE 0 0 1207 ALPS ETF TR ALERIAN MLP 00162Q866 4628 506340 SH SOLE 0 0 506340 AMAZON COM INC COM 023135106 352 203 SH SOLE 0 0 203 APPLE INC COM 037833100 30200 134838 SH SOLE 0 0 134838 BANK AMER CORP COM 060505104 521 17865 SH SOLE 0 0 17865 BANK NEW YORK MELLON CORP COM 064058100 340 7520 SH SOLE 0 0 7520 BLACKROCK ENHANCED EQT DIV T COM 09251A104 957 104275 SH SOLE 0 0 104275 CATERPILLAR INC DEL COM 149123101 301 2380 SH SOLE 0 0 2380 CHEVRON CORP NEW COM 166764100 1096 9238 SH SOLE 0 0 9238 CIGNA CORP NEW COM 125523100 247 1626 SH SOLE 0 0 1626 CINCINNATI FINL CORP COM 172062101 272 2328 SH SOLE 0 0 2328 CISCO SYS INC COM 17275R102 13746 278205 SH SOLE 0 0 278205 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 456 20805 SH SOLE 0 0 20805 CONOCOPHILLIPS COM 20825C104 756 13275 SH SOLE 0 0 13275 CUMMINS INC COM 231021106 201 1234 SH SOLE 0 0 1234 DANAHER CORPORATION COM 235851102 451 782 SH SOLE 0 0 782 SELECT SECTOR SPDR TR ENERGY 81369Y506 22721 383806 SH SOLE 0 0 383806 EQT CORP COM 26884L109 213 20011 SH SOLE 0 0 20011 EXXON MOBIL CORP COM 30231G102 1281 18143 SH SOLE 0 0 18143 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 3406 212367 SH SOLE 0 0 212367 GOLDMAN SACHS GROUP INC COM 38141G104 6923 33408 SH SOLE 0 0 33408 INTERNATIONAL BUSINESS MACHS COM 459200101 210 1442 SH SOLE 0 0 1442 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 91 19395 SH SOLE 0 0 19395 INTEL CORP COM 458140100 13524 262458 SH SOLE 0 0 262458 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 493 10406 SH SOLE 0 0 10406 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 9863 204034 SH SOLE 0 0 204034 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 21598 563467 SH SOLE 0 0 563467 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 13448 114105 SH SOLE 0 0 114105 INVESCO EXCHNG TRADED FD TR KBW BK ETF 46138E628 72061 1398694 SH SOLE 0 0 1398694 INVESCO QQQ TR UNIT SER 1 46090E103 227 1203 SH SOLE 0 0 1203 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 270 4790 SH SOLE 0 0 4790 INVESCO EXCHNG TRADED FD TR S&P SMLCP INFO 46138E115 934 10889 SH SOLE 0 0 10889 ISHARES TR 1 3 YR TREAS BD 464287457 256 3020 SH SOLE 0 0 3020 ISHARES TR CHINA LG-CAP ETF 464287184 2604 65418 SH SOLE 0 0 65418 ISHARES TR CORE HIGH DV ETF 46429B663 38597 409909 SH SOLE 0 0 409909 ISHARES INC CORE MSCI EMKT 46434G103 105283 2147757 SH SOLE 0 0 2147757 ISHARES TR CORE MSCI EAFE 46432F842 53336 873365 SH SOLE 0 0 873365 ISHARES TR CORE S&P500 ETF 464287200 56703 189946 SH SOLE 0 0 189946 ISHARES INC CUR HD MSCI EM 46434G509 22682 921270 SH SOLE 0 0 921270 ISHARES TR HDG MSCI EAFE 46434V803 22951 766570 SH SOLE 0 0 766570 ISHARES TR EDGE MSCI USA VL 46432F388 28175 343432 SH SOLE 0 0 343432 ISHARES TR INTL SEL DIV ETF 464288448 387 12580 SH SOLE 0 0 12580 ISHARES TR JPMORGAN USD EMG 464288281 3862 34075 SH SOLE 0 0 34075 ISHARES TR MRNGSTR LG-CP GR 464287119 573 2994 SH SOLE 0 0 2994 ISHARES TR MSCI CHINA ETF 46429B671 10013 178550 SH SOLE 0 0 178550 ISHARES TR EAFE GRWTH ETF 464288885 524 6514 SH SOLE 0 0 6514 ISHARES INC MSCI EM ASIA ETF 464286426 25478 399722 SH SOLE 0 0 399722 ISHARES TR MSCI EMG MKT ETF 464287234 441 10783 SH SOLE 0 0 10783 ISHARES INC MSCI HONG KG ETF 464286871 11120 489888 SH SOLE 0 0 489888 ISHARES INC MSCI PAC JP ETF 464286665 4453 99554 SH SOLE 0 0 99554 ISHARES INC MSCI SINGPOR ETF 46434G780 3802 163898 SH SOLE 0 0 163898 ISHARES TR NASDAQ BIOTECH 464287556 206 2070 SH SOLE 0 0 2070 ISHARES TR PFD AND INCM SEC 464288687 15003 399773 SH SOLE 0 0 399773 ISHARES TR RUS TP200 GR ETF 464289438 22183 254796 SH SOLE 0 0 254796 ISHARES TR S&P 100 ETF 464287101 6615 50305 SH SOLE 0 0 50305 ISHARES TR US HLTHCR PR ETF 464288828 16614 102745 SH SOLE 0 0 102745 ISHARES TR U.S. MED DVC ETF 464288810 10175 41153 SH SOLE 0 0 41153 ISHARES TR USA QUALITY FCTR 46432F339 90100 975108 SH SOLE 0 0 975108 JPMORGAN CHASE & CO COM 46625H100 10228 86905 SH SOLE 0 0 86905 JOHNSON & JOHNSON COM 478160104 688 5316 SH SOLE 0 0 5316 LOCKHEED MARTIN CORP COM 539830109 958 2455 SH SOLE 0 0 2455 MCDONALDS CORP COM 580135101 429 2000 SH SOLE 0 0 2000 MICROSOFT CORP COM 594918104 5374 38651 SH SOLE 0 0 38651 MID PENN BANCORP INC COM 59540G107 784 30580 SH SOLE 0 0 30580 MORGAN STANLEY COM NEW 617446448 245 5737 SH SOLE 0 0 5737 NANOVIRICIDES INC COM 630087302 37 18176 SH SOLE 0 0 18176 NETFLIX INC COM 64110L106 268 1000 SH SOLE 0 0 1000 ORACLE CORP COM 68389X105 541 9833 SH SOLE 0 0 9833 PEPSICO INC COM 713448108 537 3919 SH SOLE 0 0 3919 PFIZER INC COM 717081103 371 10331 SH SOLE 0 0 10331 PNC FINL SVCS GROUP INC COM 693475105 372 2656 SH SOLE 0 0 2656 PROCTER & GAMBLE CO COM 742718109 628 5050 SH SOLE 0 0 5050 RIVERVIEW FINL CORP NEW COM 76940Q105 235 20160 SH SOLE 0 0 20160 S & T BANCORP INC COM 783859101 661 18083 SH SOLE 0 0 18083 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 23727 263248 SH SOLE 0 0 263248 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1245 16037 SH SOLE 0 0 16037 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1700 60703 SH SOLE 0 0 60703 SONOCO PRODS CO COM 835495102 9076 155925 SH SOLE 0 0 155925 SPDR S&P 500 ETF TR TR UNIT 78462F103 1270 4281 SH SOLE 0 0 4281 SPDR SERIES TRUST S&P BK ETF 78464A797 18061 418466 SH SOLE 0 0 418466 SPDR SERIES TRUST S&P PHARMAC 78464A722 3647 102471 SH SOLE 0 0 102471 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 53774 667755 SH SOLE 0 0 667755 UNITEDHEALTH GROUP INC COM 91324P102 225 1036 SH SOLE 0 0 1036 ETF SER SOLUTIONS US GLB JETS 26922A842 265 9025 SH SOLE 0 0 9025 VANGUARD GROUP DIV APP ETF 921908844 5668 47398 SH SOLE 0 0 47398 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 31519 631649 SH SOLE 0 0 631649 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 28486 707560 SH SOLE 0 0 707560 VANGUARD INDEX FDS GROWTH ETF 922908736 300 1805 SH SOLE 0 0 1805 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1571 9369 SH SOLE 0 0 9369 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 9436 106348 SH SOLE 0 0 106348 VANGUARD INDEX FDS SM CP VAL ETF 922908611 987 7660 SH SOLE 0 0 7660 VANGUARD INDEX FDS VALUE ETF 922908744 207 1858 SH SOLE 0 0 1858 DISNEY WALT CO COM DISNEY 254687106 296 2273 SH SOLE 0 0 2273 WELLTOWER INC COM 95040Q104 232 2555 SH SOLE 0 0 2555 WISDOMTREE TR E MKTS CNSMR GR 97717W539 2497 116745 SH SOLE 0 0 116745 WISDOMTREE TR US QTLY DIV GRT 97717X669 496 10990 SH SOLE 0 0 10990 WISDOMTREE TR US QLT SHRHD YLD 97717W547 293 3355 SH SOLE 0 0 3355